Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 186
- +16 vs. Q2 2025
- Shares held
- 32.2M
- +4.15M (+14.8%) vs. Q2 2025
- Total value
- $480.8M
- +$64.0M (+15.4%) vs. Q2 2025
- New holders
- 26
- 84 more added
- Sold out
- 10
- 40 more reduced
5 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Apollon Wealth Management, LLC | 34,090 | $510.7K | 0.01% | +10,876+46.9% | Added |
| Davenport & Co LLC | 35,602 | $533.3K | 0.00% | +1,594+4.7% | Added |
| Discipline Wealth Solutions, LLC | 35,935 | $538.3K | 0.14% | +35,935 | New |
| Western Wealth Management, LLC | 36,936 | $553.3K | 0.03% | +128+0.3% | Added |
| Insigneo Advisory Services, LLC | 37,166 | $556.7K | 0.04% | +4,000+12.1% | Added |
| Brinker Capital Investments, LLC | 38,510 | $576.9K | 0.00% | +10,535+37.7% | Added |
| Buska Wealth Management, LLC | 39,242 | $587.8K | 0.18% | +6,653+20.4% | Added |
| Stratos Wealth Partners, LTD. | 39,299 | $588.7K | 0.01% | −3,032−7.2% | Reduced |
| Colony Group, LLC | 40,000 | $599.2K | 0.00% | +40,000 | New |
| Sanctuary Advisors, LLC | 41,830 | $626.6K | 0.00% | +130+0.3% | Added |
| New England Private Wealth Advisors LLC | 43,327 | $649.0K | 0.09% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 44,757 | $670.5K | 0.01% | +25,010+126.7% | Added |
| CoreCap Advisors, LLC | 45,391 | $680.0K | 0.02% | −2,250−4.7% | Reduced |
| Mallini Complete Financial Planning LLC | 45,577 | $682.7K | 0.56% | +7,015+18.2% | Added |
| Presper Financial Architects, LLC | 48,278 | $723.2K | 0.42% | −2,272−4.5% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 48,749 | $730.3K | 0.23% | −6,819−12.3% | Reduced |
| Brookstone Capital Management | 48,884 | $732.3K | 0.01% | −7,385−13.1% | Reduced |
| Captrust Financial Advisors | 49,157 | $736.4K | 0.00% | −788−1.6% | Reduced |
| Parisi Gray Wealth Management | 50,233 | $752.5K | 0.20% | −742−1.5% | Reduced |
| Equitable Holdings, Inc. | 51,419 | $770.3K | 0.01% | +3,176+6.6% | Added |
| Garden State Investment Advisory Services LLC | 51,906 | $777.6K | 0.20% | −4,625−8.2% | Reduced |
| Oppenheimer & Co Inc | 54,322 | $813.7K | 0.01% | +3,611+7.1% | Added |
| Fiduciary Alliance LLC | 54,880 | $822.1K | 0.06% | +11,568+26.7% | Added |
| Strategic Financial Concepts, LLC | 55,676 | $834.0K | 0.12% | +3,319+6.3% | Added |
| PMG Family Office LLC | 56,296 | $843.3K | 0.94% | +56,296 | New |
| Geneos Wealth Management Inc. | 59,241 | $887.4K | 0.02% | +203+0.3% | Added |
| Focus Financial Network, Inc. | 61,220 | $917.1K | 0.03% | +6,015+10.9% | Added |
| Sovran Advisors, LLC | 73,642 | $975.8K | 0.09% | −7,244−9.0% | Reduced |
| RSM US Wealth Management LLC | 69,301 | $1.04M | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 70,038 | $1.05M | 0.02% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 71,433 | $1.07M | 0.00% | +90.0% | Added |
| Ameriprise Financial Inc | 75,941 | $1.14M | 0.00% | +7,712+11.3% | Added |
| Sigma Planning Corp | 78,858 | $1.18M | 0.03% | +2,069+2.7% | Added |
| Thrivent Financial for Lutherans | 80,491 | $1.21M | 0.00% | +80,491 | New |
| Dynamic Advisor Solutions LLC | 80,895 | $1.21M | 0.04% | +3,374+4.4% | Added |
| PFG Investments, LLC | 82,050 | $1.23M | 0.06% | +8,343+11.3% | Added |
| Mutual Advisors, LLC | 94,063 | $1.30M | 0.03% | +1,526+1.6% | Added |
| Jane Street Group, LLC | 86,859 | $1.30M | 0.00% | +86,859 | New |
| IFG Advisory, LLC | 98,047 | $1.47M | 0.07% | +8,351+9.3% | Added |
| Ausdal Financial Partners, Inc. | 100,587 | $1.51M | 0.07% | +22,069+28.1% | Added |
| Cary Street Partners Financial LLC | 101,400 | $1.52M | 0.04% | +101,400 | New |
| Smith Asset Management Co., LLC | 101,871 | $1.53M | 1.30% | +31,155+44.1% | Added |
| Capital Investment Advisory Services, LLC | 106,612 | $1.60M | 0.13% | +22,862+27.3% | Added |
| Founders Financial Alliance, LLC | 116,503 | $1.75M | 0.33% | +4,332+3.9% | Added |
| Almanack Investment Partners, LLC. | 118,059 | $1.77M | 0.27% | −112,031−48.7% | Reduced |
| GWM Advisors LLC | 118,171 | $1.77M | 0.01% | +10,419+9.7% | Added |
| Kestra Advisory Services, LLC | 128,576 | $1.93M | 0.01% | −123−0.1% | Reduced |
| Private Advisor Group, LLC | 132,178 | $1.98M | 0.01% | +29,676+29.0% | Added |
| Steward Partners Investment Advisory, LLC | 133,596 | $2.00M | 0.01% | +3,655+2.8% | Added |
| Tennessee Valley Asset Management Partners | 141,856 | $2.13M | 0.29% | +141,856 | New |
| Great Valley Advisor Group, Inc. | 142,036 | $2.13M | 0.04% | −7,291−4.9% | Reduced |
| Principal Securities, Inc. | 153,560 | $2.30M | 0.04% | +8,100+5.6% | Added |
| Flynn Zito Capital Management, LLC | 162,270 | $2.43M | 0.90% | +69,623+75.1% | Added |
| Wedbush Securities Inc | 178,961 | $2.68M | 0.09% | +2,036+1.2% | Added |
| The PNC Financial Services Group, Inc. | 186,388 | $2.79M | 0.00% | +44,939+31.8% | Added |
| Baird Financial Group, Inc. | 189,100 | $2.83M | 0.00% | −10,777−5.4% | Reduced |
| Marks Group Wealth Management, Inc | 196,262 | $2.94M | 0.27% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 202,327 | $3.03M | 0.36% | −20,404−9.2% | Reduced |
| Mosaic Family Wealth Partners, LLC | 215,896 | $3.23M | 0.38% | −11,348−5.0% | Reduced |
| Illumine Investment Management, LLC | 225,876 | $3.38M | 2.41% | +9,042+4.2% | Added |
| Vestmark Advisory Solutions, Inc. | 229,296 | $3.43M | 0.07% | +229,296 | New |
| Mount Yale Investment Advisors, LLC | 229,296 | $3.43M | 0.24% | +229,296 | New |
| Richmond Brothers, Inc. | 229,328 | $3.44M | 2.17% | −9,072−3.8% | Reduced |
| Commonwealth Equity Services, LLC | 231,467 | $3.47M | 0.00% | −69,143−23.0% | Reduced |
| Integrated Wealth Concepts LLC | 236,227 | $3.54M | 0.03% | +28,552+13.7% | Added |
| Retirement Planning Group | 273,901 | $4.10M | 0.14% | +158,481+137.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 291,622 | $4.37M | 0.01% | +55,452+23.5% | Added |
| Integrity Alliance, LLC. | 309,569 | $4.64M | 0.22% | +309,569 | New |
| Cohen & Steers, Inc. | 336,789 | $5.04M | 0.01% | −10,000−2.9% | Reduced |
| Janney Montgomery Scott LLC | 369,461 | $5.54M | 0.01% | +85,739+30.2% | Added |
| Truist Financial Corp | 424,480 | $6.36M | 0.01% | +108,158+34.2% | Added |
| Prime Capital Investment Advisors, LLC | 441,497 | $6.61M | 0.08% | +16,658+3.9% | Added |
| Petra Financial Advisors Inc | 455,829 | $6.83M | 3.98% | +10,773+2.4% | Added |
| Secure Asset Management, LLC | 472,500 | $7.12M | 1.17% | +38,845+9.0% | Added |
| Bank of America Corp | 504,365 | $7.56M | 0.00% | −46,644−8.5% | Reduced |
| Raymond James Financial Inc | 706,973 | $10.6M | 0.00% | −251,398−26.2% | Reduced |
| Royal Bank of Canada | 761,246 | $11.4M | 0.00% | +102,117+15.5% | Added |
| Envestnet Asset Management Inc | 796,772 | $11.9M | 0.00% | +66,016+9.0% | Added |
| Change Path, LLC | 820,049 | $12.3M | 0.30% | +79,396+10.7% | Added |
| MML Investors Services, LLC | 831,424 | $12.5M | 0.03% | +30,122+3.8% | Added |
| Advisor Group Holdings, Inc. | 951,693 | $14.2M | 0.02% | +180,803+23.5% | Added |
| Cetera Investment Advisers | 1,203,938 | $18.0M | 0.02% | +524,872+77.3% | Added |
| UBS Group AG | 1,581,195 | $23.7M | 0.00% | +58,334+3.8% | Added |
| Verus Capital Partners, LLC | 2,270,760 | $34.0M | 2.64% | +393,530+21.0% | Added |
| LPL Financial LLC | 2,400,505 | $36.0M | 0.01% | +348,878+17.0% | Added |
| Morgan Stanley | 8,156,160 | $122.2M | 0.01% | +858,870+11.8% | Added |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −17,825−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −13,964−100.0% | Sold out |
| Milestone Asset Management, LLC | 0 | $0 | 0.00% | −13,835−100.0% | Sold out |
| Canal Capital Management, LLC | 0 | $0 | 0.00% | −64,252−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −2,258−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −1,983−100.0% | Sold out |
| Concord Wealth Partners | 0 | $0 | 0.00% | −271−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −186−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Total Investment Management Inc | 0 | $0 | 0.00% | −79−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |
| Capital Market Strategies LLC | – | – | – | – | Not filed |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |