Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 176
- +5 vs. Q4 2024
- Shares held
- 27.5M
- +3.54M (+14.8%) vs. Q4 2024
- Total value
- $428.2M
- +$62.9M (+17.2%) vs. Q4 2024
- New holders
- 26
- 75 more added
- Sold out
- 21
- 37 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GPS Wealth Strategies Group, LLC | 31,504 | $490.5K | 0.07% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 31,506 | $490.6K | 0.00% | −20.0% | Reduced |
| Insigneo Advisory Services, LLC | 33,166 | $516.4K | 0.05% | +9,834+42.1% | Added |
| Mallini Complete Financial Planning LLC | 35,064 | $546.0K | 0.52% | +5,715+19.5% | Added |
| Capital Market Strategies LLC | 35,270 | $549.2K | 0.37% | −1,680−4.5% | Reduced |
| Western Wealth Management, LLC | 35,711 | $556.0K | 0.04% | −106−0.3% | Reduced |
| Sanctuary Advisors, LLC | 37,913 | $590.3K | 0.00% | +60+0.2% | Added |
| Stratos Wealth Partners, LTD. | 41,140 | $640.6K | 0.01% | −7,110−14.7% | Reduced |
| Equitable Holdings, Inc. | 43,128 | $671.5K | 0.01% | +1,613+3.9% | Added |
| Kestra Advisory Services, LLC | 43,183 | $672.4K | 0.00% | −25,703−37.3% | Reduced |
| Capital Investment Advisory Services, LLC | 43,550 | $678.1K | 0.06% | +43,550 | New |
| New England Private Wealth Advisors LLC | 44,327 | $690.2K | 0.11% | +44,327 | New |
| Stifel Financial Corp | 44,405 | $691.4K | 0.00% | +1,159+2.7% | Added |
| Flynn Zito Capital Management, LLC | 44,504 | $692.9K | 0.32% | +29,733+201.3% | Added |
| Fiduciary Alliance LLC | 44,875 | $698.7K | 0.07% | +44,875 | New |
| Focus Financial Network, Inc. | 45,099 | $702.2K | 0.03% | +3,232+7.7% | Added |
| CoreCap Advisors, LLC | 46,776 | $728.3K | 0.03% | +482+1.0% | Added |
| Oppenheimer & Co Inc | 49,966 | $778.0K | 0.01% | +4,083+8.9% | Added |
| Parisi Gray Wealth Management | 50,975 | $793.7K | 0.26% | −5,206−9.3% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 54,246 | $844.6K | 0.31% | +3,419+6.7% | Added |
| Strategic Financial Concepts, LLC | 56,167 | $874.5K | 0.16% | +33,160+144.1% | Added |
| Garden State Investment Advisory Services LLC | 57,556 | $896.1K | 0.29% | +5,757+11.1% | Added |
| Thrivent Financial for Lutherans | 60,115 | $962.0K | 0.00% | 00.0% | Unchanged |
| Brookstone Capital Management | 64,930 | $1.01M | 0.01% | −72−0.1% | Reduced |
| Umb Bank N A | 69,122 | $1.08M | 0.02% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 69,301 | $1.08M | 0.02% | +12,268+21.5% | Added |
| PFG Investments, LLC | 71,920 | $1.12M | 0.07% | −46−0.1% | Reduced |
| Ameriprise Financial Inc | 72,020 | $1.12M | 0.00% | −976−1.3% | Reduced |
| Mercer Global Advisors Inc | 74,544 | $1.16M | 0.00% | +39,070+110.1% | Added |
| Dynamic Advisor Solutions LLC | 75,520 | $1.18M | 0.04% | +4,541+6.4% | Added |
| Sigma Planning Corp | 76,545 | $1.19M | 0.04% | −823−1.1% | Reduced |
| Avantax Advisory Services, Inc. | 76,872 | $1.20M | 0.01% | −434−0.6% | Reduced |
| Ausdal Financial Partners, Inc. | 78,542 | $1.22M | 0.09% | +28,603+57.3% | Added |
| Sovran Advisors, LLC | 91,269 | $1.31M | 0.17% | −16,502−15.3% | Reduced |
| Retirement Planning Group | 88,130 | $1.37M | 0.06% | +39,631+81.7% | Added |
| Mutual Advisors, LLC | 97,287 | $1.40M | 0.04% | −9,003−8.5% | Reduced |
| Captrust Financial Advisors | 92,057 | $1.43M | 0.00% | −85,635−48.2% | Reduced |
| Tennessee Valley Asset Management Partners | 94,352 | $1.47M | 0.24% | +14,713+18.5% | Added |
| Private Advisor Group, LLC | 98,830 | $1.54M | 0.01% | −6,893−6.5% | Reduced |
| GWM Advisors LLC | 105,200 | $1.64M | 0.01% | −1,001−0.9% | Reduced |
| Founders Financial Alliance, LLC | 114,257 | $1.78M | 0.43% | +8,056+7.6% | Added |
| Milestone Asset Management, LLC | 117,867 | $1.84M | 0.39% | +117,867 | New |
| Steward Partners Investment Advisory, LLC | 121,511 | $1.89M | 0.02% | +20,922+20.8% | Added |
| Principal Securities, Inc. | 132,765 | $2.03M | 0.05% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 130,771 | $2.04M | 0.04% | +130,771 | New |
| The PNC Financial Services Group, Inc. | 131,965 | $2.05M | 0.00% | +44,770+51.3% | Added |
| Baird Financial Group, Inc. | 179,925 | $2.80M | 0.01% | +10,951+6.5% | Added |
| Wedbush Securities Inc | 181,194 | $2.82M | 0.10% | +1,499+0.8% | Added |
| Integrated Wealth Concepts LLC | 186,214 | $2.90M | 0.03% | +24,568+15.2% | Added |
| Marks Group Wealth Management, Inc | 196,262 | $3.06M | 0.29% | 00.0% | Unchanged |
| Petra Financial Advisors Inc | 213,305 | $3.32M | 2.72% | −159,160−42.7% | Reduced |
| Illumine Investment Management, LLC | 213,929 | $3.33M | 2.73% | +40,462+23.3% | Added |
| Mosaic Family Wealth Partners, LLC | 218,204 | $3.40M | 0.48% | −770−0.4% | Reduced |
| Truist Financial Corp | 221,818 | $3.45M | 0.01% | +60,426+37.4% | Added |
| Almanack Investment Partners, LLC. | 229,647 | $3.58M | 0.71% | +148,971+184.7% | Added |
| Richmond Brothers, Inc. | 230,200 | $3.58M | 2.27% | −8,138−3.4% | Reduced |
| Atria Wealth Solutions, Inc. | 257,666 | $4.01M | 0.05% | +152,722+145.5% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 258,601 | $4.02M | 0.61% | −8,015−3.0% | Reduced |
| Janney Montgomery Scott LLC | 263,437 | $4.10M | 0.01% | +5,924+2.3% | Added |
| Cohen & Steers, Inc. | 386,789 | $6.02M | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 427,909 | $6.66M | 0.00% | +76,072+21.6% | Added |
| Secure Asset Management, LLC | 443,661 | $6.91M | 1.39% | +96,690+27.9% | Added |
| Bank of America Corp | 529,652 | $8.25M | 0.00% | −46,665−8.1% | Reduced |
| Cetera Investment Advisers | 606,509 | $9.44M | 0.02% | +190,393+45.8% | Added |
| Royal Bank of Canada | 618,447 | $9.63M | 0.00% | +17,893+3.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 644,809 | $10.0M | 0.03% | +196,447+43.8% | Added |
| Commonwealth Equity Services, LLC | 671,083 | $10.4M | 0.01% | +206,312+44.4% | Added |
| Change Path, LLC | 682,671 | $10.6M | 0.32% | +85,835+14.4% | Added |
| Prime Capital Investment Advisors, LLC | 727,283 | $11.3M | 0.13% | +58,394+8.7% | Added |
| Advisor Group Holdings, Inc. | 747,955 | $11.6M | 0.03% | +145,261+24.1% | Added |
| MML Investors Services, LLC | 796,438 | $12.4M | 0.04% | +470,571+144.4% | Added |
| Raymond James Financial Inc | 1,164,597 | $18.1M | 0.01% | +527,632+82.8% | Added |
| UBS Group AG | 1,472,594 | $22.9M | 0.01% | +247,138+20.2% | Added |
| Verus Capital Partners, LLC | 1,572,690 | $24.5M | 2.45% | +467,889+42.4% | Added |
| LPL Financial LLC | 1,943,464 | $30.3M | 0.01% | +231,224+13.5% | Added |
| Morgan Stanley | 6,862,824 | $106.9M | 0.01% | +116,402+1.7% | Added |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −167,173−100.0% | Sold out |
| Walkner Condon Financial Advisors LLC | 0 | $0 | 0.00% | −47,200−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −31,850−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −28,032−100.0% | Sold out |
| Main Street Financial Solutions, LLC | 0 | $0 | 0.00% | −24,954−100.0% | Sold out |
| GWN Securities Inc. | 0 | $0 | 0.00% | −19,553−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −17,855−100.0% | Sold out |
| Gill Capital Partners, LLC | 0 | $0 | 0.00% | −13,761−100.0% | Sold out |
| Kingswood Wealth Advisors, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −10,768−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −7,163−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −6,698−100.0% | Sold out |
| Transcendent Capital Group LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −2,518−100.0% | Sold out |
| Oarsman Capital, Inc. | 0 | $0 | 0.00% | −2,364−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −752−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −552−100.0% | Sold out |
| Transce3nd, LLC | 0 | $0 | 0.00% | −327−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Strategic Wealth Designers | 0 | $0 | 0.00% | −51,927−100.0% | Sold out |
| Lakeview Capital Partners, LLC | – | – | – | – | Not filed |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Oliver Lagore Vanvalin Investment Group | – | – | – | – | Not filed |