Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2022
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +8 vs. Q3 2022
- Shares held
- 3.87M
- +31.3K (+0.8%) vs. Q3 2022
- Total value
- $30.7M
- −$72.2K (−0.2%) vs. Q3 2022
- New holders
- 14
- 20 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 736,237 | $5.88M | 0.10% | +76,677+11.6% | Added |
| Morgan Stanley | 398,350 | $3.18M | 0.00% | −52,088−11.6% | Reduced |
| Wells Fargo & Company | 321,094 | $2.56M | 0.00% | −4,186−1.3% | Reduced |
| Foundations Investment Advisors, LLC | 208,167 | $1.66M | 0.07% | +62,866+43.3% | Added |
| Guggenheim Capital LLC | 178,043 | $1.42M | 0.01% | +70,753+65.9% | Added |
| Aviance Capital Partners, LLC | 165,324 | $1.32M | 0.31% | −41,569−20.1% | Reduced |
| WNY Asset Management, LLC | 147,346 | $1.18M | 0.32% | +88,781+151.6% | Added |
| Bulldog Investors, LLP | 115,770 | $923.8K | 0.28% | +37,419+47.8% | Added |
| Baird Financial Group, Inc. | 113,843 | $908.0K | 0.00% | +978+0.9% | Added |
| Ameriprise Financial Inc | 103,225 | $824.0K | 0.00% | +60,248+140.2% | Added |
| Invesco Ltd. | 94,199 | $751.7K | 0.00% | +45,521+93.5% | Added |
| FourThought Financial Partners, LLC | 90,008 | $718.3K | 0.10% | +90,008 | New |
| GWM Advisors LLC | 77,121 | $615.4K | 0.02% | −278−0.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 72,824 | $581.1K | 0.00% | −284,764−79.6% | Reduced |
| CNH Partners LLC | 71,081 | $567.2K | 0.01% | +7,803+12.3% | Added |
| Institute for Wealth Management, LLC. | 65,013 | $518.8K | 0.11% | −625−1.0% | Reduced |
| Envestnet Asset Management Inc | 61,866 | $493.7K | 0.00% | +61,866 | New |
| 9258 Wealth Management, LLC | 61,838 | $493.5K | 0.11% | −19,136−23.6% | Reduced |
| Raymond James & Associates | 55,579 | $443.5K | 0.00% | −4,115−6.9% | Reduced |
| Logan Stone Capital, LLC | 54,852 | $437.7K | 0.16% | +54,852 | New |
| Wolverine Asset Management LLC | 51,335 | $409.7K | 0.01% | +48,813+1,935.5% | Added |
| Old Port Advisors | 48,329 | $385.7K | 0.15% | −7,868−14.0% | Reduced |
| Advisors Asset Management, Inc. | 48,229 | $384.9K | 0.01% | −238,642−83.2% | Reduced |
| UBS Group AG | 41,929 | $334.6K | 0.00% | −9,579−18.6% | Reduced |
| Royal Bank of Canada | 39,234 | $313.0K | 0.00% | −4,336−10.0% | Reduced |
| Icon Advisers Inc | 37,685 | $300.7K | 0.08% | −34,559−47.8% | Reduced |
| Relative Value Partners Group, LLC | 34,443 | $274.9K | 0.02% | +2,437+7.6% | Added |
| Oak Harbor Wealth Partners, LLC | 34,146 | $272.5K | 0.10% | +2,599+8.2% | Added |
| Claraphi Advisory Network, LLC | 31,100 | $248.2K | 0.10% | +13,493+76.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 26,568 | $212.0K | 0.00% | +278+1.1% | Added |
| Advisor Group Holdings, Inc. | 25,764 | $205.0K | 0.00% | −3,533−12.1% | Reduced |
| Shaker Financial Services, LLC | 22,768 | $181.7K | 0.09% | −1,432−5.9% | Reduced |
| Captrust Financial Advisors | 21,261 | $169.7K | 0.00% | +8,921+72.3% | Added |
| Susquehanna International Group, LLP | 16,932 | $135.1K | 0.00% | +16,932 | New |
| Total Clarity Wealth Management, Inc. | 15,972 | $127.5K | 0.06% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 15,508 | $123.0K | 0.00% | +1,087+7.5% | Added |
| Vanguard Capital Wealth Advisors | 14,552 | $116.1K | 0.13% | +14,552 | New |
| Altfest L J & Co Inc | 13,776 | $110.0K | 0.02% | +114+0.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 13,589 | $108.0K | 0.00% | −8,266−37.8% | Reduced |
| Woodline Partners LP | 12,464 | $99.5K | 0.00% | +12,464 | New |
| Landscape Capital Management, L.L.C. | 12,166 | $97.1K | 0.01% | +12,166 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $95.8K | 0.00% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 11,895 | $94.9K | 0.01% | +11,895 | New |
| Stifel Financial Corp | 11,496 | $91.7K | 0.00% | −7,750−40.3% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $89.0K | 0.04% | 00.0% | Unchanged |
| LPL Financial LLC | 10,749 | $85.8K | 0.00% | +10,749 | New |
| Cetera Investment Advisers | 10,094 | $80.6K | 0.00% | +10,094 | New |
| Money Concepts Capital Corp | 9,428 | $75.2K | 0.00% | +9,428 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,546 | $12.3K | 0.00% | +24+1.6% | Added |
| Baldrige Asset Management LLC | 949 | $8.00K | 0.00% | +949 | New |
| IFP Advisors, Inc | 659 | $7.00K | 0.00% | +25+3.9% | Added |
| JPMorgan Chase & Co | 429 | $3.00K | 0.00% | +429 | New |
| Bank of America Corp | 55 | $439 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,473 | $171 | 0.00% | +327+1.5% | Added |
| Parallel Advisors, LLC | 2 | $16 | 0.00% | −127−98.4% | Reduced |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −41,913−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −22,338−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,760−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −1,873−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −367−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |