Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2024
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q2 2024
- Shares held
- 5.91M
- +214.0K (+3.8%) vs. Q2 2024
- Total value
- $53.1M
- +$6.25M (+13.3%) vs. Q2 2024
- New holders
- 7
- 19 more added
- Sold out
- 1
- 20 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,403,987 | $12.6M | 0.28% | +319,968+29.5% | Added |
| Wells Fargo & Company | 1,034,243 | $9.30M | 0.00% | −15,618−1.5% | Reduced |
| Ameriprise Financial Inc | 352,853 | $3.17M | 0.00% | −9,800−2.7% | Reduced |
| Morgan Stanley | 304,228 | $2.74M | 0.00% | +34,791+12.9% | Added |
| Wealth Enhancement Advisory Services, LLC | 264,178 | $2.37M | 0.01% | −19,390−6.8% | Reduced |
| Advisors Asset Management, Inc. | 228,497 | $2.05M | 0.04% | −19,937−8.0% | Reduced |
| WNY Asset Management, LLC | 156,057 | $1.40M | 0.16% | −10,240−6.2% | Reduced |
| Guggenheim Capital LLC | 151,165 | $1.36M | 0.01% | −75,208−33.2% | Reduced |
| Baird Financial Group, Inc. | 143,181 | $1.29M | 0.00% | +3,922+2.8% | Added |
| CNH Partners LLC | 133,062 | $1.19M | 0.03% | −38,062−22.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 127,734 | $1.15M | 0.22% | +62,684+96.4% | Added |
| Sit Investment Associates Inc | 121,718 | $1.09M | 0.02% | +121,718 | New |
| Pathstone Holdings, LLC | 119,397 | $1.07M | 0.00% | +32,503+37.4% | Added |
| Shaker Financial Services, LLC | 111,265 | $1.00M | 0.38% | +247+0.2% | Added |
| Invesco Ltd. | 103,906 | $934.1K | 0.00% | +3,481+3.5% | Added |
| Vima LLC | 98,755 | $887.8K | 1.82% | −16,790−14.5% | Reduced |
| Bulldog Investors, LLP | 92,979 | $834.9K | 0.29% | +9,800+11.8% | Added |
| Cornerstone Advisors, LLC | 90,723 | $815.6K | 0.03% | −255,952−73.8% | Reduced |
| Sanctuary Advisors, LLC | 64,655 | $628.4K | 0.00% | +48,887+310.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 67,811 | $609.6K | 0.00% | +1,692+2.6% | Added |
| Institute for Wealth Management, LLC. | 59,051 | $530.9K | 0.07% | −914−1.5% | Reduced |
| Uhlmann Price Securities, LLC | 58,824 | $528.8K | 0.42% | +58,824 | New |
| GWM Advisors LLC | 56,733 | $510.0K | 0.00% | −5,132−8.3% | Reduced |
| 9258 Wealth Management, LLC | 42,718 | $384.0K | 0.06% | −1,269−2.9% | Reduced |
| Royal Bank of Canada | 32,273 | $290.0K | 0.00% | −1,833−5.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 32,006 | $287.7K | 0.00% | +32,006 | New |
| Aviance Capital Partners, LLC | 29,672 | $266.7K | 0.04% | +77+0.3% | Added |
| LPL Financial LLC | 28,989 | $260.6K | 0.00% | +7,243+33.3% | Added |
| Capstone Investment Advisors, LLC | 28,512 | $256.3K | 0.00% | +28,512 | New |
| Raymond James & Associates | 25,462 | $228.9K | 0.00% | −1,753−6.4% | Reduced |
| Captrust Financial Advisors | 25,287 | $227.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 23,666 | $212.8K | 0.00% | −9,188−28.0% | Reduced |
| Private Advisor Group, LLC | 22,971 | $206.5K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 22,356 | $201.0K | 0.10% | −3,820−14.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 21,828 | $196.0K | 0.00% | +234+1.1% | Added |
| Commonwealth Equity Services, LLC | 21,064 | $189.0K | 0.00% | +106+0.5% | Added |
| Advisor Group Holdings, Inc. | 20,971 | $188.5K | 0.00% | +54+0.3% | Added |
| Old Port Advisors | 20,804 | $187.0K | 0.05% | −994−4.6% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $168.8K | 0.07% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 18,600 | $167.2K | 0.03% | +18,600 | New |
| Landscape Capital Management, L.L.C. | 18,139 | $163.1K | 0.02% | −67,695−78.9% | Reduced |
| HighTower Advisors, LLC | 16,350 | $145.0K | 0.00% | +800+5.1% | Added |
| Oak Harbor Wealth Partners, LLC | 14,626 | $131.5K | 0.04% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 14,442 | $129.8K | 0.00% | +2,036+16.4% | Added |
| Beckerman Institutional, LLC | 12,668 | $114.0K | 0.10% | +12,668 | New |
| Altfest L J & Co Inc | 11,636 | $105.0K | 0.01% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $99.8K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,958 | $98.5K | 0.00% | +535+5.1% | Added |
| Ceera Investments, LLC | 10,219 | $91.9K | 0.03% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 3,427 | $30.8K | 0.00% | +3,427 | New |
| Comerica Bank | 2,444 | $22.0K | 0.00% | −1,290−34.5% | Reduced |
| Bessemer Group Inc | 463 | $4.00K | 0.00% | +42+10.0% | Added |
| GPS Wealth Strategies Group, LLC | 377 | $3.39K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 250 | $2.25K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $773 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $494 | 0.00% | −281−83.6% | Reduced |
| GAMMA Investing LLC | 15 | $135 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $19 | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 0 | $0 | 0.00% | −35,664−100.0% | Sold out |