Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2025
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −1 vs. Q2 2025
- Shares held
- 6.53M
- +106.4K (+1.7%) vs. Q2 2025
- Total value
- $75.8M
- +$9.93M (+15.1%) vs. Q2 2025
- New holders
- 3
- 17 more added
- Sold out
- 4
- 19 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,635,252 | $19.0M | 0.63% | +8,031+0.5% | Added |
| Wells Fargo & Company | 916,262 | $10.6M | 0.00% | −4,079−0.4% | Reduced |
| Sit Investment Associates Inc | 888,713 | $10.3M | 0.21% | +116,671+15.1% | Added |
| Pathstone Holdings, LLC | 390,077 | $4.52M | 0.02% | +115,441+42.0% | Added |
| Bulldog Investors, LLP | 312,463 | $3.62M | 0.84% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 227,875 | $2.64M | 0.04% | +57,520+33.8% | Added |
| Invesco Ltd. | 198,189 | $2.30M | 0.00% | +37,080+23.0% | Added |
| Blue Bell Private Wealth Management, LLC | 185,809 | $2.16M | 0.33% | +24,777+15.4% | Added |
| Morgan Stanley | 166,147 | $1.93M | 0.00% | −8,168−4.7% | Reduced |
| Baird Financial Group, Inc. | 146,144 | $1.70M | 0.00% | +989+0.7% | Added |
| Guggenheim Capital LLC | 141,718 | $1.64M | 0.01% | −6,793−4.6% | Reduced |
| Ameriprise Financial Inc | 141,388 | $1.64M | 0.00% | −104,470−42.5% | Reduced |
| Wolverine Asset Management LLC | 112,334 | $1.30M | 0.02% | −24,193−17.7% | Reduced |
| Shaker Financial Services, LLC | 99,201 | $1.15M | 0.39% | −8,806−8.2% | Reduced |
| Capstone Investment Advisors, LLC | 81,490 | $945.3K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 80,538 | $934.2K | 0.00% | +996+1.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 78,042 | $931.8K | 0.00% | −55,464−41.5% | Reduced |
| GWM Advisors LLC | 74,910 | $869.0K | 0.00% | −497−0.7% | Reduced |
| Uhlmann Price Securities, LLC | 67,837 | $786.9K | 0.48% | +1,157+1.7% | Added |
| WNY Asset Management, LLC | 58,519 | $678.8K | 0.07% | −11,303−16.2% | Reduced |
| Institute for Wealth Management, LLC. | 55,884 | $648.3K | 0.07% | +260.0% | Added |
| Royal Bank of Canada | 42,780 | $496.0K | 0.00% | −5,069−10.6% | Reduced |
| Warren Averett Asset Management, LLC | 39,807 | $461.8K | 0.00% | −2,616−6.2% | Reduced |
| Kovitz Investment Group Partners, LLC | 32,006 | $371.3K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 30,228 | $350.6K | 0.04% | +133+0.4% | Added |
| CNH Partners LLC | 24,981 | $289.8K | 0.01% | −26,850−51.8% | Reduced |
| Private Advisor Group, LLC | 24,249 | $281.3K | 0.00% | +120.0% | Added |
| K2 Principal Fund, L.P. | 23,785 | $275.9K | 0.03% | 00.0% | Unchanged |
| Captrust Financial Advisors | 22,198 | $257.5K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 19,393 | $225.0K | 0.00% | +699+3.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,862 | $219.0K | 0.00% | −557−2.9% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $217.8K | 0.08% | 00.0% | Unchanged |
| PMG Family Office LLC | 18,286 | $212.1K | 0.24% | +18,286 | New |
| LPL Financial LLC | 18,257 | $211.8K | 0.00% | −72−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 17,342 | $194.8K | 0.00% | +1,986+12.9% | Added |
| Old Port Advisors | 15,082 | $174.9K | 0.04% | −514−3.3% | Reduced |
| Cetera Investment Advisers | 12,807 | $148.6K | 0.00% | +2,051+19.1% | Added |
| Beckerman Institutional, LLC | 12,794 | $148.4K | 0.09% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $135.0K | 0.02% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 11,536 | $133.8K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 11,118 | $129.0K | 0.00% | +11,118 | New |
| Meridian Investment Counsel Inc. | 11,100 | $128.8K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,514 | $122.0K | 0.00% | −354−3.3% | Reduced |
| UBS Group AG | 10,141 | $117.6K | 0.00% | −8,032−44.2% | Reduced |
| Global Retirement Partners, LLC | 7,365 | $85.4K | 0.00% | +98+1.3% | Added |
| AdvisorNet Financial, Inc | 3,014 | $35.0K | 0.00% | +7+0.2% | Added |
| MAI Capital Management | 2,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $23.2K | 0.00% | +2,000 | New |
| Cape Investment Advisory, Inc. | 1,767 | $20.5K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 382 | $4.43K | 0.00% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 341 | $3.96K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 333 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 93 | $1.08K | 0.00% | −1,500−94.2% | Reduced |
| Comerica Bank | 67 | $777 | 0.00% | −22−24.7% | Reduced |
| GAMMA Investing LLC | 15 | $174 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $25 | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,315−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −1,944−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −772−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −253−100.0% | Sold out |