Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2025
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −1 vs. Q2 2025
- Shares held
- 6.53M
- +106.4K (+1.7%) vs. Q2 2025
- Total value
- $75.8M
- +$9.93M (+15.1%) vs. Q2 2025
- New holders
- 3
- 17 more added
- Sold out
- 4
- 19 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $25 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $174 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 67 | $777 | 0.00% | −22−24.7% | Reduced |
| Bank of America Corp | 93 | $1.08K | 0.00% | −1,500−94.2% | Reduced |
| Valley National Advisers Inc | 333 | $3.00K | 0.00% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 341 | $3.96K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 382 | $4.43K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 1,767 | $20.5K | 0.02% | 00.0% | Unchanged |
| MAI Capital Management | 2,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $23.2K | 0.00% | +2,000 | New |
| AdvisorNet Financial, Inc | 3,014 | $35.0K | 0.00% | +7+0.2% | Added |
| Global Retirement Partners, LLC | 7,365 | $85.4K | 0.00% | +98+1.3% | Added |
| UBS Group AG | 10,141 | $117.6K | 0.00% | −8,032−44.2% | Reduced |
| HighTower Advisors, LLC | 10,514 | $122.0K | 0.00% | −354−3.3% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $128.8K | 0.03% | 00.0% | Unchanged |
| Creative Planning | 11,118 | $129.0K | 0.00% | +11,118 | New |
| Oak Harbor Wealth Partners, LLC | 11,536 | $133.8K | 0.03% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $135.0K | 0.02% | 00.0% | Unchanged |
| Beckerman Institutional, LLC | 12,794 | $148.4K | 0.09% | 00.0% | Unchanged |
| Cetera Investment Advisers | 12,807 | $148.6K | 0.00% | +2,051+19.1% | Added |
| Old Port Advisors | 15,082 | $174.9K | 0.04% | −514−3.3% | Reduced |
| Advisor Group Holdings, Inc. | 17,342 | $194.8K | 0.00% | +1,986+12.9% | Added |
| LPL Financial LLC | 18,257 | $211.8K | 0.00% | −72−0.4% | Reduced |
| PMG Family Office LLC | 18,286 | $212.1K | 0.24% | +18,286 | New |
| Ruggaard & Associates LLC | 18,772 | $217.8K | 0.08% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 18,862 | $219.0K | 0.00% | −557−2.9% | Reduced |
| Commonwealth Equity Services, LLC | 19,393 | $225.0K | 0.00% | +699+3.7% | Added |
| Captrust Financial Advisors | 22,198 | $257.5K | 0.00% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 23,785 | $275.9K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 24,249 | $281.3K | 0.00% | +120.0% | Added |
| CNH Partners LLC | 24,981 | $289.8K | 0.01% | −26,850−51.8% | Reduced |
| Aviance Capital Partners, LLC | 30,228 | $350.6K | 0.04% | +133+0.4% | Added |
| Kovitz Investment Group Partners, LLC | 32,006 | $371.3K | 0.00% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 39,807 | $461.8K | 0.00% | −2,616−6.2% | Reduced |
| Royal Bank of Canada | 42,780 | $496.0K | 0.00% | −5,069−10.6% | Reduced |
| Institute for Wealth Management, LLC. | 55,884 | $648.3K | 0.07% | +260.0% | Added |
| WNY Asset Management, LLC | 58,519 | $678.8K | 0.07% | −11,303−16.2% | Reduced |
| Uhlmann Price Securities, LLC | 67,837 | $786.9K | 0.48% | +1,157+1.7% | Added |
| GWM Advisors LLC | 74,910 | $869.0K | 0.00% | −497−0.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 78,042 | $931.8K | 0.00% | −55,464−41.5% | Reduced |
| Raymond James Financial Inc | 80,538 | $934.2K | 0.00% | +996+1.3% | Added |
| Capstone Investment Advisors, LLC | 81,490 | $945.3K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 99,201 | $1.15M | 0.39% | −8,806−8.2% | Reduced |
| Wolverine Asset Management LLC | 112,334 | $1.30M | 0.02% | −24,193−17.7% | Reduced |
| Ameriprise Financial Inc | 141,388 | $1.64M | 0.00% | −104,470−42.5% | Reduced |
| Guggenheim Capital LLC | 141,718 | $1.64M | 0.01% | −6,793−4.6% | Reduced |
| Baird Financial Group, Inc. | 146,144 | $1.70M | 0.00% | +989+0.7% | Added |
| Morgan Stanley | 166,147 | $1.93M | 0.00% | −8,168−4.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 185,809 | $2.16M | 0.33% | +24,777+15.4% | Added |
| Invesco Ltd. | 198,189 | $2.30M | 0.00% | +37,080+23.0% | Added |
| Advisors Asset Management, Inc. | 227,875 | $2.64M | 0.04% | +57,520+33.8% | Added |
| Bulldog Investors, LLP | 312,463 | $3.62M | 0.84% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 390,077 | $4.52M | 0.02% | +115,441+42.0% | Added |
| Sit Investment Associates Inc | 888,713 | $10.3M | 0.21% | +116,671+15.1% | Added |
| Wells Fargo & Company | 916,262 | $10.6M | 0.00% | −4,079−0.4% | Reduced |
| Saba Capital Management, L.P. | 1,635,252 | $19.0M | 0.63% | +8,031+0.5% | Added |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,315−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −1,944−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −772−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −253−100.0% | Sold out |