Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.5M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q2 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −3 vs. Q1 2023
- Shares held
- 4.18M
- +320.9K (+8.3%) vs. Q1 2023
- Total value
- $36.0M
- +$4.67M (+14.9%) vs. Q1 2023
- New holders
- 4
- 21 more added
- Sold out
- 7
- 12 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.5M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $66.4M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $49.4M |
| Q4 2023 | 54 | $42.8M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.9M |
| Q4 2022 | 56 | $30.8M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 704,251 | $6.06M | 0.20% | −13,426−1.9% | Reduced |
| Wells Fargo & Company | 553,658 | $4.76M | 0.00% | +202,902+57.8% | Added |
| Morgan Stanley | 449,536 | $3.87M | 0.00% | +75,703+20.3% | Added |
| Ameriprise Financial Inc | 272,341 | $2.34M | 0.00% | +28,033+11.5% | Added |
| Guggenheim Capital LLC | 247,145 | $2.13M | 0.02% | +34,120+16.0% | Added |
| Advisors Asset Management, Inc. | 184,999 | $1.59M | 0.03% | +136,501+281.5% | Added |
| WNY Asset Management, LLC | 176,264 | $1.52M | 0.32% | −1,154−0.7% | Reduced |
| Aviance Capital Partners, LLC | 167,522 | $1.44M | 0.31% | −8,422−4.8% | Reduced |
| Invesco Ltd. | 159,839 | $1.37M | 0.00% | +15,689+10.9% | Added |
| Baird Financial Group, Inc. | 120,019 | $1.03M | 0.00% | +2,868+2.4% | Added |
| FourThought Financial Partners, LLC | 105,446 | $906.8K | 0.12% | +105,446 | New |
| CNH Partners LLC | 103,951 | $894.0K | 0.04% | +21,129+25.5% | Added |
| Bulldog Investors, LLP | 97,076 | $834.9K | 0.28% | +25,191+35.0% | Added |
| GWM Advisors LLC | 72,816 | $626.2K | 0.01% | +1,065+1.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 68,027 | $585.0K | 0.00% | −4,944−6.8% | Reduced |
| Cornerstone Advisors, LLC | 66,516 | $572.0K | 0.03% | +66,516 | New |
| Institute for Wealth Management, LLC. | 63,773 | $548.4K | 0.10% | −75−0.1% | Reduced |
| 9258 Wealth Management, LLC | 58,068 | $499.4K | 0.09% | −3,648−5.9% | Reduced |
| Captrust Financial Advisors | 52,272 | $449.5K | 0.00% | +19,127+57.7% | Added |
| Raymond James & Associates | 43,801 | $376.7K | 0.00% | −1,858−4.1% | Reduced |
| Royal Bank of Canada | 39,216 | $337.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 34,136 | $293.6K | 0.00% | −876−2.5% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $275.3K | 0.02% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 31,735 | $272.9K | 0.09% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 29,595 | $255.0K | 0.00% | +2,203+8.0% | Added |
| Commonwealth Equity Services, LLC | 27,485 | $236.0K | 0.00% | +16,872+159.0% | Added |
| Advisor Group Holdings, Inc. | 23,757 | $204.3K | 0.00% | +274+1.2% | Added |
| Shaker Financial Services, LLC | 22,059 | $189.7K | 0.08% | −14,723−40.0% | Reduced |
| Private Advisor Group, LLC | 21,473 | $184.7K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 21,283 | $178.0K | 0.00% | +4,352+25.7% | Added |
| Ruggaard & Associates LLC | 18,772 | $161.4K | 0.09% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 14,015 | $121.0K | 0.02% | +118+0.8% | Added |
| Logan Stone Capital, LLC | 13,996 | $120.4K | 0.04% | −12,881−47.9% | Reduced |
| Stifel Financial Corp | 12,596 | $108.3K | 0.00% | +1,100+9.6% | Added |
| Blue Bell Private Wealth Management, LLC | 12,220 | $105.1K | 0.03% | +10,892+820.2% | Added |
| The PNC Financial Services Group, Inc. | 12,000 | $103.2K | 0.00% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 11,895 | $102.3K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $95.5K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 10,149 | $87.3K | 0.00% | −393−3.7% | Reduced |
| JPMorgan Chase & Co | 9,658 | $83.1K | 0.00% | −1,906−16.5% | Reduced |
| Bank of America Corp | 2,145 | $18.4K | 0.00% | +2,090+3,800.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,596 | $13.7K | 0.00% | +25+1.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 508 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 438 | $4.00K | 0.00% | +106+31.9% | Added |
| GPS Wealth Strategies Group, LLC | 372 | $3.20K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $810 | 0.00% | +86 | New |
| First Manhattan Co | 50 | $430 | 0.00% | +50 | New |
| Parallel Advisors, LLC | 2 | $18 | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −227,433−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −75,753−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −43,176−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,047−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,893−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −10,657−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −318−100.0% | Sold out |
| Old Port Advisors | – | – | – | – | Not filed |
| Baldrige Asset Management LLC | – | – | – | – | Not filed |