Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −1 vs. Q2 2023
- Shares held
- 4.81M
- +627.7K (+15.0%) vs. Q2 2023
- Total value
- $38.7M
- +$2.76M (+7.7%) vs. Q2 2023
- New holders
- 5
- 15 more added
- Sold out
- 6
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 927,427 | $7.47M | 0.00% | +373,769+67.5% | Added |
| Saba Capital Management, L.P. | 628,984 | $5.06M | 0.16% | −75,267−10.7% | Reduced |
| Morgan Stanley | 364,737 | $2.94M | 0.00% | −84,799−18.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 318,489 | $2.56M | 0.01% | +318,489 | New |
| Advisors Asset Management, Inc. | 286,184 | $2.30M | 0.05% | +101,185+54.7% | Added |
| Ameriprise Financial Inc | 276,003 | $2.22M | 0.00% | +3,662+1.3% | Added |
| Guggenheim Capital LLC | 254,268 | $2.05M | 0.02% | +7,123+2.9% | Added |
| Invesco Ltd. | 177,967 | $1.43M | 0.00% | +18,128+11.3% | Added |
| WNY Asset Management, LLC | 173,528 | $1.40M | 0.27% | −2,736−1.6% | Reduced |
| Aviance Capital Partners, LLC | 145,402 | $1.17M | 0.26% | −22,120−13.2% | Reduced |
| Baird Financial Group, Inc. | 122,831 | $988.8K | 0.00% | +2,812+2.3% | Added |
| FourThought Financial Partners, LLC | 114,846 | $924.5K | 0.13% | +9,400+8.9% | Added |
| Cornerstone Advisors, LLC | 78,635 | $633.0K | 0.03% | +12,119+18.2% | Added |
| CNH Partners LLC | 76,401 | $615.0K | 0.03% | −27,550−26.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 74,945 | $603.3K | 0.00% | +6,918+10.2% | Added |
| Bulldog Investors, LLP | 70,141 | $564.6K | 0.20% | −26,935−27.7% | Reduced |
| GWM Advisors LLC | 64,084 | $515.9K | 0.01% | −8,732−12.0% | Reduced |
| Institute for Wealth Management, LLC. | 62,721 | $504.9K | 0.09% | −1,052−1.6% | Reduced |
| 9258 Wealth Management, LLC | 54,851 | $441.6K | 0.09% | −3,217−5.5% | Reduced |
| Captrust Financial Advisors | 52,262 | $420.7K | 0.00% | −100.0% | Reduced |
| Advisor Group Holdings, Inc. | 41,398 | $333.3K | 0.00% | +17,641+74.3% | Added |
| Advisor Partners II, LLC | 40,859 | $328.9K | 0.01% | +40,859 | New |
| Raymond James & Associates | 40,785 | $328.3K | 0.00% | −3,016−6.9% | Reduced |
| Royal Bank of Canada | 39,216 | $316.0K | 0.00% | 00.0% | Unchanged |
| Old Port Advisors | 37,780 | $304.1K | 0.11% | +37,780 | New |
| UBS Group AG | 32,992 | $265.6K | 0.00% | −1,144−3.4% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $257.6K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 30,994 | $249.0K | 0.00% | +1,399+4.7% | Added |
| Commonwealth Equity Services, LLC | 24,109 | $194.0K | 0.00% | −3,376−12.3% | Reduced |
| Oak Harbor Wealth Partners, LLC | 22,849 | $183.9K | 0.07% | −8,886−28.0% | Reduced |
| Mariner, LLC | 22,413 | $180.4K | 0.00% | +22,413 | New |
| Private Advisor Group, LLC | 21,473 | $172.9K | 0.00% | 00.0% | Unchanged |
| Ruggaard & Associates LLC | 18,772 | $151.1K | 0.09% | 00.0% | Unchanged |
| LPL Financial LLC | 15,055 | $121.2K | 0.00% | +4,906+48.3% | Added |
| Altfest L J & Co Inc | 14,052 | $113.0K | 0.02% | +37+0.3% | Added |
| The PNC Financial Services Group, Inc. | 12,000 | $96.6K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $89.4K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,600 | $85.3K | 0.00% | −1,996−15.8% | Reduced |
| JPMorgan Chase & Co | 5,700 | $45.9K | 0.00% | −3,958−41.0% | Reduced |
| Bank of America Corp | 3,908 | $31.5K | 0.00% | +1,763+82.2% | Added |
| Comerica Bank | 3,422 | $27.5K | 0.00% | +3,422 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,621 | $13.1K | 0.00% | +25+1.6% | Added |
| Blue Bell Private Wealth Management, LLC | 1,076 | $8.66K | 0.00% | −11,144−91.2% | Reduced |
| GPS Wealth Strategies Group, LLC | 372 | $3.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $692 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 50 | $402 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −22,059−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,283−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −13,996−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −11,895−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −438−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −508−100.0% | Sold out |