Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −1 vs. Q2 2023
- Shares held
- 4.81M
- +627.7K (+15.0%) vs. Q2 2023
- Total value
- $38.7M
- +$2.76M (+7.7%) vs. Q2 2023
- New holders
- 5
- 15 more added
- Sold out
- 6
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 50 | $402 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $692 | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 372 | $3.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 1,076 | $8.66K | 0.00% | −11,144−91.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,621 | $13.1K | 0.00% | +25+1.6% | Added |
| Comerica Bank | 3,422 | $27.5K | 0.00% | +3,422 | New |
| Bank of America Corp | 3,908 | $31.5K | 0.00% | +1,763+82.2% | Added |
| JPMorgan Chase & Co | 5,700 | $45.9K | 0.00% | −3,958−41.0% | Reduced |
| Stifel Financial Corp | 10,600 | $85.3K | 0.00% | −1,996−15.8% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $89.4K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,000 | $96.6K | 0.00% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 14,052 | $113.0K | 0.02% | +37+0.3% | Added |
| LPL Financial LLC | 15,055 | $121.2K | 0.00% | +4,906+48.3% | Added |
| Ruggaard & Associates LLC | 18,772 | $151.1K | 0.09% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,473 | $172.9K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 22,413 | $180.4K | 0.00% | +22,413 | New |
| Oak Harbor Wealth Partners, LLC | 22,849 | $183.9K | 0.07% | −8,886−28.0% | Reduced |
| Commonwealth Equity Services, LLC | 24,109 | $194.0K | 0.00% | −3,376−12.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 30,994 | $249.0K | 0.00% | +1,399+4.7% | Added |
| Relative Value Partners Group, LLC | 32,006 | $257.6K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 32,992 | $265.6K | 0.00% | −1,144−3.4% | Reduced |
| Old Port Advisors | 37,780 | $304.1K | 0.11% | +37,780 | New |
| Royal Bank of Canada | 39,216 | $316.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 40,785 | $328.3K | 0.00% | −3,016−6.9% | Reduced |
| Advisor Partners II, LLC | 40,859 | $328.9K | 0.01% | +40,859 | New |
| Advisor Group Holdings, Inc. | 41,398 | $333.3K | 0.00% | +17,641+74.3% | Added |
| Captrust Financial Advisors | 52,262 | $420.7K | 0.00% | −100.0% | Reduced |
| 9258 Wealth Management, LLC | 54,851 | $441.6K | 0.09% | −3,217−5.5% | Reduced |
| Institute for Wealth Management, LLC. | 62,721 | $504.9K | 0.09% | −1,052−1.6% | Reduced |
| GWM Advisors LLC | 64,084 | $515.9K | 0.01% | −8,732−12.0% | Reduced |
| Bulldog Investors, LLP | 70,141 | $564.6K | 0.20% | −26,935−27.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 74,945 | $603.3K | 0.00% | +6,918+10.2% | Added |
| CNH Partners LLC | 76,401 | $615.0K | 0.03% | −27,550−26.5% | Reduced |
| Cornerstone Advisors, LLC | 78,635 | $633.0K | 0.03% | +12,119+18.2% | Added |
| FourThought Financial Partners, LLC | 114,846 | $924.5K | 0.13% | +9,400+8.9% | Added |
| Baird Financial Group, Inc. | 122,831 | $988.8K | 0.00% | +2,812+2.3% | Added |
| Aviance Capital Partners, LLC | 145,402 | $1.17M | 0.26% | −22,120−13.2% | Reduced |
| WNY Asset Management, LLC | 173,528 | $1.40M | 0.27% | −2,736−1.6% | Reduced |
| Invesco Ltd. | 177,967 | $1.43M | 0.00% | +18,128+11.3% | Added |
| Guggenheim Capital LLC | 254,268 | $2.05M | 0.02% | +7,123+2.9% | Added |
| Ameriprise Financial Inc | 276,003 | $2.22M | 0.00% | +3,662+1.3% | Added |
| Advisors Asset Management, Inc. | 286,184 | $2.30M | 0.05% | +101,185+54.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 318,489 | $2.56M | 0.01% | +318,489 | New |
| Morgan Stanley | 364,737 | $2.94M | 0.00% | −84,799−18.9% | Reduced |
| Saba Capital Management, L.P. | 628,984 | $5.06M | 0.16% | −75,267−10.7% | Reduced |
| Wells Fargo & Company | 927,427 | $7.47M | 0.00% | +373,769+67.5% | Added |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −22,059−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,283−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −13,996−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −11,895−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −438−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −508−100.0% | Sold out |