Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2022
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +3 vs. Q4 2021
- Shares held
- 4.27M
- +195.3K (+4.8%) vs. Q4 2021
- Total value
- $45.2M
- −$5.09M (−10.1%) vs. Q4 2021
- New holders
- 11
- 19 more added
- Sold out
- 8
- 14 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,100,942 | $11.7M | 0.00% | −57,281−4.9% | Reduced |
| Wells Fargo & Company | 408,824 | $4.33M | 0.00% | −79,950−16.4% | Reduced |
| Saba Capital Management, L.P. | 393,935 | $4.17M | 0.07% | +393,935 | New |
| Raymond James Financial Services Advisors, Inc. | 357,823 | $3.79M | 0.01% | +13,732+4.0% | Added |
| Wolverine Asset Management LLC | 184,018 | $1.95M | 0.02% | +112,721+158.1% | Added |
| Aviance Capital Partners, LLC | 169,024 | $1.79M | 0.33% | +41,205+32.2% | Added |
| Parametric Portfolio Associates LLC | 153,357 | $1.62M | 0.00% | +153,357 | New |
| Advisor Group Holdings, Inc. | 104,261 | $1.10M | 0.00% | +10,671+11.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 89,093 | $943.0K | 0.05% | −1,020−1.1% | Reduced |
| Baird Financial Group, Inc. | 88,043 | $932.0K | 0.00% | +1,867+2.2% | Added |
| 9258 Wealth Management, LLC | 85,949 | $910.0K | 0.21% | −1,310−1.5% | Reduced |
| Guggenheim Capital LLC | 84,404 | $894.0K | 0.01% | +22,240+35.8% | Added |
| GWM Advisors LLC | 75,294 | $797.0K | 0.01% | +7,454+11.0% | Added |
| Old Port Advisors | 65,594 | $701.0K | 0.24% | −10,138−13.4% | Reduced |
| Institute for Wealth Management, LLC. | 65,638 | $695.0K | 0.11% | 00.0% | Unchanged |
| FourThought Financial, LLC | 63,752 | $682.0K | 0.09% | +8,327+15.0% | Added |
| Raymond James & Associates | 57,792 | $612.0K | 0.00% | −5,070−8.1% | Reduced |
| UBS Group AG | 55,643 | $589.0K | 0.00% | +29,911+116.2% | Added |
| Shaker Financial Services, LLC | 55,040 | $583.0K | 0.22% | +21,251+62.9% | Added |
| MML Investors Services, LLC | 52,045 | $551.0K | 0.00% | −11,202−17.7% | Reduced |
| Royal Bank of Canada | 47,311 | $501.0K | 0.00% | −587−1.2% | Reduced |
| Total Clarity Wealth Management, Inc. | 37,780 | $400.0K | 0.22% | −2,341−5.8% | Reduced |
| Ameriprise Financial Inc | 37,169 | $394.0K | 0.00% | −218−0.6% | Reduced |
| Foundations Investment Advisors, LLC | 34,265 | $349.0K | 0.01% | +11,329+49.4% | Added |
| Invesco Ltd. | 29,461 | $312.0K | 0.00% | −15,334−34.2% | Reduced |
| Relative Value Partners Group, LLC | 29,216 | $309.0K | 0.02% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 29,181 | $309.0K | 0.10% | +1,844+6.7% | Added |
| Bulldog Investors, LLP | 27,780 | $294.0K | 0.08% | +27,780 | New |
| Landscape Capital Management, L.L.C. | 27,698 | $293.0K | 0.04% | +12,257+79.4% | Added |
| Logan Stone Capital, LLC | 24,491 | $259.0K | 0.19% | +10,439+74.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 24,045 | $255.0K | 0.00% | +1,555+6.9% | Added |
| Stifel Financial Corp | 22,246 | $236.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 21,068 | $223.0K | 0.00% | −20,182−48.9% | Reduced |
| Hightower 6M Holding, LLC | 19,230 | $204.0K | 0.02% | +19,230 | New |
| Atria Wealth Solutions, Inc. | 18,867 | $200.0K | 0.00% | +18,867 | New |
| Altfest L J & Co Inc | 17,707 | $188.0K | 0.03% | +131+0.7% | Added |
| CNH Partners LLC | 17,701 | $187.0K | 0.00% | +17,701 | New |
| Claraphi Advisory Network, LLC | 17,500 | $185.0K | 0.05% | +3,800+27.7% | Added |
| Quantedge Capital Pte Ltd | 16,800 | $178.0K | 0.05% | +16,800 | New |
| Money Concepts Capital Corp | 12,661 | $134.0K | 0.01% | +12,661 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $128.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 11,240 | $119.0K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $118.0K | 0.04% | −800−6.7% | Reduced |
| BCJ Capital Management, LLC | 11,008 | $117.0K | 0.01% | +11,008 | New |
| IFP Advisors, Inc | 643 | $7.00K | 0.00% | +643 | New |
| Bank of America Corp | 555 | $6.00K | 0.00% | −1,020−64.8% | Reduced |
| Bogart Wealth, LLC | 412 | $4.00K | 0.00% | +4+1.0% | Added |
| GPS Wealth Strategies Group, LLC | 367 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 303 | $3.00K | 0.00% | +6+2.0% | Added |
| Parallel Advisors, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8 | $0 | 0.00% | +8 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −535,907−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −15,265−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −13,112−100.0% | Sold out |
| Doliver Advisors, LP | 0 | $0 | 0.00% | −12,834−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −1,868−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |