Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.5M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q2 2021
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −1 vs. Q1 2021
- Shares held
- 4.42M
- +7.13K (+0.2%) vs. Q1 2021
- Total value
- $65.2M
- +$5.43M (+9.1%) vs. Q1 2021
- New holders
- 3
- 18 more added
- Sold out
- 4
- 9 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.5M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $66.4M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $49.4M |
| Q4 2023 | 54 | $42.8M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.9M |
| Q4 2022 | 56 | $30.8M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,269,232 | $18.7M | 0.00% | +28,592+2.3% | Added |
| Advisors Asset Management, Inc. | 977,376 | $14.4M | 0.20% | −85,513−8.0% | Reduced |
| Wells Fargo & Company | 426,319 | $6.28M | 0.00% | −33,524−7.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 221,957 | $3.27M | 0.01% | +36,513+19.7% | Added |
| Guggenheim Capital LLC | 182,167 | $2.68M | 0.02% | −15,009−7.6% | Reduced |
| MML Investors Services, LLC | 158,344 | $2.33M | 0.02% | −1,568−1.0% | Reduced |
| Aviance Capital Partners, LLC | 138,315 | $2.04M | 0.36% | +10,038+7.8% | Added |
| Raymond James & Associates | 108,732 | $1.60M | 0.00% | +6,683+6.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,999 | $1.34M | 0.07% | +2,112+2.4% | Added |
| Baird Financial Group, Inc. | 85,152 | $1.25M | 0.00% | +5,824+7.3% | Added |
| 9258 Wealth Management, LLC | 81,496 | $1.20M | 0.32% | −2,635−3.1% | Reduced |
| Advisor Group Holdings, Inc. | 71,952 | $1.06M | 0.00% | +64,197+827.8% | Added |
| Institute for Wealth Management, LLC. | 65,798 | $969.0K | 0.17% | 00.0% | Unchanged |
| Old Port Advisors | 62,117 | $939.0K | 0.34% | +35,448+132.9% | Added |
| Invesco Ltd. | 57,300 | $843.0K | 0.00% | +12,588+28.2% | Added |
| Commonwealth Equity Services, LLC | 44,956 | $661.0K | 0.00% | +214+0.5% | Added |
| Royal Bank of Canada | 44,499 | $655.0K | 0.00% | −313−0.7% | Reduced |
| Total Clarity Wealth Management, Inc. | 41,846 | $616.0K | 0.34% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 41,154 | $607.0K | 0.00% | −6,649−13.9% | Reduced |
| Stifel Financial Corp | 34,246 | $504.0K | 0.00% | +5,000+17.1% | Added |
| Mid Atlantic Financial Management Inc | 30,839 | $454.0K | 0.03% | +11,200+57.0% | Added |
| Relative Value Partners Group, LLC | 29,216 | $430.0K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 22,127 | $326.0K | 0.00% | +577+2.7% | Added |
| David J Yvars Group | 17,655 | $261.0K | 0.15% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 17,655 | $260.0K | 0.01% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 16,588 | $244.0K | 0.05% | +85+0.5% | Added |
| Foundations Investment Advisors, LLC | 15,277 | $228.0K | 0.01% | +127+0.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 15,189 | $224.0K | 0.00% | +783+5.4% | Added |
| LPL Financial LLC | 13,356 | $197.0K | 0.00% | −65,479−83.1% | Reduced |
| FourThought Financial, LLC | 12,872 | $189.0K | 0.03% | +12,872 | New |
| BCJ Capital Management, LLC | 11,957 | $176.0K | 0.02% | −4,059−25.3% | Reduced |
| The PNC Financial Services Group, Inc. | 12,000 | $176.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,601 | $39.0K | 0.00% | +300+13.0% | Added |
| Baldrige Asset Management LLC | 1,868 | $27.0K | 0.01% | +1,868 | New |
| Bogart Wealth, LLC | 364 | $5.00K | 0.00% | +2+0.6% | Added |
| GPS Wealth Strategies Group, LLC | 336 | $5.00K | 0.00% | +336 | New |
| Parallel Advisors, LLC | 129 | $2.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −10,687−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −1,137−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −890−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −762−100.0% | Sold out |