Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2024
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- 0 vs. Q3 2024
- Shares held
- 6.19M
- +515.5K (+9.1%) vs. Q3 2024
- Total value
- $60.0M
- +$8.95M (+17.5%) vs. Q3 2024
- New holders
- 7
- 18 more added
- Sold out
- 7
- 19 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,403,987 | $13.6M | 0.34% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,033,114 | $10.0M | 0.00% | −1,129−0.1% | Reduced |
| Advisors Asset Management, Inc. | 368,889 | $3.57M | 0.07% | +140,392+61.4% | Added |
| Sit Investment Associates Inc | 318,285 | $3.08M | 0.07% | +196,567+161.5% | Added |
| Bulldog Investors, LLP | 314,426 | $3.05M | 0.80% | +221,447+238.2% | Added |
| Ameriprise Financial Inc | 303,119 | $2.94M | 0.00% | −49,734−14.1% | Reduced |
| Morgan Stanley | 283,861 | $2.75M | 0.00% | −20,367−6.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 241,524 | $2.34M | 0.00% | −22,654−8.6% | Reduced |
| Pathstone Holdings, LLC | 189,043 | $1.83M | 0.01% | +69,646+58.3% | Added |
| Guggenheim Capital LLC | 159,410 | $1.54M | 0.01% | +8,245+5.5% | Added |
| Baird Financial Group, Inc. | 144,107 | $1.40M | 0.00% | +926+0.6% | Added |
| Blue Bell Private Wealth Management, LLC | 138,308 | $1.34M | 0.26% | +10,574+8.3% | Added |
| WNY Asset Management, LLC | 130,171 | $1.26M | 0.16% | −25,886−16.6% | Reduced |
| Shaker Financial Services, LLC | 106,451 | $1.03M | 0.40% | −4,814−4.3% | Reduced |
| Invesco Ltd. | 97,844 | $948.1K | 0.00% | −6,062−5.8% | Reduced |
| CNH Partners LLC | 96,082 | $931.0K | 0.02% | −36,980−27.8% | Reduced |
| Raymond James Financial Inc | 90,891 | $880.7K | 0.00% | +90,891 | New |
| Capstone Investment Advisors, LLC | 79,774 | $773.0K | 0.01% | +51,262+179.8% | Added |
| Sanctuary Advisors, LLC | 69,370 | $697.9K | 0.00% | +4,715+7.3% | Added |
| Uhlmann Price Securities, LLC | 59,661 | $578.2K | 0.44% | +837+1.4% | Added |
| Institute for Wealth Management, LLC. | 59,078 | $572.5K | 0.07% | +270.0% | Added |
| GWM Advisors LLC | 52,000 | $503.9K | 0.00% | −4,733−8.3% | Reduced |
| Warren Averett Asset Management, LLC | 44,338 | $429.6K | 0.01% | +44,338 | New |
| Royal Bank of Canada | 32,660 | $316.0K | 0.00% | +387+1.2% | Added |
| Kovitz Investment Group Partners, LLC | 32,006 | $310.1K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 29,807 | $288.8K | 0.04% | +135+0.5% | Added |
| Captrust Financial Advisors | 25,287 | $245.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 25,119 | $243.4K | 0.00% | −3,870−13.3% | Reduced |
| UBS Group AG | 24,915 | $241.4K | 0.00% | +1,249+5.3% | Added |
| Private Advisor Group, LLC | 21,831 | $211.5K | 0.00% | −1,140−5.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 21,387 | $207.0K | 0.00% | −441−2.0% | Reduced |
| Commonwealth Equity Services, LLC | 20,270 | $196.0K | 0.00% | −794−3.8% | Reduced |
| Old Port Advisors | 19,712 | $191.0K | 0.05% | −1,092−5.2% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $181.9K | 0.08% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 15,300 | $148.3K | 0.00% | −5,671−27.0% | Reduced |
| K2 Principal Fund, L.P. | 15,193 | $147.2K | 0.02% | +15,193 | New |
| HighTower Advisors, LLC | 14,070 | $136.3K | 0.00% | −2,280−13.9% | Reduced |
| Susquehanna International Group, LLP | 13,003 | $126.0K | 0.00% | +13,003 | New |
| Beckerman Institutional, LLC | 12,794 | $124.0K | 0.10% | +126+1.0% | Added |
| Altfest L J & Co Inc | 11,636 | $112.8K | 0.01% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 11,536 | $111.8K | 0.03% | −3,090−21.1% | Reduced |
| Cetera Investment Advisers | 11,106 | $107.6K | 0.00% | +148+1.4% | Added |
| Meridian Investment Counsel Inc. | 11,100 | $107.6K | 0.03% | 00.0% | Unchanged |
| Ceera Investments, LLC | 10,219 | $99.0K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 2,429 | $23.5K | 0.00% | −15−0.6% | Reduced |
| MAI Capital Management | 2,000 | $19.4K | 0.00% | +2,000 | New |
| Glassman Wealth Services | 1,541 | $14.9K | 0.00% | +1,541 | New |
| Bessemer Group Inc | 461 | $4.00K | 0.00% | −2−0.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 382 | $3.70K | 0.00% | +5+1.3% | Added |
| Medallion Wealth Advisors, LLC | 341 | $3.10K | 0.00% | +341 | New |
| Steward Partners Investment Advisory, LLC | 253 | $2.45K | 0.00% | +3+1.2% | Added |
| Bank of America Corp | 55 | $533 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $145 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $21 | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −90,723−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −22,356−100.0% | Sold out |
| Twin Focus Capital Partners, LLC | 0 | $0 | 0.00% | −18,600−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −18,139−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −14,442−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −3,427−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −86−100.0% | Sold out |
| Vima LLC | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| 9258 Wealth Management, LLC | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |