Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2024
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +9 vs. Q4 2023
- Shares held
- 5.59M
- +527.9K (+10.4%) vs. Q4 2023
- Total value
- $45.5M
- +$4.47M (+10.9%) vs. Q4 2023
- New holders
- 11
- 18 more added
- Sold out
- 2
- 20 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,048,793 | $8.52M | 0.00% | +41,613+4.1% | Added |
| Saba Capital Management, L.P. | 662,416 | $5.38M | 0.12% | +27,107+4.3% | Added |
| Ameriprise Financial Inc | 372,281 | $3.02M | 0.00% | +21,405+6.1% | Added |
| Cornerstone Advisors, LLC | 337,023 | $2.74M | 0.11% | +172,278+104.6% | Added |
| Wealth Enhancement Advisory Services, LLC | 317,034 | $2.57M | 0.01% | +5,813+1.9% | Added |
| Advisors Asset Management, Inc. | 281,333 | $2.28M | 0.04% | −2,304−0.8% | Reduced |
| Morgan Stanley | 239,686 | $1.95M | 0.00% | +19,189+8.7% | Added |
| Guggenheim Capital LLC | 237,353 | $1.93M | 0.01% | −26,069−9.9% | Reduced |
| WNY Asset Management, LLC | 167,797 | $1.36M | 0.21% | −5,731−3.3% | Reduced |
| CNH Partners LLC | 141,194 | $1.15M | 0.04% | +40,190+39.8% | Added |
| Baird Financial Group, Inc. | 140,115 | $1.14M | 0.00% | +10,612+8.2% | Added |
| FourThought Financial Partners, LLC | 116,141 | $943.1K | 0.11% | +1,910+1.7% | Added |
| Invesco Ltd. | 99,186 | $805.4K | 0.00% | −40,761−29.1% | Reduced |
| Shaker Financial Services, LLC | 97,238 | $789.6K | 0.31% | +97,238 | New |
| Vima LLC | 95,791 | $776.9K | 0.90% | −18,586−16.2% | Reduced |
| Wolverine Asset Management LLC | 93,850 | $762.1K | 0.01% | +5,931+6.7% | Added |
| Pathstone Holdings, LLC | 92,758 | $753.2K | 0.00% | −826−0.9% | Reduced |
| Landscape Capital Management, L.L.C. | 84,693 | $687.7K | 0.06% | +45,596+116.6% | Added |
| Bulldog Investors, LLP | 77,734 | $631.2K | 0.21% | +800+1.0% | Added |
| GWM Advisors LLC | 64,237 | $521.6K | 0.00% | −6,628−9.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 61,824 | $502.0K | 0.00% | −1,052−1.7% | Reduced |
| Institute for Wealth Management, LLC. | 60,685 | $492.8K | 0.06% | −170.0% | Reduced |
| Logan Stone Capital, LLC | 52,036 | $422.5K | 0.09% | +52,036 | New |
| 9258 Wealth Management, LLC | 46,965 | $381.4K | 0.06% | −328−0.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 46,560 | $378.1K | 0.08% | +32,531+231.9% | Added |
| Rpo LLC | 35,664 | $289.6K | 0.43% | +35,664 | New |
| Royal Bank of Canada | 32,273 | $262.0K | 0.00% | −5,040−13.5% | Reduced |
| UBS Group AG | 31,978 | $259.7K | 0.00% | −2,740−7.9% | Reduced |
| Raymond James & Associates | 31,199 | $253.3K | 0.00% | −2,109−6.3% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $253.2K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 29,586 | $240.2K | 0.00% | −1,625−5.2% | Reduced |
| Aviance Capital Partners, LLC | 29,449 | $239.1K | 0.04% | −1,855−5.9% | Reduced |
| Old Port Advisors | 28,779 | $233.7K | 0.07% | −3,817−11.7% | Reduced |
| Matisse Capital | 26,176 | $212.5K | 0.10% | +26,176 | New |
| Captrust Financial Advisors | 25,287 | $205.3K | 0.00% | −26,966−51.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,812 | $185.0K | 0.00% | −3,522−13.4% | Reduced |
| Modera Wealth Management, LLC | 22,294 | $181.0K | 0.00% | +22,294 | New |
| Commonwealth Equity Services, LLC | 22,141 | $180.0K | 0.00% | −1,338−5.7% | Reduced |
| Private Advisor Group, LLC | 21,524 | $174.8K | 0.00% | 00.0% | Unchanged |
| Ruggaard & Associates LLC | 18,772 | $152.4K | 0.07% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 18,600 | $151.0K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 16,851 | $136.8K | 0.00% | +1,555+10.2% | Added |
| HighTower Advisors, LLC | 16,091 | $124.0K | 0.00% | +16,091 | New |
| The PNC Financial Services Group, Inc. | 15,022 | $122.0K | 0.00% | +3,022+25.2% | Added |
| Oak Harbor Wealth Partners, LLC | 14,626 | $118.8K | 0.04% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $94.0K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,355 | $92.2K | 0.00% | +486+4.5% | Added |
| Meridian Investment Counsel Inc. | 11,100 | $90.1K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,700 | $86.9K | 0.00% | +10,700 | New |
| Ceera Investments, LLC | 10,219 | $83.0K | 0.04% | +10,219 | New |
| Huntington National Bank | – | $80.4K | 0.00% | – | – |
| CoreCap Advisors, LLC | 4,715 | $38.3K | 0.00% | +4,715 | New |
| Comerica Bank | 3,796 | $30.8K | 0.00% | +55+1.5% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,190 | $17.8K | 0.00% | +35+1.6% | Added |
| GPS Wealth Strategies Group, LLC | 377 | $3.06K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 417 | $3.00K | 0.00% | +417 | New |
| Bank of America Corp | 336 | $2.73K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 330 | $2.68K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 125 | $1.01K | 0.00% | −75−37.5% | Reduced |
| IFP Advisors, Inc | 86 | $698 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 50 | $405 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $122 | 0.00% | +15 | New |
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| Emergent Wealth Advisors, LLC | 0 | $0 | 0.00% | −25,325−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,079−100.0% | Sold out |