Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2025
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- 0 vs. Q4 2024
- Shares held
- 6.11M
- −78.5K (−1.3%) vs. Q4 2024
- Total value
- $55.6M
- −$4.42M (−7.4%) vs. Q4 2024
- New holders
- 5
- 10 more added
- Sold out
- 5
- 24 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,403,987 | $12.7M | 0.35% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,024,682 | $9.30M | 0.00% | −8,432−0.8% | Reduced |
| Sit Investment Associates Inc | 475,568 | $4.32M | 0.10% | +157,283+49.4% | Added |
| Bulldog Investors, LLP | 312,463 | $2.84M | 0.77% | −1,963−0.6% | Reduced |
| Ameriprise Financial Inc | 287,175 | $2.61M | 0.00% | −15,944−5.3% | Reduced |
| Morgan Stanley | 269,453 | $2.45M | 0.00% | −14,408−5.1% | Reduced |
| Advisors Asset Management, Inc. | 261,766 | $2.38M | 0.04% | −107,123−29.0% | Reduced |
| Pathstone Holdings, LLC | 216,219 | $2.05M | 0.01% | +27,176+14.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 217,121 | $1.97M | 0.00% | −24,403−10.1% | Reduced |
| Blue Bell Private Wealth Management, LLC | 150,961 | $1.37M | 0.26% | +12,653+9.1% | Added |
| Baird Financial Group, Inc. | 143,680 | $1.30M | 0.00% | −427−0.3% | Reduced |
| Shaker Financial Services, LLC | 141,706 | $1.29M | 0.50% | +35,255+33.1% | Added |
| Guggenheim Capital LLC | 141,422 | $1.28M | 0.01% | −17,988−11.3% | Reduced |
| Invesco Ltd. | 122,838 | $1.12M | 0.00% | +24,994+25.5% | Added |
| WNY Asset Management, LLC | 83,322 | $756.6K | 0.09% | −46,849−36.0% | Reduced |
| Capstone Investment Advisors, LLC | 81,490 | $739.9K | 0.01% | +1,716+2.2% | Added |
| Raymond James Financial Inc | 79,455 | $721.5K | 0.00% | −11,436−12.6% | Reduced |
| CNH Partners LLC | 71,637 | $650.5K | 0.02% | −24,445−25.4% | Reduced |
| Uhlmann Price Securities, LLC | 60,478 | $549.2K | 0.40% | +817+1.4% | Added |
| Institute for Wealth Management, LLC. | 56,370 | $511.8K | 0.07% | −2,708−4.6% | Reduced |
| GWM Advisors LLC | 52,067 | $472.8K | 0.00% | +67+0.1% | Added |
| Wolverine Asset Management LLC | 47,071 | $427.4K | 0.01% | +47,071 | New |
| Warren Averett Asset Management, LLC | 42,285 | $383.9K | 0.00% | −2,053−4.6% | Reduced |
| Royal Bank of Canada | 32,657 | $296.0K | 0.00% | −30.0% | Reduced |
| Kovitz Investment Group Partners, LLC | 32,006 | $290.6K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 29,939 | $271.8K | 0.04% | +132+0.4% | Added |
| K2 Principal Fund, L.P. | 23,785 | $216.0K | 0.03% | +8,592+56.6% | Added |
| Captrust Financial Advisors | 22,198 | $201.6K | 0.00% | −3,089−12.2% | Reduced |
| Private Advisor Group, LLC | 21,831 | $198.2K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 20,194 | $183.0K | 0.00% | −76−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,012 | $182.0K | 0.00% | −1,375−6.4% | Reduced |
| Old Port Advisors | 19,061 | $173.1K | 0.05% | −651−3.3% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $170.4K | 0.07% | 00.0% | Unchanged |
| LPL Financial LLC | 16,989 | $154.3K | 0.00% | −8,130−32.4% | Reduced |
| Advisor Group Holdings, Inc. | 13,821 | $125.5K | 0.00% | −1,479−9.7% | Reduced |
| UBS Group AG | 13,547 | $123.0K | 0.00% | −11,368−45.6% | Reduced |
| Beckerman Institutional, LLC | 12,794 | $116.0K | 0.08% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $105.7K | 0.01% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 11,536 | $104.7K | 0.03% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $100.8K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,057 | $100.4K | 0.00% | −3,013−21.4% | Reduced |
| Cetera Investment Advisers | 10,756 | $97.7K | 0.00% | −350−3.2% | Reduced |
| Elequin Capital LP | 2,991 | $27.2K | 0.01% | +2,991 | New |
| Comerica Bank | 2,384 | $21.6K | 0.00% | −45−1.9% | Reduced |
| MAI Capital Management | 2,000 | $18.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $18.2K | 0.00% | +2,000 | New |
| Cape Investment Advisory, Inc. | 1,767 | $16.0K | 0.01% | +1,767 | New |
| Ameriflex Group, Inc. | 1,317 | $12.0K | 0.00% | +1,317 | New |
| GPS Wealth Strategies Group, LLC | 382 | $3.47K | 0.00% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 341 | $3.10K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 253 | $2.30K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $499 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $136 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $19 | 0.00% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −69,370−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,003−100.0% | Sold out |
| Ceera Investments, LLC | 0 | $0 | 0.00% | −10,219−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −1,541−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −461−100.0% | Sold out |