Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.5M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q2 2026
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +4 vs. Q1 2026
- Shares held
- 6.48M
- +203.2K (+3.2%) vs. Q1 2026
- Total value
- $85.5M
- +$15.6M (+22.3%) vs. Q1 2026
- New holders
- 8
- 16 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.5M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $66.4M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $49.4M |
| Q4 2023 | 54 | $42.8M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.9M |
| Q4 2022 | 56 | $30.8M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,604,273 | $21.2M | 0.65% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 936,651 | $12.4M | 0.23% | +3,598+0.4% | Added |
| Wells Fargo & Company | 931,846 | $12.3M | 0.00% | −15,793−1.7% | Reduced |
| Advisors Asset Management, Inc. | 402,884 | $5.32M | 0.08% | −2,468−0.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 239,144 | $3.16M | 0.39% | +30,943+14.9% | Added |
| Bulldog Investors, LLP | 228,134 | $3.01M | 0.66% | −479−0.2% | Reduced |
| Pathstone Holdings, LLC | 209,392 | $2.77M | 0.01% | −37,757−15.3% | Reduced |
| Guggenheim Capital LLC | 193,775 | $2.56M | 0.02% | +27,261+16.4% | Added |
| Invesco Ltd. | 191,598 | $2.53M | 0.00% | −41,535−17.8% | Reduced |
| Morgan Stanley | 142,802 | $1.89M | 0.00% | −1,545−1.1% | Reduced |
| Baird Financial Group, Inc. | 133,444 | $1.76M | 0.00% | −1,709−1.3% | Reduced |
| Ameriprise Financial Inc | 104,102 | $1.38M | 0.00% | +2,060+2.0% | Added |
| Vima LLC | 88,232 | $1.17M | 1.14% | +88,232 | New |
| Capstone Investment Advisors, LLC | 81,490 | $1.08M | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 81,328 | $1.07M | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 76,777 | $1.01M | 0.01% | +72,918+1,889.6% | Added |
| Uhlmann Price Securities, LLC | 73,888 | $976.1K | 0.04% | +5,170+7.5% | Added |
| Evolve Private Wealth, LLC | 66,203 | $874.5K | 0.05% | −2,574−3.7% | Reduced |
| Royal Bank of Canada | 54,655 | $722.0K | 0.00% | −654−1.2% | Reduced |
| Institute for Wealth Management, LLC. | 52,289 | $690.7K | 0.06% | −467−0.9% | Reduced |
| GWM Advisors LLC | 49,984 | $660.3K | 0.00% | −14,666−22.7% | Reduced |
| Shaker Financial Services, LLC | 45,699 | $603.7K | 0.19% | +22,268+95.0% | Added |
| Warren Averett Asset Management, LLC | 38,919 | $514.1K | 0.00% | −3,580−8.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 37,508 | $480.5K | 0.00% | −2,086−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 34,876 | $460.0K | 0.00% | +17,406+99.6% | Added |
| Commonwealth Equity Services, LLC | 32,592 | $430.5K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 32,332 | $427.1K | 0.00% | +22,248+220.6% | Added |
| Colony Group, LLC | 32,006 | $422.8K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 30,905 | $408.3K | 0.04% | +151+0.5% | Added |
| Private Advisor Group, LLC | 27,029 | $357.0K | 0.00% | +14+0.1% | Added |
| K2 Principal Fund, L.P. | 24,619 | $325.2K | 0.03% | 00.0% | Unchanged |
| LPL Financial LLC | 23,546 | $311.0K | 0.00% | +111+0.5% | Added |
| UBS Group AG | 20,184 | $266.6K | 0.00% | +8,087+66.9% | Added |
| Advisor Group Holdings, Inc. | 19,831 | $262.0K | 0.00% | +1,373+7.4% | Added |
| Ruggaard & Associates LLC | 18,772 | $248.0K | 0.09% | 00.0% | Unchanged |
| PMG Family Office LLC | 18,529 | $244.8K | 0.23% | +170+0.9% | Added |
| Captrust Financial Advisors | 18,242 | $241.0K | 0.00% | −3,956−17.8% | Reduced |
| Ceera Investments, LLC | 13,719 | $181.2K | 0.08% | +13,719 | New |
| Beckerman Institutional, LLC | 12,794 | $169.0K | 0.08% | 00.0% | Unchanged |
| Old Port Advisors | 11,967 | $158.1K | 0.03% | −449−3.6% | Reduced |
| Readystate Asset Management LP | 11,650 | $153.9K | 0.01% | +11,650 | New |
| Meridian Investment Counsel Inc. | 11,100 | $146.6K | 0.03% | 00.0% | Unchanged |
| IFG Advisory, LLC | 4,053 | $53.5K | 0.00% | +4,053 | New |
| Gilpin Wealth Management, LLC | 4,000 | $52.8K | 0.04% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,116 | $28.0K | 0.00% | +2,116 | New |
| Clear Street Group Inc. | 1,835 | $24.2K | 0.00% | +1,835 | New |
| Cape Investment Advisory, Inc. | 1,767 | $23.3K | 0.01% | +1,767 | New |
| Northwestern Mutual Wealth Management Co | 1,300 | $17.2K | 0.00% | +1,300 | New |
| Basepoint Wealth LLC | 1,096 | $14.5K | 0.01% | +15+1.4% | Added |
| AdvisorNet Financial, Inc | 555 | $7.33K | 0.00% | −2,486−81.7% | Reduced |
| Parallel Advisors, LLC | 2 | $28 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Medallion Wealth Advisors, LLC | 0 | $0 | 0.00% | −352−100.0% | Sold out |
| Highline Wealth Partners LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sunbelt Securities, Inc. | – | – | – | – | Not filed |