Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2021
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q3 2021
- Shares held
- 4.10M
- −151.8K (−3.6%) vs. Q3 2021
- Total value
- $50.6M
- −$6.18M (−10.9%) vs. Q3 2021
- New holders
- 13
- 14 more added
- Sold out
- 5
- 17 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,158,223 | $14.3M | 0.00% | −27,899−2.4% | Reduced |
| Advisors Asset Management, Inc. | 535,907 | $6.62M | 0.09% | −159,650−23.0% | Reduced |
| Wells Fargo & Company | 488,774 | $6.04M | 0.00% | +25,408+5.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 344,091 | $4.25M | 0.01% | +88,937+34.9% | Added |
| Aviance Capital Partners, LLC | 127,819 | $1.58M | 0.26% | −12,904−9.2% | Reduced |
| Advisor Group Holdings, Inc. | 93,590 | $1.16M | 0.00% | +10,334+12.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,113 | $1.11M | 0.05% | −1,055−1.2% | Reduced |
| 9258 Wealth Management, LLC | 87,259 | $1.08M | 0.25% | +7,360+9.2% | Added |
| Baird Financial Group, Inc. | 86,176 | $1.06M | 0.00% | −990−1.1% | Reduced |
| Old Port Advisors | 75,732 | $903.0K | 0.31% | +4,165+5.8% | Added |
| Wolverine Asset Management LLC | 71,297 | $881.0K | 0.01% | −33,184−31.8% | Reduced |
| GWM Advisors LLC | 67,840 | $838.0K | 0.01% | +67,840 | New |
| Institute for Wealth Management, LLC. | 65,638 | $811.0K | 0.13% | −70−0.1% | Reduced |
| MML Investors Services, LLC | 63,247 | $782.0K | 0.01% | −86,789−57.8% | Reduced |
| Raymond James & Associates | 62,862 | $777.0K | 0.00% | −20,409−24.5% | Reduced |
| Guggenheim Capital LLC | 62,164 | $768.0K | 0.00% | −38,586−38.3% | Reduced |
| FourThought Financial, LLC | 55,425 | $685.0K | 0.09% | +11,861+27.2% | Added |
| Royal Bank of Canada | 47,898 | $592.0K | 0.00% | +1,190+2.5% | Added |
| Invesco Ltd. | 44,795 | $554.0K | 0.00% | −18,472−29.2% | Reduced |
| Commonwealth Equity Services, LLC | 41,250 | $509.0K | 0.00% | −3,968−8.8% | Reduced |
| Total Clarity Wealth Management, Inc. | 40,121 | $496.0K | 0.23% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 37,387 | $462.0K | 0.00% | −2,374−6.0% | Reduced |
| Shaker Financial Services, LLC | 33,789 | $418.0K | 0.15% | −25,648−43.2% | Reduced |
| Relative Value Partners Group, LLC | 29,216 | $361.0K | 0.03% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 27,337 | $338.0K | 0.12% | +27,337 | New |
| UBS Group AG | 25,732 | $318.0K | 0.00% | +1,438+5.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,490 | $278.0K | 0.00% | +3,468+18.2% | Added |
| Stifel Financial Corp | 22,246 | $275.0K | 0.00% | −12,000−35.0% | Reduced |
| Foundations Investment Advisors, LLC | 22,936 | $271.0K | 0.01% | +7,152+45.3% | Added |
| 6 Meridian | 19,845 | $245.0K | 0.02% | +19,845 | New |
| Altfest L J & Co Inc | 17,576 | $217.0K | 0.04% | +898+5.4% | Added |
| Landscape Capital Management, L.L.C. | 15,441 | $191.0K | 0.03% | +15,441 | New |
| Weiss Asset Management LP | 15,265 | $189.0K | 0.00% | +15,265 | New |
| Logan Stone Capital, LLC | 14,052 | $174.0K | 0.17% | +14,052 | New |
| Claraphi Advisory Network, LLC | 13,700 | $169.0K | 0.06% | +13,700 | New |
| Millennium Management LLC | 13,112 | $162.0K | 0.00% | +13,112 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $148.0K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,900 | $147.0K | 0.05% | 00.0% | Unchanged |
| Doliver Advisors, LP | 12,834 | $141.0K | 0.04% | +1,113+9.5% | Added |
| LPL Financial LLC | 11,240 | $139.0K | 0.00% | −859−7.1% | Reduced |
| Lindbrook Capital, LLC | 2,000 | $25.0K | 0.00% | +2,000 | New |
| Baldrige Asset Management LLC | 1,868 | $23.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 1,575 | $20.0K | 0.00% | −10,027−86.4% | Reduced |
| Bogart Wealth, LLC | 408 | $5.00K | 0.00% | +35+9.4% | Added |
| GPS Wealth Strategies Group, LLC | 367 | $5.00K | 0.00% | +31+9.2% | Added |
| Bessemer Group Inc | 297 | $4.00K | 0.00% | +297 | New |
| NEXT Financial Group, Inc | 294 | $4.00K | 0.00% | +294 | New |
| Parallel Advisors, LLC | 129 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| First Personal Financial Services | 33 | $0 | 0.00% | +33 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −17,655−100.0% | Sold out |
| David J Yvars Group | 0 | $0 | 0.00% | −17,655−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −11,580−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |