Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +8 vs. Q3 2023
- Shares held
- 5.07M
- +296.9K (+6.2%) vs. Q3 2023
- Total value
- $41.0M
- +$2.62M (+6.8%) vs. Q3 2023
- New holders
- 10
- 16 more added
- Sold out
- 2
- 20 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,007,180 | $8.14M | 0.00% | +79,753+8.6% | Added |
| Saba Capital Management, L.P. | 635,309 | $5.13M | 0.13% | +6,325+1.0% | Added |
| Ameriprise Financial Inc | 350,876 | $2.84M | 0.00% | +74,873+27.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 311,221 | $2.51M | 0.01% | −7,268−2.3% | Reduced |
| Advisors Asset Management, Inc. | 283,637 | $2.29M | 0.05% | −2,547−0.9% | Reduced |
| Guggenheim Capital LLC | 263,422 | $2.13M | 0.02% | +9,154+3.6% | Added |
| Morgan Stanley | 220,497 | $1.78M | 0.00% | −144,240−39.5% | Reduced |
| WNY Asset Management, LLC | 173,528 | $1.40M | 0.24% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 164,745 | $1.33M | 0.06% | +86,110+109.5% | Added |
| Invesco Ltd. | 139,947 | $1.13M | 0.00% | −38,020−21.4% | Reduced |
| Baird Financial Group, Inc. | 129,503 | $1.05M | 0.00% | +6,672+5.4% | Added |
| Vima LLC | 114,377 | $924.2K | 2.13% | +114,377 | New |
| FourThought Financial Partners, LLC | 114,231 | $923.0K | 0.12% | −615−0.5% | Reduced |
| CNH Partners LLC | 101,004 | $816.1K | 0.03% | +24,603+32.2% | Added |
| Pathstone Holdings, LLC | 93,584 | $756.2K | 0.00% | +93,584 | New |
| Wolverine Asset Management LLC | 87,919 | $710.4K | 0.01% | +87,919 | New |
| Bulldog Investors, LLP | 76,934 | $621.6K | 0.20% | +6,793+9.7% | Added |
| GWM Advisors LLC | 70,865 | $566.2K | 0.01% | +6,781+10.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 62,876 | $508.0K | 0.00% | −12,069−16.1% | Reduced |
| Institute for Wealth Management, LLC. | 60,702 | $490.5K | 0.08% | −2,019−3.2% | Reduced |
| Captrust Financial Advisors | 52,253 | $422.2K | 0.00% | −90.0% | Reduced |
| 9258 Wealth Management, LLC | 47,293 | $382.1K | 0.07% | −7,558−13.8% | Reduced |
| Landscape Capital Management, L.L.C. | 39,097 | $315.9K | 0.03% | +39,097 | New |
| Royal Bank of Canada | 37,313 | $302.0K | 0.00% | −1,903−4.9% | Reduced |
| UBS Group AG | 34,718 | $280.5K | 0.00% | +1,726+5.2% | Added |
| Raymond James & Associates | 33,308 | $269.1K | 0.00% | −7,477−18.3% | Reduced |
| Old Port Advisors | 32,596 | $263.4K | 0.09% | −5,184−13.7% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $258.6K | 0.02% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 31,304 | $252.9K | 0.05% | −114,098−78.5% | Reduced |
| Advisor Group Holdings, Inc. | 31,211 | $252.2K | 0.00% | −10,187−24.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 26,334 | $213.0K | 0.00% | −4,660−15.0% | Reduced |
| Emergent Wealth Advisors, LLC | 25,325 | $204.6K | 0.19% | +25,325 | New |
| Commonwealth Equity Services, LLC | 23,479 | $190.0K | 0.00% | −630−2.6% | Reduced |
| Private Advisor Group, LLC | 21,524 | $173.9K | 0.00% | +51+0.2% | Added |
| Ruggaard & Associates LLC | 18,772 | $151.7K | 0.08% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 18,600 | $150.3K | 0.03% | +18,600 | New |
| LPL Financial LLC | 15,296 | $123.6K | 0.00% | +241+1.6% | Added |
| Oak Harbor Wealth Partners, LLC | 14,626 | $118.2K | 0.04% | −8,223−36.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 14,029 | $113.4K | 0.03% | +12,953+1,203.8% | Added |
| The PNC Financial Services Group, Inc. | 12,000 | $97.0K | 0.00% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $94.0K | 0.01% | −2,416−17.2% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $89.7K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,869 | $87.8K | 0.00% | +10,869 | New |
| Huntington National Bank | – | $80.0K | 0.00% | – | New |
| Comerica Bank | 3,741 | $30.2K | 0.00% | +319+9.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,155 | $17.4K | 0.00% | +534+32.9% | Added |
| JPMorgan Chase & Co | 1,079 | $8.72K | 0.00% | −4,621−81.1% | Reduced |
| GPS Wealth Strategies Group, LLC | 377 | $3.05K | 0.00% | +5+1.3% | Added |
| Bank of America Corp | 336 | $2.71K | 0.00% | −3,572−91.4% | Reduced |
| Principal Securities, Inc. | 330 | $2.67K | 0.00% | +330 | New |
| US Bancorp | 200 | $1.62K | 0.00% | +200 | New |
| IFP Advisors, Inc | 86 | $695 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 50 | $404 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 0 | $0 | 0.00% | −22,413−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |