Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +8 vs. Q3 2023
- Shares held
- 5.07M
- +296.9K (+6.2%) vs. Q3 2023
- Total value
- $41.0M
- +$2.62M (+6.8%) vs. Q3 2023
- New holders
- 10
- 16 more added
- Sold out
- 2
- 20 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 50 | $404 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $695 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 200 | $1.62K | 0.00% | +200 | New |
| Principal Securities, Inc. | 330 | $2.67K | 0.00% | +330 | New |
| Bank of America Corp | 336 | $2.71K | 0.00% | −3,572−91.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 377 | $3.05K | 0.00% | +5+1.3% | Added |
| JPMorgan Chase & Co | 1,079 | $8.72K | 0.00% | −4,621−81.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,155 | $17.4K | 0.00% | +534+32.9% | Added |
| Comerica Bank | 3,741 | $30.2K | 0.00% | +319+9.3% | Added |
| Huntington National Bank | – | $80.0K | 0.00% | – | New |
| Cetera Investment Advisers | 10,869 | $87.8K | 0.00% | +10,869 | New |
| Meridian Investment Counsel Inc. | 11,100 | $89.7K | 0.03% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $94.0K | 0.01% | −2,416−17.2% | Reduced |
| The PNC Financial Services Group, Inc. | 12,000 | $97.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 14,029 | $113.4K | 0.03% | +12,953+1,203.8% | Added |
| Oak Harbor Wealth Partners, LLC | 14,626 | $118.2K | 0.04% | −8,223−36.0% | Reduced |
| LPL Financial LLC | 15,296 | $123.6K | 0.00% | +241+1.6% | Added |
| Twin Focus Capital Partners, LLC | 18,600 | $150.3K | 0.03% | +18,600 | New |
| Ruggaard & Associates LLC | 18,772 | $151.7K | 0.08% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,524 | $173.9K | 0.00% | +51+0.2% | Added |
| Commonwealth Equity Services, LLC | 23,479 | $190.0K | 0.00% | −630−2.6% | Reduced |
| Emergent Wealth Advisors, LLC | 25,325 | $204.6K | 0.19% | +25,325 | New |
| Cambridge Investment Research Advisors, Inc. | 26,334 | $213.0K | 0.00% | −4,660−15.0% | Reduced |
| Advisor Group Holdings, Inc. | 31,211 | $252.2K | 0.00% | −10,187−24.6% | Reduced |
| Aviance Capital Partners, LLC | 31,304 | $252.9K | 0.05% | −114,098−78.5% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $258.6K | 0.02% | 00.0% | Unchanged |
| Old Port Advisors | 32,596 | $263.4K | 0.09% | −5,184−13.7% | Reduced |
| Raymond James & Associates | 33,308 | $269.1K | 0.00% | −7,477−18.3% | Reduced |
| UBS Group AG | 34,718 | $280.5K | 0.00% | +1,726+5.2% | Added |
| Royal Bank of Canada | 37,313 | $302.0K | 0.00% | −1,903−4.9% | Reduced |
| Landscape Capital Management, L.L.C. | 39,097 | $315.9K | 0.03% | +39,097 | New |
| 9258 Wealth Management, LLC | 47,293 | $382.1K | 0.07% | −7,558−13.8% | Reduced |
| Captrust Financial Advisors | 52,253 | $422.2K | 0.00% | −90.0% | Reduced |
| Institute for Wealth Management, LLC. | 60,702 | $490.5K | 0.08% | −2,019−3.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 62,876 | $508.0K | 0.00% | −12,069−16.1% | Reduced |
| GWM Advisors LLC | 70,865 | $566.2K | 0.01% | +6,781+10.6% | Added |
| Bulldog Investors, LLP | 76,934 | $621.6K | 0.20% | +6,793+9.7% | Added |
| Wolverine Asset Management LLC | 87,919 | $710.4K | 0.01% | +87,919 | New |
| Pathstone Holdings, LLC | 93,584 | $756.2K | 0.00% | +93,584 | New |
| CNH Partners LLC | 101,004 | $816.1K | 0.03% | +24,603+32.2% | Added |
| FourThought Financial Partners, LLC | 114,231 | $923.0K | 0.12% | −615−0.5% | Reduced |
| Vima LLC | 114,377 | $924.2K | 2.13% | +114,377 | New |
| Baird Financial Group, Inc. | 129,503 | $1.05M | 0.00% | +6,672+5.4% | Added |
| Invesco Ltd. | 139,947 | $1.13M | 0.00% | −38,020−21.4% | Reduced |
| Cornerstone Advisors, LLC | 164,745 | $1.33M | 0.06% | +86,110+109.5% | Added |
| WNY Asset Management, LLC | 173,528 | $1.40M | 0.24% | 00.0% | Unchanged |
| Morgan Stanley | 220,497 | $1.78M | 0.00% | −144,240−39.5% | Reduced |
| Guggenheim Capital LLC | 263,422 | $2.13M | 0.02% | +9,154+3.6% | Added |
| Advisors Asset Management, Inc. | 283,637 | $2.29M | 0.05% | −2,547−0.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 311,221 | $2.51M | 0.01% | −7,268−2.3% | Reduced |
| Ameriprise Financial Inc | 350,876 | $2.84M | 0.00% | +74,873+27.1% | Added |
| Saba Capital Management, L.P. | 635,309 | $5.13M | 0.13% | +6,325+1.0% | Added |
| Wells Fargo & Company | 1,007,180 | $8.14M | 0.00% | +79,753+8.6% | Added |
| Mariner, LLC | 0 | $0 | 0.00% | −22,413−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |