Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −2 vs. Q4 2022
- Shares held
- 3.90M
- +64.2K (+1.7%) vs. Q4 2022
- Total value
- $31.6M
- +$1.17M (+3.9%) vs. Q4 2022
- New holders
- 7
- 18 more added
- Sold out
- 9
- 20 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 717,677 | $5.82M | 0.14% | −18,560−2.5% | Reduced |
| Morgan Stanley | 373,833 | $3.03M | 0.00% | −24,517−6.2% | Reduced |
| Wells Fargo & Company | 350,756 | $2.84M | 0.00% | +29,662+9.2% | Added |
| Ameriprise Financial Inc | 244,308 | $1.98M | 0.00% | +141,083+136.7% | Added |
| Foundations Investment Advisors, LLC | 227,433 | $1.84M | 0.07% | +19,266+9.3% | Added |
| Guggenheim Capital LLC | 213,025 | $1.73M | 0.01% | +34,982+19.6% | Added |
| WNY Asset Management, LLC | 177,418 | $1.44M | 0.34% | +30,072+20.4% | Added |
| Aviance Capital Partners, LLC | 175,944 | $1.43M | 0.32% | +10,620+6.4% | Added |
| Invesco Ltd. | 144,150 | $1.17M | 0.00% | +49,951+53.0% | Added |
| Baird Financial Group, Inc. | 117,151 | $950.1K | 0.00% | +3,308+2.9% | Added |
| CNH Partners LLC | 82,822 | $671.7K | 0.02% | +11,741+16.5% | Added |
| Envestnet Asset Management Inc | 75,753 | $614.4K | 0.00% | +13,887+22.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 72,971 | $591.8K | 0.00% | +147+0.2% | Added |
| Bulldog Investors, LLP | 71,885 | $583.0K | 0.19% | −43,885−37.9% | Reduced |
| GWM Advisors LLC | 71,751 | $574.0K | 0.01% | −5,370−7.0% | Reduced |
| Institute for Wealth Management, LLC. | 63,848 | $517.8K | 0.10% | −1,165−1.8% | Reduced |
| 9258 Wealth Management, LLC | 61,716 | $500.5K | 0.10% | −122−0.2% | Reduced |
| Advisors Asset Management, Inc. | 48,498 | $393.3K | 0.01% | +269+0.6% | Added |
| Raymond James & Associates | 45,659 | $370.3K | 0.00% | −9,920−17.8% | Reduced |
| Old Port Advisors | 42,772 | $350.3K | 0.13% | −5,557−11.5% | Reduced |
| Wolverine Asset Management LLC | 43,176 | $350.2K | 0.01% | −8,159−15.9% | Reduced |
| Royal Bank of Canada | 39,216 | $318.0K | 0.00% | −180.0% | Reduced |
| Shaker Financial Services, LLC | 36,782 | $298.3K | 0.13% | +14,014+61.6% | Added |
| UBS Group AG | 35,012 | $283.9K | 0.00% | −6,917−16.5% | Reduced |
| Captrust Financial Advisors | 33,145 | $268.8K | 0.00% | +11,884+55.9% | Added |
| Relative Value Partners Group, LLC | 32,006 | $259.6K | 0.02% | −2,437−7.1% | Reduced |
| Oak Harbor Wealth Partners, LLC | 31,735 | $257.4K | 0.09% | −2,411−7.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 27,392 | $222.0K | 0.00% | +824+3.1% | Added |
| Logan Stone Capital, LLC | 26,877 | $218.0K | 0.09% | −27,975−51.0% | Reduced |
| Advisor Group Holdings, Inc. | 23,483 | $190.5K | 0.00% | −2,281−8.9% | Reduced |
| Private Advisor Group, LLC | 21,473 | $174.1K | 0.00% | 00.0% | Unchanged |
| Ruggaard & Associates LLC | 18,772 | $152.2K | 0.09% | +18,772 | New |
| Walleye Capital LLC | 17,047 | $138.3K | 0.00% | +17,047 | New |
| HighTower Advisors, LLC | 16,931 | $124.0K | 0.00% | +16,931 | New |
| Altfest L J & Co Inc | 13,897 | $113.0K | 0.02% | +121+0.9% | Added |
| Susquehanna International Group, LLP | 12,893 | $104.6K | 0.00% | −4,039−23.9% | Reduced |
| The PNC Financial Services Group, Inc. | 12,000 | $97.3K | 0.00% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 11,895 | $96.5K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 11,564 | $94.0K | 0.00% | +11,135+2,595.6% | Added |
| Stifel Financial Corp | 11,496 | $93.2K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $90.0K | 0.03% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 10,657 | $86.4K | 0.01% | −1,509−12.4% | Reduced |
| Commonwealth Equity Services, LLC | 10,613 | $86.0K | 0.00% | −4,895−31.6% | Reduced |
| LPL Financial LLC | 10,542 | $85.5K | 0.00% | −207−1.9% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,571 | $12.7K | 0.00% | +25+1.6% | Added |
| Blue Bell Private Wealth Management, LLC | 1,328 | $10.8K | 0.00% | +1,328 | New |
| Baldrige Asset Management LLC | 949 | $8.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 508 | $4.00K | 0.00% | −13,081−96.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 372 | $3.02K | 0.00% | +372 | New |
| Bessemer Group Inc | 332 | $3.00K | 0.00% | +332 | New |
| Ellevest, Inc. | 318 | $2.58K | 0.00% | +318 | New |
| Bank of America Corp | 55 | $446 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −90,008−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −37,685−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −15,972−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −14,552−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −12,464−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,094−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −9,428−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −659−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Claraphi Advisory Network, LLC | – | – | – | – | Not filed |