Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.5M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2022
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q2 2022
- Shares held
- 3.94M
- −320.1K (−7.5%) vs. Q2 2022
- Total value
- $31.6M
- −$4.76M (−13.1%) vs. Q2 2022
- New holders
- 5
- 15 more added
- Sold out
- 6
- 22 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.5M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $66.4M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $49.4M |
| Q4 2023 | 54 | $42.8M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.9M |
| Q4 2022 | 56 | $30.8M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 659,560 | $5.28M | 0.07% | −10,559−1.6% | Reduced |
| Morgan Stanley | 450,438 | $3.61M | 0.00% | −69,649−13.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 357,588 | $2.86M | 0.01% | +4,621+1.3% | Added |
| Wells Fargo & Company | 325,280 | $2.61M | 0.00% | −16,540−4.8% | Reduced |
| Advisors Asset Management, Inc. | 286,871 | $2.30M | 0.05% | +37,357+15.0% | Added |
| Aviance Capital Partners, LLC | 206,893 | $1.66M | 0.41% | +4,208+2.1% | Added |
| Foundations Investment Advisors, LLC | 145,301 | $1.16M | 0.05% | +36,380+33.4% | Added |
| Baird Financial Group, Inc. | 112,865 | $904.0K | 0.00% | +7,153+6.8% | Added |
| Guggenheim Capital LLC | 107,290 | $860.0K | 0.01% | −24,364−18.5% | Reduced |
| FourThought Financial, LLC | 97,736 | $783.0K | 0.12% | +8,874+10.0% | Added |
| 9258 Wealth Management, LLC | 80,974 | $649.0K | 0.17% | −541−0.7% | Reduced |
| Bulldog Investors, LLP | 78,351 | $628.0K | 0.18% | −119,498−60.4% | Reduced |
| GWM Advisors LLC | 77,399 | $620.0K | 0.01% | +2,391+3.2% | Added |
| Icon Advisers Inc | 72,244 | $579.0K | 0.16% | +42,623+143.9% | Added |
| Institute for Wealth Management, LLC. | 65,638 | $526.0K | 0.12% | 00.0% | Unchanged |
| CNH Partners LLC | 63,278 | $507.0K | 0.01% | +2,650+4.4% | Added |
| Old Port Advisors | 56,197 | $484.0K | 0.19% | −3,491−5.8% | Reduced |
| Raymond James & Associates | 59,694 | $478.0K | 0.00% | −3,504−5.5% | Reduced |
| WNY Asset Management, LLC | 58,565 | $468.0K | 0.17% | +58,565 | New |
| UBS Group AG | 51,508 | $413.0K | 0.00% | −4,119−7.4% | Reduced |
| Invesco Ltd. | 48,678 | $390.0K | 0.00% | +34,032+232.4% | Added |
| Royal Bank of Canada | 43,570 | $349.0K | 0.00% | −440−1.0% | Reduced |
| Ameriprise Financial Inc | 42,977 | $344.0K | 0.00% | +2,449+6.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 41,913 | $336.0K | 0.02% | −12,848−23.5% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $256.0K | 0.02% | −3,847−10.7% | Reduced |
| Oak Harbor Wealth Partners, LLC | 31,547 | $253.0K | 0.10% | −396−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 29,297 | $234.0K | 0.00% | +7,686+35.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 26,290 | $211.0K | 0.00% | +1,737+7.1% | Added |
| Shaker Financial Services, LLC | 24,200 | $194.0K | 0.10% | −7,010−22.5% | Reduced |
| MML Investors Services, LLC | 22,338 | $179.0K | 0.00% | −16,345−42.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 21,855 | $175.0K | 0.01% | −5,946−21.4% | Reduced |
| Private Advisor Group, LLC | 21,146 | $169.0K | 0.00% | +21,146 | New |
| Stifel Financial Corp | 19,246 | $154.0K | 0.00% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 17,607 | $141.0K | 0.08% | +1,062+6.4% | Added |
| Total Clarity Wealth Management, Inc. | 15,972 | $128.0K | 0.08% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 14,760 | $118.0K | 0.04% | −35,380−70.6% | Reduced |
| Commonwealth Equity Services, LLC | 14,421 | $115.0K | 0.00% | +332+2.4% | Added |
| Altfest L J & Co Inc | 13,662 | $109.0K | 0.02% | −467−3.3% | Reduced |
| Captrust Financial Advisors | 12,340 | $99.0K | 0.00% | +12,340 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $96.0K | 0.00% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 11,100 | $89.0K | 0.04% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,522 | $20.0K | 0.00% | −107,930−97.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 1,873 | $15.0K | 0.01% | +1,873 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,522 | $12.0K | 0.00% | +1,522 | New |
| IFP Advisors, Inc | 634 | $7.00K | 0.00% | −9−1.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 367 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 134 | $1.00K | 0.00% | −285−68.0% | Reduced |
| Parallel Advisors, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $0 | 0.00% | −500−90.1% | Reduced |
| Bessemer Group Inc | 0 | $0 | 0.00% | −324−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −93,175−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −28,091−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −24,810−100.0% | Sold out |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −18,397−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −621−100.0% | Sold out |