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Ellsworth Growth & Income Fund Ltd

ECF
Exchange
NYSE
SEC CIK
0000793040

In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.

Other share classesECF.PA

13F holders, Q3 2022

Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
49
−1 vs. Q2 2022
Shares held
3.94M
−320.1K (−7.5%) vs. Q2 2022
Total value
$31.6M
−$4.76M (−13.1%) vs. Q2 2022
New holders
5
15 more added
Sold out
6
22 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 49 institutions
Q1 2021: 39 institutionsQ2 2021: 38 institutionsQ3 2021: 43 institutionsQ4 2021: 50 institutionsQ1 2022: 51 institutionsQ2 2022: 50 institutionsQ3 2022: 49 institutionsQ4 2022: 56 institutionsQ1 2023: 53 institutionsQ2 2023: 48 institutionsQ3 2023: 47 institutionsQ4 2023: 54 institutionsQ1 2024: 63 institutionsQ2 2024: 52 institutionsQ3 2024: 58 institutionsQ4 2024: 54 institutionsQ1 2025: 54 institutionsQ2 2025: 57 institutionsQ3 2025: 56 institutionsQ4 2025: 52 institutionsQ1 2026: 48 institutionsQ2 2026: 51 institutions
Value heldQ3 2022: $31.6M
Q1 2021: $59.7MQ2 2021: $65.2MQ3 2021: $57.5MQ4 2021: $50.6MQ1 2022: $45.2MQ2 2022: $36.3MQ3 2022: $31.6MQ4 2022: $30.7MQ1 2023: $31.6MQ2 2023: $36.0MQ3 2023: $38.7MQ4 2023: $41.0MQ1 2024: $45.5MQ2 2024: $46.9MQ3 2024: $53.1MQ4 2024: $60.0MQ1 2025: $55.6MQ2 2025: $65.9MQ3 2025: $75.8MQ4 2025: $75.0MQ1 2026: $70.0MQ2 2026: $85.3M
Institutions holding ECF and their total value by quarter
QuarterHoldersValue
Q2 202651$85.3M
Q1 202648$70.0M
Q4 202552$75.0M
Q3 202556$75.8M
Q2 202557$65.9M
Q1 202554$55.6M
Q4 202454$60.0M
Q3 202458$53.1M
Q2 202452$46.9M
Q1 202463$45.5M
Q4 202354$41.0M
Q3 202347$38.7M
Q2 202348$36.0M
Q1 202353$31.6M
Q4 202256$30.7M
Q3 202249$31.6M
Q2 202250$36.3M
Q1 202251$45.2M
Q4 202150$50.6M
Q3 202143$57.5M
Q2 202138$65.2M
Q1 202139$59.7M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2022.

Institutions holding ECF in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Bank of America Corp55$00.00%−500−90.1%Reduced
Bogart Wealth, LLC134$1.00K0.00%−285−68.0%Reduced
Parallel Advisors, LLC129$1.00K0.00%00.0%Unchanged
GPS Wealth Strategies Group, LLC367$3.00K0.00%00.0%Unchanged
IFP Advisors, Inc634$7.00K0.00%−9−1.4%Reduced
Nelson, Van Denburg & Campbell Wealth Management Group, LLC1,522$12.0K0.00%+1,522New
Blue Bell Private Wealth Management, LLC1,873$15.0K0.01%+1,873New
Wolverine Asset Management LLC2,522$20.0K0.00%−107,930−97.7%Reduced
Meridian Investment Counsel Inc.11,100$89.0K0.04%00.0%Unchanged
The PNC Financial Services Group, Inc.12,000$96.0K0.00%00.0%Unchanged
Captrust Financial Advisors12,340$99.0K0.00%+12,340New
Altfest L J & Co Inc13,662$109.0K0.02%−467−3.3%Reduced
Commonwealth Equity Services, LLC14,421$115.0K0.00%+332+2.4%Added
Quantedge Capital Pte Ltd14,760$118.0K0.04%−35,380−70.6%Reduced
Total Clarity Wealth Management, Inc.15,972$128.0K0.08%00.0%Unchanged
Claraphi Advisory Network, LLC17,607$141.0K0.08%+1,062+6.4%Added
Stifel Financial Corp19,246$154.0K0.00%00.0%Unchanged
Private Advisor Group, LLC21,146$169.0K0.00%+21,146New
Benjamin F. Edwards & Company, Inc.21,855$175.0K0.01%−5,946−21.4%Reduced
MML Investors Services, LLC22,338$179.0K0.00%−16,345−42.3%Reduced
Shaker Financial Services, LLC24,200$194.0K0.10%−7,010−22.5%Reduced
Cambridge Investment Research Advisors, Inc.26,290$211.0K0.00%+1,737+7.1%Added
Advisor Group Holdings, Inc.29,297$234.0K0.00%+7,686+35.6%Added
Oak Harbor Wealth Partners, LLC31,547$253.0K0.10%−396−1.2%Reduced
Relative Value Partners Group, LLC32,006$256.0K0.02%−3,847−10.7%Reduced
Hennion & Walsh Asset Management, Inc.41,913$336.0K0.02%−12,848−23.5%Reduced
Ameriprise Financial Inc42,977$344.0K0.00%+2,449+6.0%Added
Royal Bank of Canada43,570$349.0K0.00%−440−1.0%Reduced
Invesco Ltd.48,678$390.0K0.00%+34,032+232.4%Added
UBS Group AG51,508$413.0K0.00%−4,119−7.4%Reduced
WNY Asset Management, LLC58,565$468.0K0.17%+58,565New
Raymond James & Associates59,694$478.0K0.00%−3,504−5.5%Reduced
Old Port Advisors56,197$484.0K0.19%−3,491−5.8%Reduced
CNH Partners LLC63,278$507.0K0.01%+2,650+4.4%Added
Institute for Wealth Management, LLC.65,638$526.0K0.12%00.0%Unchanged
Icon Advisers Inc72,244$579.0K0.16%+42,623+143.9%Added
GWM Advisors LLC77,399$620.0K0.01%+2,391+3.2%Added
Bulldog Investors, LLP78,351$628.0K0.18%−119,498−60.4%Reduced
9258 Wealth Management, LLC80,974$649.0K0.17%−541−0.7%Reduced
FourThought Financial, LLC97,736$783.0K0.12%+8,874+10.0%Added
Guggenheim Capital LLC107,290$860.0K0.01%−24,364−18.5%Reduced
Baird Financial Group, Inc.112,865$904.0K0.00%+7,153+6.8%Added
Foundations Investment Advisors, LLC145,301$1.16M0.05%+36,380+33.4%Added
Aviance Capital Partners, LLC206,893$1.66M0.41%+4,208+2.1%Added
Advisors Asset Management, Inc.286,871$2.30M0.05%+37,357+15.0%Added
Wells Fargo & Company325,280$2.61M0.00%−16,540−4.8%Reduced
Raymond James Financial Services Advisors, Inc.357,588$2.86M0.01%+4,621+1.3%Added
Morgan Stanley450,438$3.61M0.00%−69,649−13.4%Reduced
Saba Capital Management, L.P.659,560$5.28M0.07%−10,559−1.6%Reduced
Bessemer Group Inc0$00.00%−324−100.0%Sold out
Boothbay Fund Management, LLC0$00.00%−93,175−100.0%Sold out
Logan Stone Capital, LLC0$00.00%−28,091−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−24,810−100.0%Sold out
Hightower 6M Holding, LLC0$00.00%−18,397−100.0%Sold out
JPMorgan Chase & Co0$00.00%−621−100.0%Sold out