Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q2 2026
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +4 vs. Q1 2026
- Shares held
- 6.46M
- +185.8K (+3.0%) vs. Q1 2026
- Total value
- $85.3M
- +$15.4M (+22.0%) vs. Q1 2026
- New holders
- 8
- 15 more added
- Sold out
- 4
- 17 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $28 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 555 | $7.33K | 0.00% | −2,486−81.7% | Reduced |
| Basepoint Wealth LLC | 1,096 | $14.5K | 0.01% | +15+1.4% | Added |
| Northwestern Mutual Wealth Management Co | 1,300 | $17.2K | 0.00% | +1,300 | New |
| Cape Investment Advisory, Inc. | 1,767 | $23.3K | 0.01% | +1,767 | New |
| Clear Street Group Inc. | 1,835 | $24.2K | 0.00% | +1,835 | New |
| Global Retirement Partners, LLC | 2,116 | $28.0K | 0.00% | +2,116 | New |
| Gilpin Wealth Management, LLC | 4,000 | $52.8K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 4,053 | $53.5K | 0.00% | +4,053 | New |
| Meridian Investment Counsel Inc. | 11,100 | $146.6K | 0.03% | 00.0% | Unchanged |
| Readystate Asset Management LP | 11,650 | $153.9K | 0.01% | +11,650 | New |
| Old Port Advisors | 11,967 | $158.1K | 0.03% | −449−3.6% | Reduced |
| Beckerman Institutional, LLC | 12,794 | $169.0K | 0.08% | 00.0% | Unchanged |
| Ceera Investments, LLC | 13,719 | $181.2K | 0.08% | +13,719 | New |
| Cambridge Investment Research Advisors, Inc. | 17,438 | $230.0K | 0.00% | −32−0.2% | Reduced |
| Captrust Financial Advisors | 18,242 | $241.0K | 0.00% | −3,956−17.8% | Reduced |
| PMG Family Office LLC | 18,529 | $244.8K | 0.23% | +170+0.9% | Added |
| Ruggaard & Associates LLC | 18,772 | $248.0K | 0.09% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 19,831 | $262.0K | 0.00% | +1,373+7.4% | Added |
| UBS Group AG | 20,184 | $266.6K | 0.00% | +8,087+66.9% | Added |
| LPL Financial LLC | 23,546 | $311.0K | 0.00% | +111+0.5% | Added |
| K2 Principal Fund, L.P. | 24,619 | $325.2K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 27,029 | $357.0K | 0.00% | +14+0.1% | Added |
| Aviance Capital Partners, LLC | 30,905 | $408.3K | 0.04% | +151+0.5% | Added |
| Colony Group, LLC | 32,006 | $422.8K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 32,332 | $427.1K | 0.00% | +22,248+220.6% | Added |
| Commonwealth Equity Services, LLC | 32,592 | $430.5K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 37,508 | $480.5K | 0.00% | −2,086−5.3% | Reduced |
| Warren Averett Asset Management, LLC | 38,919 | $514.1K | 0.00% | −3,580−8.4% | Reduced |
| Shaker Financial Services, LLC | 45,699 | $603.7K | 0.19% | +22,268+95.0% | Added |
| GWM Advisors LLC | 49,984 | $660.3K | 0.00% | −14,666−22.7% | Reduced |
| Institute for Wealth Management, LLC. | 52,289 | $690.7K | 0.06% | −467−0.9% | Reduced |
| Royal Bank of Canada | 54,655 | $722.0K | 0.00% | −654−1.2% | Reduced |
| Evolve Private Wealth, LLC | 66,203 | $874.5K | 0.05% | −2,574−3.7% | Reduced |
| Uhlmann Price Securities, LLC | 73,888 | $976.1K | 0.04% | +5,170+7.5% | Added |
| Wolverine Asset Management LLC | 76,777 | $1.01M | 0.01% | +72,918+1,889.6% | Added |
| Raymond James Financial Inc | 81,328 | $1.07M | 0.00% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 81,490 | $1.08M | 0.01% | 00.0% | Unchanged |
| Vima LLC | 88,232 | $1.17M | 1.14% | +88,232 | New |
| Ameriprise Financial Inc | 104,102 | $1.38M | 0.00% | +2,060+2.0% | Added |
| Baird Financial Group, Inc. | 133,444 | $1.76M | 0.00% | −1,709−1.3% | Reduced |
| Morgan Stanley | 142,802 | $1.89M | 0.00% | −1,545−1.1% | Reduced |
| Invesco Ltd. | 191,598 | $2.53M | 0.00% | −41,535−17.8% | Reduced |
| Guggenheim Capital LLC | 193,775 | $2.56M | 0.02% | +27,261+16.4% | Added |
| Pathstone Holdings, LLC | 209,392 | $2.77M | 0.01% | −37,757−15.3% | Reduced |
| Bulldog Investors, LLP | 228,134 | $3.01M | 0.66% | −479−0.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 239,144 | $3.16M | 0.39% | +30,943+14.9% | Added |
| Advisors Asset Management, Inc. | 402,884 | $5.32M | 0.08% | −2,468−0.6% | Reduced |
| Wells Fargo & Company | 931,846 | $12.3M | 0.00% | −15,793−1.7% | Reduced |
| Sit Investment Associates Inc | 936,651 | $12.4M | 0.23% | +3,598+0.4% | Added |
| Saba Capital Management, L.P. | 1,604,273 | $21.2M | 0.65% | 00.0% | Unchanged |
| MAI Capital Management | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Medallion Wealth Advisors, LLC | 0 | $0 | 0.00% | −352−100.0% | Sold out |
| Highline Wealth Partners LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sunbelt Securities, Inc. | – | – | – | – | Not filed |