Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2024
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q2 2024
- Shares held
- 5.91M
- +214.0K (+3.8%) vs. Q2 2024
- Total value
- $53.1M
- +$6.25M (+13.3%) vs. Q2 2024
- New holders
- 7
- 19 more added
- Sold out
- 1
- 20 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $19 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $135 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $494 | 0.00% | −281−83.6% | Reduced |
| IFP Advisors, Inc | 86 | $773 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 250 | $2.25K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 377 | $3.39K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 463 | $4.00K | 0.00% | +42+10.0% | Added |
| Comerica Bank | 2,444 | $22.0K | 0.00% | −1,290−34.5% | Reduced |
| CoreCap Advisors, LLC | 3,427 | $30.8K | 0.00% | +3,427 | New |
| Ceera Investments, LLC | 10,219 | $91.9K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,958 | $98.5K | 0.00% | +535+5.1% | Added |
| Meridian Investment Counsel Inc. | 11,100 | $99.8K | 0.03% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $105.0K | 0.01% | 00.0% | Unchanged |
| Beckerman Institutional, LLC | 12,668 | $114.0K | 0.10% | +12,668 | New |
| Wolverine Asset Management LLC | 14,442 | $129.8K | 0.00% | +2,036+16.4% | Added |
| Oak Harbor Wealth Partners, LLC | 14,626 | $131.5K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,350 | $145.0K | 0.00% | +800+5.1% | Added |
| Landscape Capital Management, L.L.C. | 18,139 | $163.1K | 0.02% | −67,695−78.9% | Reduced |
| Twin Focus Capital Partners, LLC | 18,600 | $167.2K | 0.03% | +18,600 | New |
| Ruggaard & Associates LLC | 18,772 | $168.8K | 0.07% | 00.0% | Unchanged |
| Old Port Advisors | 20,804 | $187.0K | 0.05% | −994−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 20,971 | $188.5K | 0.00% | +54+0.3% | Added |
| Commonwealth Equity Services, LLC | 21,064 | $189.0K | 0.00% | +106+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 21,828 | $196.0K | 0.00% | +234+1.1% | Added |
| Matisse Capital | 22,356 | $201.0K | 0.10% | −3,820−14.6% | Reduced |
| Private Advisor Group, LLC | 22,971 | $206.5K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 23,666 | $212.8K | 0.00% | −9,188−28.0% | Reduced |
| Captrust Financial Advisors | 25,287 | $227.3K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 25,462 | $228.9K | 0.00% | −1,753−6.4% | Reduced |
| Capstone Investment Advisors, LLC | 28,512 | $256.3K | 0.00% | +28,512 | New |
| LPL Financial LLC | 28,989 | $260.6K | 0.00% | +7,243+33.3% | Added |
| Aviance Capital Partners, LLC | 29,672 | $266.7K | 0.04% | +77+0.3% | Added |
| Kovitz Investment Group Partners, LLC | 32,006 | $287.7K | 0.00% | +32,006 | New |
| Royal Bank of Canada | 32,273 | $290.0K | 0.00% | −1,833−5.4% | Reduced |
| 9258 Wealth Management, LLC | 42,718 | $384.0K | 0.06% | −1,269−2.9% | Reduced |
| GWM Advisors LLC | 56,733 | $510.0K | 0.00% | −5,132−8.3% | Reduced |
| Uhlmann Price Securities, LLC | 58,824 | $528.8K | 0.42% | +58,824 | New |
| Institute for Wealth Management, LLC. | 59,051 | $530.9K | 0.07% | −914−1.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 67,811 | $609.6K | 0.00% | +1,692+2.6% | Added |
| Sanctuary Advisors, LLC | 64,655 | $628.4K | 0.00% | +48,887+310.0% | Added |
| Cornerstone Advisors, LLC | 90,723 | $815.6K | 0.03% | −255,952−73.8% | Reduced |
| Bulldog Investors, LLP | 92,979 | $834.9K | 0.29% | +9,800+11.8% | Added |
| Vima LLC | 98,755 | $887.8K | 1.82% | −16,790−14.5% | Reduced |
| Invesco Ltd. | 103,906 | $934.1K | 0.00% | +3,481+3.5% | Added |
| Shaker Financial Services, LLC | 111,265 | $1.00M | 0.38% | +247+0.2% | Added |
| Pathstone Holdings, LLC | 119,397 | $1.07M | 0.00% | +32,503+37.4% | Added |
| Sit Investment Associates Inc | 121,718 | $1.09M | 0.02% | +121,718 | New |
| Blue Bell Private Wealth Management, LLC | 127,734 | $1.15M | 0.22% | +62,684+96.4% | Added |
| CNH Partners LLC | 133,062 | $1.19M | 0.03% | −38,062−22.2% | Reduced |
| Baird Financial Group, Inc. | 143,181 | $1.29M | 0.00% | +3,922+2.8% | Added |
| Guggenheim Capital LLC | 151,165 | $1.36M | 0.01% | −75,208−33.2% | Reduced |
| WNY Asset Management, LLC | 156,057 | $1.40M | 0.16% | −10,240−6.2% | Reduced |
| Advisors Asset Management, Inc. | 228,497 | $2.05M | 0.04% | −19,937−8.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 264,178 | $2.37M | 0.01% | −19,390−6.8% | Reduced |
| Morgan Stanley | 304,228 | $2.74M | 0.00% | +34,791+12.9% | Added |
| Ameriprise Financial Inc | 352,853 | $3.17M | 0.00% | −9,800−2.7% | Reduced |
| Wells Fargo & Company | 1,034,243 | $9.30M | 0.00% | −15,618−1.5% | Reduced |
| Saba Capital Management, L.P. | 1,403,987 | $12.6M | 0.28% | +319,968+29.5% | Added |
| Rpo LLC | 0 | $0 | 0.00% | −35,664−100.0% | Sold out |