Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2022
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +8 vs. Q3 2022
- Shares held
- 3.87M
- +31.3K (+0.8%) vs. Q3 2022
- Total value
- $30.7M
- −$72.2K (−0.2%) vs. Q3 2022
- New holders
- 14
- 20 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Parallel Advisors, LLC | 2 | $16 | 0.00% | −127−98.4% | Reduced |
| Private Advisor Group, LLC | 21,473 | $171 | 0.00% | +327+1.5% | Added |
| Bank of America Corp | 55 | $439 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 429 | $3.00K | 0.00% | +429 | New |
| IFP Advisors, Inc | 659 | $7.00K | 0.00% | +25+3.9% | Added |
| Baldrige Asset Management LLC | 949 | $8.00K | 0.00% | +949 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,546 | $12.3K | 0.00% | +24+1.6% | Added |
| Money Concepts Capital Corp | 9,428 | $75.2K | 0.00% | +9,428 | New |
| Cetera Investment Advisers | 10,094 | $80.6K | 0.00% | +10,094 | New |
| LPL Financial LLC | 10,749 | $85.8K | 0.00% | +10,749 | New |
| Meridian Investment Counsel Inc. | 11,100 | $89.0K | 0.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,496 | $91.7K | 0.00% | −7,750−40.3% | Reduced |
| Perigon Wealth Management, LLC | 11,895 | $94.9K | 0.01% | +11,895 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $95.8K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,166 | $97.1K | 0.01% | +12,166 | New |
| Woodline Partners LP | 12,464 | $99.5K | 0.00% | +12,464 | New |
| Benjamin F. Edwards & Company, Inc. | 13,589 | $108.0K | 0.00% | −8,266−37.8% | Reduced |
| Altfest L J & Co Inc | 13,776 | $110.0K | 0.02% | +114+0.8% | Added |
| Vanguard Capital Wealth Advisors | 14,552 | $116.1K | 0.13% | +14,552 | New |
| Commonwealth Equity Services, LLC | 15,508 | $123.0K | 0.00% | +1,087+7.5% | Added |
| Total Clarity Wealth Management, Inc. | 15,972 | $127.5K | 0.06% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,932 | $135.1K | 0.00% | +16,932 | New |
| Captrust Financial Advisors | 21,261 | $169.7K | 0.00% | +8,921+72.3% | Added |
| Shaker Financial Services, LLC | 22,768 | $181.7K | 0.09% | −1,432−5.9% | Reduced |
| Advisor Group Holdings, Inc. | 25,764 | $205.0K | 0.00% | −3,533−12.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 26,568 | $212.0K | 0.00% | +278+1.1% | Added |
| Claraphi Advisory Network, LLC | 31,100 | $248.2K | 0.10% | +13,493+76.6% | Added |
| Oak Harbor Wealth Partners, LLC | 34,146 | $272.5K | 0.10% | +2,599+8.2% | Added |
| Relative Value Partners Group, LLC | 34,443 | $274.9K | 0.02% | +2,437+7.6% | Added |
| Icon Advisers Inc | 37,685 | $300.7K | 0.08% | −34,559−47.8% | Reduced |
| Royal Bank of Canada | 39,234 | $313.0K | 0.00% | −4,336−10.0% | Reduced |
| UBS Group AG | 41,929 | $334.6K | 0.00% | −9,579−18.6% | Reduced |
| Advisors Asset Management, Inc. | 48,229 | $384.9K | 0.01% | −238,642−83.2% | Reduced |
| Old Port Advisors | 48,329 | $385.7K | 0.15% | −7,868−14.0% | Reduced |
| Wolverine Asset Management LLC | 51,335 | $409.7K | 0.01% | +48,813+1,935.5% | Added |
| Logan Stone Capital, LLC | 54,852 | $437.7K | 0.16% | +54,852 | New |
| Raymond James & Associates | 55,579 | $443.5K | 0.00% | −4,115−6.9% | Reduced |
| 9258 Wealth Management, LLC | 61,838 | $493.5K | 0.11% | −19,136−23.6% | Reduced |
| Envestnet Asset Management Inc | 61,866 | $493.7K | 0.00% | +61,866 | New |
| Institute for Wealth Management, LLC. | 65,013 | $518.8K | 0.11% | −625−1.0% | Reduced |
| CNH Partners LLC | 71,081 | $567.2K | 0.01% | +7,803+12.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 72,824 | $581.1K | 0.00% | −284,764−79.6% | Reduced |
| GWM Advisors LLC | 77,121 | $615.4K | 0.02% | −278−0.4% | Reduced |
| FourThought Financial Partners, LLC | 90,008 | $718.3K | 0.10% | +90,008 | New |
| Invesco Ltd. | 94,199 | $751.7K | 0.00% | +45,521+93.5% | Added |
| Ameriprise Financial Inc | 103,225 | $824.0K | 0.00% | +60,248+140.2% | Added |
| Baird Financial Group, Inc. | 113,843 | $908.0K | 0.00% | +978+0.9% | Added |
| Bulldog Investors, LLP | 115,770 | $923.8K | 0.28% | +37,419+47.8% | Added |
| WNY Asset Management, LLC | 147,346 | $1.18M | 0.32% | +88,781+151.6% | Added |
| Aviance Capital Partners, LLC | 165,324 | $1.32M | 0.31% | −41,569−20.1% | Reduced |
| Guggenheim Capital LLC | 178,043 | $1.42M | 0.01% | +70,753+65.9% | Added |
| Foundations Investment Advisors, LLC | 208,167 | $1.66M | 0.07% | +62,866+43.3% | Added |
| Wells Fargo & Company | 321,094 | $2.56M | 0.00% | −4,186−1.3% | Reduced |
| Morgan Stanley | 398,350 | $3.18M | 0.00% | −52,088−11.6% | Reduced |
| Saba Capital Management, L.P. | 736,237 | $5.88M | 0.10% | +76,677+11.6% | Added |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −41,913−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −22,338−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,760−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −1,873−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −367−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |