Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +2 vs. Q3 2023
- Shares held
- 10.8M
- +743.9K (+7.4%) vs. Q3 2023
- Total value
- $150.9M
- +$13.3M (+9.7%) vs. Q3 2023
- New holders
- 12
- 32 more added
- Sold out
- 10
- 27 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barrett & Company, Inc. | 85 | $1.18K | 0.00% | +4+4.9% | Added |
| Wolff Wiese Magana LLC | 88 | $1.23K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 335 | $4.69K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 500 | $7.00K | 0.00% | +500 | New |
| SOA Wealth Advisors, LLC. | 1,072 | $15.0K | 0.00% | +22+2.1% | Added |
| Sunbelt Securities, Inc. | 2,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 2,926 | $41.0K | 0.01% | −286−8.9% | Reduced |
| TD Private Client Wealth LLC | 3,540 | $49.6K | 0.00% | +3,540 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,637 | $50.9K | 0.00% | +401+12.4% | Added |
| Allworth Financial LP | 4,320 | $60.5K | 0.00% | +4,320 | New |
| Private Trust Co NA | 5,200 | $72.8K | 0.01% | +3,200+160.0% | Added |
| US Bancorp | 5,473 | $76.6K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 6,700 | $93.8K | 0.06% | +6,700 | New |
| The PNC Financial Services Group, Inc. | 6,750 | $94.5K | 0.00% | 00.0% | Unchanged |
| Liberty One Investment Management, LLC | 7,290 | $102.1K | 0.01% | +228+3.2% | Added |
| Comerica Bank | 8,143 | $114.0K | 0.00% | −2,239−21.6% | Reduced |
| NWF Advisory Services Inc. | 10,396 | $145.5K | 0.03% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 11,072 | $155.0K | 0.00% | +11,072 | New |
| Kestra Advisory Services, LLC | 11,405 | $159.7K | 0.00% | −8,617−43.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 11,625 | $162.8K | 0.01% | −614−5.0% | Reduced |
| Truist Financial Corp | 11,714 | $164.0K | 0.00% | +8+0.1% | Added |
| Integrated Capital Management, Inc. | 12,500 | $175.0K | 0.15% | −32−0.3% | Reduced |
| Quantedge Capital Pte Ltd | 12,600 | $176.4K | 0.09% | +12,600 | New |
| Sheaff Brock Investment Advisors, LLC | 13,410 | $187.7K | 0.02% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 13,640 | $191.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 15,211 | $213.0K | 0.02% | +15,211 | New |
| Two Sigma Securities, LLC | 17,226 | $241.2K | 0.01% | +17,226 | New |
| Blue Bell Private Wealth Management, LLC | 17,366 | $243.1K | 0.06% | 00.0% | Unchanged |
| AlphaStar Capital Management, LLC | 17,942 | $251.2K | 0.02% | +17,942 | New |
| Raymond James Trust N.A. | 18,264 | $255.7K | 0.01% | −495−2.6% | Reduced |
| GWM Advisors LLC | 17,863 | $255.9K | 0.00% | +14,933+509.7% | Added |
| Pinnacle Associates Ltd | 19,417 | $271.8K | 0.00% | −788−3.9% | Reduced |
| Leo Wealth, LLC | 23,000 | $322.0K | 0.03% | +23,000 | New |
| NBC Securities, Inc. | 24,843 | $347.0K | 0.03% | −629−2.5% | Reduced |
| Wedbush Securities Inc | 27,050 | $379.0K | 0.02% | +239+0.9% | Added |
| DFPG Investments, LLC | 28,091 | $393.3K | 0.03% | −534−1.9% | Reduced |
| Institute for Wealth Management, LLC. | 28,806 | $403.3K | 0.07% | −3,398−10.6% | Reduced |
| Elequin Capital LP | 29,152 | $408.1K | 0.12% | +12,194+71.9% | Added |
| Kingsview Wealth Management, LLC | 29,992 | $419.9K | 0.01% | −296−1.0% | Reduced |
| Stolper Co | 31,174 | $436.0K | 0.18% | +955+3.2% | Added |
| Northwestern Mutual Wealth Management Co | 31,479 | $440.7K | 0.00% | −1,047−3.2% | Reduced |
| Weiss Asset Management LP | 32,607 | $456.5K | 0.03% | +32,607 | New |
| Nations Financial Group Inc, | 35,267 | $493.7K | 0.05% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 37,637 | $527.0K | 0.00% | +4,232+12.7% | Added |
| Cetera Advisor Networks LLC | 39,470 | $552.6K | 0.00% | +1,895+5.0% | Added |
| Dynamic Advisor Solutions LLC | 39,564 | $560.6K | 0.02% | −5,821−12.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 41,913 | $587.0K | 0.00% | +2,004+5.0% | Added |
| Commonwealth Equity Services, LLC | 50,682 | $710.0K | 0.00% | +2,167+4.5% | Added |
| National Asset Management, Inc. | 51,325 | $718.5K | 0.02% | +6,401+14.2% | Added |
| Atria Wealth Solutions, Inc. | 53,998 | $756.0K | 0.01% | +2,923+5.7% | Added |
| Shulman DeMeo Asset Management LLC | 60,960 | $853.4K | 0.24% | −228−0.4% | Reduced |
| Formidable Asset Management, LLC | 68,861 | $964.1K | 0.21% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 71,040 | $994.6K | 0.20% | +71,040 | New |
| D.A. Davidson & Co. | 73,573 | $1.03M | 0.01% | −45,953−38.4% | Reduced |
| Integrated Wealth Concepts LLC | 84,660 | $1.19M | 0.02% | −10,228−10.8% | Reduced |
| Park Avenue Securities LLC | 85,625 | $1.20M | 0.02% | +1,026+1.2% | Added |
| MML Investors Services, LLC | 87,078 | $1.22M | 0.01% | +43,340+99.1% | Added |
| Envestnet Asset Management Inc | 90,420 | $1.27M | 0.00% | +1,170+1.3% | Added |
| Private Advisor Group, LLC | 103,184 | $1.44M | 0.01% | −7,488−6.8% | Reduced |
| Raymond James & Associates | 106,607 | $1.49M | 0.00% | −28,453−21.1% | Reduced |
| Advisor Group Holdings, Inc. | 107,348 | $1.50M | 0.00% | −19,361−15.3% | Reduced |
| Schnieders Capital Management LLC | 108,860 | $1.52M | 0.34% | +400+0.4% | Added |
| Ameriprise Financial Inc | 126,414 | $1.77M | 0.00% | −41,728−24.8% | Reduced |
| Landscape Capital Management, L.L.C. | 126,519 | $1.77M | 0.16% | +88,549+233.2% | Added |
| LPL Financial LLC | 130,087 | $1.82M | 0.00% | −29,870−18.7% | Reduced |
| Royal Bank of Canada | 154,359 | $2.16M | 0.00% | −21,493−12.2% | Reduced |
| Stifel Financial Corp | 179,738 | $2.52M | 0.00% | +5,873+3.4% | Added |
| Ionic Capital Management LLC | 194,754 | $2.73M | 1.30% | +35,706+22.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 221,729 | $3.10M | 1.14% | +45,035+25.5% | Added |
| Shaker Financial Services, LLC | 237,225 | $3.32M | 1.36% | +18,328+8.4% | Added |
| Wolverine Asset Management LLC | 265,423 | $3.72M | 0.06% | −3,086−1.1% | Reduced |
| CNH Partners LLC | 313,989 | $4.40M | 0.18% | +93,400+42.3% | Added |
| Advisors Asset Management, Inc. | 354,587 | $4.96M | 0.10% | +22,141+6.7% | Added |
| Guggenheim Capital LLC | 537,771 | $7.53M | 0.06% | −18,760−3.4% | Reduced |
| 1607 Capital Partners, LLC | 539,894 | $7.56M | 0.53% | +153,601+39.8% | Added |
| Invesco Ltd. | 548,191 | $7.67M | 0.00% | −7,617−1.4% | Reduced |
| Cornerstone Advisors, LLC | 588,335 | $8.24M | 0.36% | +185,347+46.0% | Added |
| Wells Fargo & Company | 653,131 | $9.14M | 0.00% | +83,058+14.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 706,016 | $9.88M | 0.02% | −107,814−13.2% | Reduced |
| UBS Group AG | 772,792 | $10.8M | 0.00% | −42,697−5.2% | Reduced |
| Bank of America Corp | 1,042,207 | $14.6M | 0.00% | +153,016+17.2% | Added |
| Morgan Stanley | 1,108,941 | $15.5M | 0.00% | +24,267+2.2% | Added |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −14,897−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −14,830−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,581−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −9,934−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −6,359−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −5,370−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −1,380−100.0% | Sold out |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −1,296−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −941−100.0% | Sold out |
| Antonetti Capital Management LLC | – | – | – | – | Not filed |