Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Capital Southwest Corp as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- +3 vs. Q1 2025
- Shares held
- 17.8M
- +586.0K (+3.4%) vs. Q1 2025
- Total value
- $392.9M
- +$7.78M (+2.0%) vs. Q1 2025
- New holders
- 30
- 68 more added
- Sold out
- 27
- 48 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bard Associates Inc | 17,256 | $380.3K | 0.12% | 00.0% | Unchanged |
| Dearborn Partners LLC | 15,787 | $347.9K | 0.02% | −2,637−14.3% | Reduced |
| Simplex Trading, LLC | 14,793 | $326.0K | 0.01% | +2,895+24.3% | Added |
| Caxton Associates LLP | 14,257 | $314.2K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 13,756 | $303.2K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 13,329 | $293.8K | 0.01% | −9,848−42.5% | Reduced |
| Grimes & Company, Inc. | 13,303 | $293.2K | 0.01% | −5,296−28.5% | Reduced |
| Global Retirement Partners, LLC | 12,695 | $279.8K | 0.01% | +12,695 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,628 | $278.3K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 12,200 | $268.9K | 0.00% | +4,320+54.8% | Added |
| Aigen Investment Management, LP | 11,822 | $260.6K | 0.04% | +11,822 | New |
| Wedbush Securities Inc | 11,723 | $258.0K | 0.01% | +11,723 | New |
| Squarepoint Ops LLC | 11,613 | $256.0K | 0.00% | −208−1.8% | Reduced |
| Core Wealth Partners LLC | 11,520 | $253.9K | 0.13% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $248.0K | 0.00% | 00.0% | Unchanged |
| PharVision Advisers, LLC | 11,249 | $247.9K | 0.36% | +11,249 | New |
| Quantinno Capital Management LP | 10,893 | $240.1K | 0.00% | +10,893 | New |
| Avantax Advisory Services, Inc. | 10,830 | $238.7K | 0.00% | −327−2.9% | Reduced |
| Palisade Capital Management LLC | 10,747 | $236.9K | 0.01% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 10,630 | $234.3K | 0.00% | +10,630 | New |
| Independent Financial Group, LLC | 10,485 | $231.1K | 0.01% | −4,250−28.8% | Reduced |
| HighTower Advisors, LLC | 10,190 | $224.6K | 0.00% | +802+8.5% | Added |
| ProShare Advisors LLC | 9,909 | $218.4K | 0.00% | +50+0.5% | Added |
| Mutual Advisors, LLC | 9,244 | $215.7K | 0.01% | −8,135−46.8% | Reduced |
| Atria Wealth Solutions, Inc. | 9,738 | $214.6K | 0.00% | +9,738 | New |
| Colony Group, LLC | 9,272 | $204.4K | 0.00% | −170−1.8% | Reduced |
| Creative Planning | 9,114 | $200.9K | 0.00% | +9,114 | New |
| JPMorgan Chase & Co | 8,423 | $185.6K | 0.00% | −24,528−74.4% | Reduced |
| Hollencrest Capital Management | 7,055 | $155.5K | 0.01% | +180+2.6% | Added |
| Leonteq Securities AG | 5,500 | $121.2K | 0.01% | +5,500 | New |
| Washington Trust Advisors, Inc. | 5,000 | $110.2K | 0.01% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 4,809 | $106.0K | 0.03% | 00.0% | Unchanged |
| Allworth Financial LP | 4,600 | $101.4K | 0.00% | +4,600 | New |
| Parallel Advisors, LLC | 4,185 | $92.2K | 0.00% | −217−4.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $88.2K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 3,715 | $81.9K | 0.02% | +2,364+175.0% | Added |
| Farther Finance Advisors, LLC | 3,698 | $81.5K | 0.00% | +3,281+786.8% | Added |
| MAI Capital Management | 3,524 | $77.7K | 0.00% | +865+32.5% | Added |
| Nisa Investment Advisors, LLC | 3,500 | $77.1K | 0.00% | +3,000+600.0% | Added |
| Newbridge Financial Services Group, Inc. | 3,176 | $70.0K | 0.01% | +3,176 | New |
| Ronald Blue Trust, Inc. | 3,148 | $69.4K | 0.00% | +185+6.2% | Added |
| CWM, LLC | 2,930 | $65.0K | 0.00% | +615+26.6% | Added |
| EverSource Wealth Advisors, LLC | 2,787 | $61.4K | 0.00% | +428+18.1% | Added |
| Capital Analysts, LLC | 2,685 | $59.0K | 0.00% | +69+2.6% | Added |
| First Horizon Advisors, Inc. | 2,628 | $57.9K | 0.00% | +2,428+1,214.0% | Added |
| VPR Management LLC | 2,500 | $55.1K | 0.03% | +2,500 | New |
| Signaturefd, LLC | 2,483 | $54.7K | 0.00% | +849+52.0% | Added |
| Garde Capital, Inc. | 2,401 | $52.9K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,189 | $48.2K | 0.00% | +2,189 | New |
| TCTC Holdings, LLC | 2,136 | $47.1K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,135 | $47.1K | 0.00% | +788+58.5% | Added |
| Geneos Wealth Management Inc. | 1,930 | $42.5K | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 1,894 | $41.7K | 0.01% | +1,894 | New |
| Tower Research Capital LLC (TRC) | 1,877 | $41.4K | 0.00% | +1,863+13,307.1% | Added |
| The PNC Financial Services Group, Inc. | 1,566 | $34.5K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,551 | $34.2K | 0.00% | −1−0.1% | Reduced |
| Fortitude Family Office, LLC | 1,400 | $30.9K | 0.01% | +1,400 | New |
| Promus Capital, LLC | 1,384 | $30.5K | 0.02% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $22.6K | 0.00% | +497+94.1% | Added |
| Larson Financial Group LLC | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 639 | $14.1K | 0.00% | −17,519−96.5% | Reduced |
| Toth Financial Advisory Corp | 600 | $13.2K | 0.00% | −70−10.4% | Reduced |
| Spire Wealth Management | 600 | $13.2K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 475 | $10.5K | 0.00% | +475 | New |
| Dunhill Financial, LLC | 400 | $8.82K | 0.00% | +400 | New |
| AdvisorNet Financial, Inc | 300 | $6.61K | 0.00% | −308−50.7% | Reduced |
| LRI Investments, LLC | 250 | $5.51K | 0.00% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 200 | $4.41K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 70 | $1.54K | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 30 | $668 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 19 | $419 | 0.00% | +19 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 14,349 | – | – | +694+5.1% | Added |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −686,513−100.0% | Sold out |
| Harbor Capital Advisors, Inc. | 0 | $0 | 0.00% | −403,826−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −56,305−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −38,238−100.0% | Sold out |
| AlphaCore Capital LLC | 0 | $0 | 0.00% | −27,810−100.0% | Sold out |
| Northeast Financial Consultants Inc | 0 | $0 | 0.00% | −21,867−100.0% | Sold out |
| Lansforsakringar Fondforvaltning AB (publ) | 0 | $0 | 0.00% | −16,133−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −16,015−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −14,943−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −13,240−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −11,696−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −11,603−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −11,392−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −10,957−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −9,912−100.0% | Sold out |
| TCFG Wealth Management, LLC | 0 | $0 | 0.00% | −9,800−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −9,750−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −9,339−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −9,264−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,994−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,496−100.0% | Sold out |
| Ameriflex Group, Inc. | 0 | $0 | 0.00% | −1,462−100.0% | Sold out |