Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Advent Convertible & Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- −1 vs. Q1 2021
- Shares held
- 10.9M
- −586.7K (−5.1%) vs. Q1 2021
- Total value
- $210.5M
- +$7.06M (+3.5%) vs. Q1 2021
- New holders
- 11
- 26 more added
- Sold out
- 12
- 27 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Panagora Asset Management Inc | 27 | $1.00K | 0.00% | +27 | New |
| Asset Dedication, LLC | 26 | $1.00K | 0.00% | +26 | New |
| Advisory Services Network, LLC | 103 | $2.00K | 0.00% | +103 | New |
| The PNC Financial Services Group, Inc. | 279 | $5.00K | 0.00% | −1,100−79.8% | Reduced |
| Paradigm, Strategies in Wealth Management, LLC | 261 | $5.00K | 0.00% | +261 | New |
| Harbour Investments, Inc. | 289 | $6.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 371 | $7.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $8.00K | 0.00% | – | – |
| North Star Investment Management Corp. | 420 | $8.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 687 | $13.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 752 | $14.0K | 0.01% | +752 | New |
| Bartlett & Co. LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $15.4K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 823 | $16.0K | 0.00% | +823 | New |
| MBM Wealth Consultants, LLC | 980 | $19.0K | 0.01% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,213 | $23.0K | 0.02% | +1,213 | New |
| Tradition Wealth Management, LLC | 1,681 | $32.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,000 | $38.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,043 | $39.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,010 | $39.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,500 | $48.0K | 0.02% | −971−28.0% | Reduced |
| Atlas Private Wealth Advisors | 3,789 | $73.0K | 0.04% | −1,815−32.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,016 | $77.0K | 0.00% | +2,286+132.1% | Added |
| Institutional & Family Asset Management, LLC | 4,058 | $78.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 4,436 | $85.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 7,256 | $140.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 10,099 | $195.0K | 0.01% | +10,000+10,101.0% | Added |
| Raymond James Trust N.A. | 10,129 | $196.0K | 0.01% | +10,129 | New |
| Private Advisor Group, LLC | 10,460 | $202.0K | 0.00% | −947−8.3% | Reduced |
| Rockefeller Capital Management L.P. | 11,172 | $215.0K | 0.00% | +772+7.4% | Added |
| Sigma Planning Corp | 11,767 | $227.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 14,947 | $288.0K | 0.00% | −703−4.5% | Reduced |
| We Are One Seven, LLC | 16,946 | $327.0K | 0.05% | −564−3.2% | Reduced |
| NEXT Financial Group, Inc | 16,985 | $327.0K | 0.03% | +15,125+813.2% | Added |
| Pinnacle Wealth Planning Services, Inc. | 17,110 | $330.0K | 0.08% | −564−3.2% | Reduced |
| Capital Investment Advisors, LLC | 18,361 | $354.0K | 0.01% | −714−3.7% | Reduced |
| Global Retirement Partners, LLC | 18,522 | $357.0K | 0.04% | −309−1.6% | Reduced |
| Nations Financial Group Inc, | 19,175 | $370.0K | 0.06% | +1,482+8.4% | Added |
| Mid Atlantic Financial Management Inc | 19,592 | $378.0K | 0.03% | −8,200−29.5% | Reduced |
| Truist Financial Corp | 21,732 | $418.0K | 0.00% | −774−3.4% | Reduced |
| Spire Wealth Management | 21,784 | $420.0K | 0.01% | +276+1.3% | Added |
| FourThought Financial, LLC | 25,606 | $493.0K | 0.07% | −2,950−10.3% | Reduced |
| Windsor Capital Management, LLC | 26,394 | $508.0K | 0.17% | −5,854−18.2% | Reduced |
| Park Avenue Securities LLC | 27,823 | $536.0K | 0.01% | −565−2.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 34,059 | $656.0K | 0.01% | −28,730−45.8% | Reduced |
| Stolper Co | 35,309 | $680.0K | 0.32% | +39+0.1% | Added |
| Stifel Financial Corp | 35,324 | $681.0K | 0.00% | +4,404+14.2% | Added |
| 6 Meridian | 36,048 | $695.0K | 0.06% | −41,226−53.4% | Reduced |
| Ameritas Investment Company, LLC | 36,379 | $701.0K | 0.03% | +36,379 | New |
| Royal Bank of Canada | 36,567 | $705.0K | 0.00% | +6,524+21.7% | Added |
| Citigroup Inc | 37,577 | $724.0K | 0.00% | −184−0.5% | Reduced |
| Quantedge Capital Pte Ltd | 37,700 | $726.0K | 0.35% | −100,400−72.7% | Reduced |
| Invesco Ltd. | 41,125 | $792.0K | 0.00% | +41,125 | New |
| Oxbow Advisors, LLC | 45,305 | $873.0K | 0.09% | +29,743+191.1% | Added |
| Quad-Cities Investment Group, LLC | 47,297 | $911.0K | 0.62% | −847−1.8% | Reduced |
| Shaker Financial Services, LLC | 49,178 | $948.0K | 0.35% | +8,889+22.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 51,589 | $994.0K | 0.00% | +5,747+12.5% | Added |
| Heron Bay Capital Management | 58,860 | $1.13M | 0.63% | +72+0.1% | Added |
| Advisor Resource Council | 64,589 | $1.24M | 0.13% | +64,589 | New |
| Commonwealth Equity Services, LLC | 72,624 | $1.40M | 0.00% | +1,946+2.8% | Added |
| 9258 Wealth Management, LLC | 90,645 | $1.75M | 0.47% | +462+0.5% | Added |
| Avantax Advisory Services, Inc. | 93,684 | $1.81M | 0.03% | +8,843+10.4% | Added |
| Baird Financial Group, Inc. | 106,728 | $2.06M | 0.01% | +1,643+1.6% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 112,920 | $2.18M | 0.68% | +44,135+64.2% | Added |
| First Trust Advisors LP | 131,585 | $2.54M | 0.00% | +5,355+4.2% | Added |
| Formidable Asset Management, LLC | 142,750 | $2.67M | 0.57% | −128,538−47.4% | Reduced |
| LPL Financial LLC | 150,857 | $2.91M | 0.00% | −843−0.6% | Reduced |
| Advent Capital Management | 153,048 | $2.95M | 0.06% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 154,261 | $2.97M | 1.24% | −45,739−22.9% | Reduced |
| Arete Wealth Advisors, LLC | 203,427 | $3.92M | 0.55% | +7,513+3.8% | Added |
| Koshinski Asset Management, Inc. | 264,331 | $5.09M | 0.64% | −181,009−40.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 277,840 | $5.35M | 0.01% | +4,210+1.5% | Added |
| Advisor Group Holdings, Inc. | 286,081 | $5.52M | 0.01% | +22,772+8.6% | Added |
| Advisors Asset Management, Inc. | 327,422 | $6.31M | 0.09% | +13,746+4.4% | Added |
| UBS Group AG | 374,708 | $7.22M | 0.00% | −25,589−6.4% | Reduced |
| Wells Fargo & Company | 416,452 | $8.03M | 0.00% | −12,912−3.0% | Reduced |
| Bank of America Corp | 453,958 | $8.75M | 0.00% | −36,610−7.5% | Reduced |
| Morgan Stanley | 490,096 | $9.44M | 0.00% | +55,069+12.7% | Added |
| Raymond James & Associates | 728,551 | $14.0M | 0.01% | +19,052+2.7% | Added |
| Guggenheim Capital LLC | 904,538 | $17.4M | 0.10% | +163,117+22.0% | Added |
| Parametric Portfolio Associates LLC | 3,983,775 | $76.8M | 0.04% | −144,269−3.5% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −161,048−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −70,465−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −67,481−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −30,877−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −11,681−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −10,679−100.0% | Sold out |
| Caldwell Trust Co | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −675−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −158−100.0% | Sold out |
| Sittner & Nelson, LLC | 0 | $0 | 0.00% | −84−100.0% | Sold out |