Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2021 年第 3 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 221
- 較 2021 年第 2 季 +13 家
- 持有股數
- 8,614 萬
- 較 2021 年第 2 季 +895.0 萬 (+11.6%)
- 總市值
- $6.58 億
- 較 2021 年第 2 季 −$8,971 萬 (−12.0%)
- 新進機構
- 31
- 另有 69 家加碼
- 清倉機構
- 18
- 另有 52 家減碼
另有 4 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2021 年第 3 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Virtus ETF Advisers LLC | 22,465 | $17.1 萬 | 0.08% | −1,181−5.0% | 減碼 |
| Crescent Grove Advisors, LLC | 22,000 | $16.8 萬 | 0.02% | +2,000+10.0% | 加碼 |
| Kestra Advisory Services, LLC | 21,990 | $16.8 萬 | 0.00% | +7,863+55.7% | 加碼 |
| E Fund Management Co., Ltd. | 21,764 | $16.6 萬 | 0.01% | +21,764 | 新進 |
| Merit Financial Group, LLC | 21,680 | $16.5 萬 | 0.02% | 00.0% | 不變 |
| Ameritas Investment Partners, Inc. | 20,966 | $16.0 萬 | 0.01% | 00.0% | 不變 |
| HighPoint Advisor Group LLC | 20,435 | $15.6 萬 | 0.02% | −500−2.4% | 減碼 |
| Newbridge Financial Services Group, Inc. | 20,325 | $15.5 萬 | 0.10% | +2,275+12.6% | 加碼 |
| Salem Investment Counselors Inc | 20,000 | $15.3 萬 | 0.01% | 00.0% | 不變 |
| Algert Global LLC | 19,803 | $15.1 萬 | 0.02% | +19,803 | 新進 |
| Modus Advisors, LLC | 19,706 | $15.0 萬 | 0.06% | 00.0% | 不變 |
| Prudential Financial Inc | 19,550 | $14.9 萬 | 0.00% | +1,250+6.8% | 加碼 |
| Laidlaw Wealth Management LLC | 19,180 | $14.6 萬 | 0.04% | +3,000+18.5% | 加碼 |
| Pictet Asset Management SA | 19,066 | $14.5 萬 | 0.00% | +19,066 | 新進 |
| Perigon Wealth Management, LLC | 18,200 | $13.9 萬 | 0.01% | +18,200 | 新進 |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $13.8 萬 | 0.14% | 00.0% | 不變 |
| IFG Advisory, LLC | 17,900 | $13.6 萬 | 0.01% | +17,900 | 新進 |
| National Asset Management, Inc. | 17,400 | $13.3 萬 | 0.00% | −3,918−18.4% | 減碼 |
| IHT Wealth Management, LLC | 17,493 | $13.3 萬 | 0.01% | −1,550−8.1% | 減碼 |
| Banque Cantonale Vaudoise | 17,200 | $13.1 萬 | 0.01% | 00.0% | 不變 |
| Keystone Financial Group | 17,150 | $13.1 萬 | 0.02% | +100+0.6% | 加碼 |
| Integrated Wealth Concepts LLC | 16,391 | $12.5 萬 | 0.00% | −3,400−17.2% | 減碼 |
| Stratos Wealth Partners, LTD. | 16,060 | $12.3 萬 | 0.00% | −13,720−46.1% | 減碼 |
| Great West Life Assurance Co | 15,964 | $12.3 萬 | 0.00% | 00.0% | 不變 |
| Poehling Capital Management, LLC | 16,000 | $12.2 萬 | 0.04% | 00.0% | 不變 |
| Mackenzie Financial Corp | 15,957 | $12.2 萬 | 0.00% | +15,957 | 新進 |
| Belpointe Asset Management LLC | 15,923 | $12.1 萬 | 0.01% | −400−2.5% | 減碼 |
| Creative Planning | 15,443 | $11.8 萬 | 0.00% | −7,261−32.0% | 減碼 |
| Wedbush Securities Inc | 15,500 | $11.8 萬 | 0.01% | +3,500+29.2% | 加碼 |
| Spire Wealth Management | 15,060 | $11.5 萬 | 0.00% | 00.0% | 不變 |
| AE Wealth Management LLC | 14,661 | $11.2 萬 | 0.00% | +2,126+17.0% | 加碼 |
| International Assets Investment Management, LLC | 14,600 | $11.1 萬 | 0.02% | 00.0% | 不變 |
| Squarepoint Ops LLC | 14,442 | $11.0 萬 | 0.00% | −29,872−67.4% | 減碼 |
| Sigma Planning Corp | 14,440 | $11.0 萬 | 0.00% | +1,110+8.3% | 加碼 |
| Valeo Financial Advisors, LLC | 14,373 | $11.0 萬 | 0.01% | +1,373+10.6% | 加碼 |
| Acorn Wealth Advisors, LLC | 14,238 | $10.9 萬 | 0.08% | +3,948+38.4% | 加碼 |
| HSBC Holdings PLC | 14,287 | $10.8 萬 | 0.00% | −1,208−7.8% | 減碼 |
| TL Private Wealth | 16,000 | $10.8 萬 | 0.06% | +16,000 | 新進 |
| InterOcean Capital Group, LLC | 14,000 | $10.7 萬 | 0.01% | +3,000+27.3% | 加碼 |
| Bank of Montreal | 13,424 | $10.5 萬 | 0.00% | +3,252+32.0% | 加碼 |
| Secure Asset Management, LLC | 13,457 | $10.3 萬 | 0.05% | +13,457 | 新進 |
| Xponance, Inc. | 13,068 | $10.0 萬 | 0.00% | −1,857−12.4% | 減碼 |
| Truist Financial Corp | 13,001 | $9.90 萬 | 0.00% | −23,700−64.6% | 減碼 |
| Integrated Advisors Network LLC | 13,000 | $9.90 萬 | 0.01% | 00.0% | 不變 |
| TownSquare Capital, LLC | 12,765 | $9.70 萬 | 0.00% | 00.0% | 不變 |
| Meeder Asset Management Inc | 12,701 | $9.70 萬 | 0.01% | +335+2.7% | 加碼 |
| Visionary Wealth Advisors | 12,200 | $9.30 萬 | 0.01% | +12,200 | 新進 |
| AMP Capital Investors Ltd | 11,981 | $9.10 萬 | 0.00% | 00.0% | 不變 |
| Focused Wealth Management, Inc | 11,500 | $8.80 萬 | 0.01% | +1,500+15.0% | 加碼 |
| Parametrica Management Ltd | 11,058 | $8.40 萬 | 0.06% | +11,058 | 新進 |
| Verition Fund Management LLC | 10,922 | $8.30 萬 | 0.00% | −447−3.9% | 減碼 |
| People's United Financial, Inc. | 10,870 | $8.30 萬 | 0.00% | +10,870 | 新進 |
| Everhart Financial Group, Inc. | 10,717 | $8.20 萬 | 0.06% | 00.0% | 不變 |
| Peapack Gladstone Financial Corp | 10,200 | $7.80 萬 | 0.00% | 00.0% | 不變 |
| Centiva Capital, LP | 10,112 | $7.70 萬 | 0.01% | +10,112 | 新進 |
| Ieq Capital, LLC | 10,182 | $7.70 萬 | 0.00% | +10,182 | 新進 |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $7.60 萬 | 0.00% | 00.0% | 不變 |
| Golden State Wealth Management, LLC | 10,000 | $7.60 萬 | 0.02% | 00.0% | 不變 |
| Sculptor Capital LP | 8,600 | $6.60 萬 | 0.00% | +8,600 | 新進 |
| Rockefeller Capital Management L.P. | 7,500 | $5.70 萬 | 0.00% | 00.0% | 不變 |
| Credit Agricole S A | 7,000 | $5.30 萬 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 6,898 | $5.30 萬 | 0.00% | +74+1.1% | 加碼 |
| Jacobi Capital Management LLC | 6,660 | $5.10 萬 | 0.01% | 00.0% | 不變 |
| O'Shaughnessy Asset Management, LLC | 6,115 | $4.70 萬 | 0.00% | −4,786−43.9% | 減碼 |
| Federation des caisses Desjardins du Quebec | 6,000 | $4.58 萬 | 0.00% | 00.0% | 不變 |
| J.Safra Asset Management Corp | 5,980 | $4.50 萬 | 0.01% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 5,798 | $4.40 萬 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 5,342 | $4.10 萬 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | 5,001 | $3.80 萬 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 4,785 | $3.70 萬 | 0.01% | +898+23.1% | 加碼 |
| Baillie Gifford & Co | 4,314 | $3.30 萬 | 0.00% | −838−16.3% | 減碼 |
| Kelly Financial Services LLC | 4,000 | $3.05 萬 | 0.02% | −34,760−89.7% | 減碼 |
| Macquarie Group Ltd | 3,972 | $3.00 萬 | 0.00% | 00.0% | 不變 |
| Ogorek Anthony Joseph | 3,600 | $2.70 萬 | 0.01% | 00.0% | 不變 |
| Cutler Group LP | 3,500 | $2.60 萬 | 0.00% | −1,700−32.7% | 減碼 |
| Captrust Financial Advisors | 3,100 | $2.40 萬 | 0.00% | 00.0% | 不變 |
| Russell Investments Group, Ltd. | 3,200 | $2.40 萬 | 0.00% | +3,200 | 新進 |
| Valley National Advisers Inc | 3,000 | $2.30 萬 | 0.00% | −2,059−40.7% | 減碼 |
| Leonteq Securities AG | 3,000 | $2.29 萬 | 0.00% | +1,000+50.0% | 加碼 |
| American Portfolios Advisors | 2,850 | $2.17 萬 | 0.00% | 00.0% | 不變 |
| Lenox Wealth Advisors, LLC | 2,500 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Quadrant Capital Group LLC | 2,262 | $1.70 萬 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 2,050 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| AdvisorNet Financial, Inc | 1,500 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,500 | $1.10 萬 | 0.01% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 1,426 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,451 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Resources Management Corp | 1,340 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Howe & Rusling Inc | 1,000 | $8,000 | 0.00% | 00.0% | 不變 |
| Gemmer Asset Management LLC | 1,034 | $8,000 | 0.00% | 00.0% | 不變 |
| Allworth Financial LP | 1,100 | $8,000 | 0.00% | +1,000+1,000.0% | 加碼 |
| NEXT Financial Group, Inc | 1,028 | $8,000 | 0.00% | +928+928.0% | 加碼 |
| Asset Dedication, LLC | 971 | $7,000 | 0.00% | 00.0% | 不變 |
| TFC Financial Management | 893 | $7,000 | 0.00% | +2+0.2% | 加碼 |
| Global Retirement Partners, LLC | 850 | $6,000 | 0.00% | 00.0% | 不變 |
| Toth Financial Advisory Corp | 600 | $5,000 | 0.00% | −1,350−69.2% | 減碼 |
| Brewin Dolphin Ltd | 580 | $4,425 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 500 | $4,000 | 0.00% | −297−37.3% | 減碼 |
| Community Bank, N.A. | 500 | $4,000 | 0.00% | 00.0% | 不變 |
| First Manhattan Co | 500 | $3,000 | 0.00% | 00.0% | 不變 |