Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2023 年第 1 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2023/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
SRNE 已不再掛牌，2022 年第 4 季之後在 13F 申報持有的機構少得多。看 2022 年第 4 季
- 持有機構
- 34
- 較 2022 年第 4 季 −184 家
- 持有股數
- 439.5 萬
- 較 2022 年第 4 季 −1.94 億 (−97.8%)
- 總市值
- $158.2 萬
- 較 2022 年第 4 季 −$1.74 億 (−99.1%)
- 新進機構
- 5
- 另有 3 家加碼
- 清倉機構
- 189
- 另有 7 家減碼
另有 6 家機構在 2022 年第 4 季持有、還沒有申報 2023 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2023 年第 1 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Paloma Partners Management Co | 3,775,000 | $135.9 萬 | 0.30% | +3,775,000 | 新進 |
| Oaktree Capital Management LP大師橡樹資本 | 134,000 | $4.82 萬 | 0.00% | 00.0% | 不變 |
| Oaktree Fund Advisors, LLC | 66,000 | $2.38 萬 | 0.02% | 00.0% | 不變 |
| Crescent Grove Advisors, LLC | 60,000 | $2.16 萬 | 0.00% | +38,000+172.7% | 加碼 |
| Lattice Capital Management, LLC | 51,800 | $1.86 萬 | 0.02% | −11,400−18.0% | 減碼 |
| S&T Bank | 38,853 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| GoalVest Advisory LLC | 32,915 | $1.18 萬 | 0.01% | −18,725−36.3% | 減碼 |
| Houlihan Financial Resource Group, Ltd. | 30,000 | $1.10 萬 | 0.01% | 00.0% | 不變 |
| Valeo Financial Advisors, LLC | 27,473 | $9,890 | 0.00% | 00.0% | 不變 |
| SlateStone Wealth, LLC | 21,433 | $8,000 | 0.00% | 00.0% | 不變 |
| Granite Bay Wealth Management, LLC | 22,520 | $8,000 | 0.01% | +3,400+17.8% | 加碼 |
| KLCM Advisors, Inc. | 20,000 | $7,200 | 0.00% | 00.0% | 不變 |
| Modus Advisors, LLC | 19,706 | $7,094 | 0.00% | 00.0% | 不變 |
| Wedbush Securities Inc | 16,330 | $6,000 | 0.00% | −1,970−10.8% | 減碼 |
| Huntington National Bank | 14,001 | $5,040 | 0.00% | +10,000+249.9% | 加碼 |
| Werba Rubin Papier Wealth Management | 10,000 | $3,600 | 0.00% | +10,000 | 新進 |
| Tower Research Capital LLC (TRC) | 8,316 | $3,000 | 0.00% | −5,176−38.4% | 減碼 |
| Credit Agricole S A | 7,000 | $2,520 | 0.00% | 00.0% | 不變 |
| Newbridge Financial Services Group, Inc. | 6,650 | $2,394 | 0.00% | 00.0% | 不變 |
| Focused Wealth Management, Inc | 6,000 | $2,160 | 0.00% | 00.0% | 不變 |
| Baillie Gifford & Co | 3,711 | $1,336 | 0.00% | 00.0% | 不變 |
| Pacifica Partners Inc. | 3,500 | $1,290 | 0.00% | 00.0% | 不變 |
| Ogorek Anthony Joseph | 3,600 | $1,000 | 0.00% | 00.0% | 不變 |
| Nisa Investment Advisors, LLC | 2,886 | $1,000 | 0.00% | −200−6.5% | 減碼 |
| AlphaMark Advisors, LLC | 3,135 | $1,000 | 0.00% | 00.0% | 不變 |
| Hanson & Doremus Investment Management | 3,000 | $1,000 | 0.00% | +3,000 | 新進 |
| Steward Partners Investment Advisory, LLC | 2,000 | $720 | 0.00% | −2,500−55.6% | 減碼 |
| Accel Wealth Management | 1,500 | $540 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,451 | $522 | 0.00% | 00.0% | 不變 |
| Russell Investments Group, Ltd. | 266 | $96 | 0.00% | +266 | 新進 |
| Trust Co of Vermont | 204 | $73 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 25 | $9 | 0.00% | +25 | 新進 |
| JPMorgan Chase & Co | 1 | $0 | 0.00% | −3,091,176−100.0% | 減碼 |
| Asset Dedication, LLC | 1,771 | $0 | 0.00% | 00.0% | 不變 |
| State Street Corp | 0 | $0 | 0.00% | −50,637,571−100.0% | 清倉 |
| BlackRock Inc. | 0 | $0 | 0.00% | −39,423,641−100.0% | 清倉 |
| Vanguard Group Inc | 0 | $0 | 0.00% | −29,535,954−100.0% | 清倉 |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −8,905,936−100.0% | 清倉 |
| B. Riley Financial, Inc. | 0 | $0 | 0.00% | −5,216,250−100.0% | 清倉 |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −5,106,072−100.0% | 清倉 |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −4,394,415−100.0% | 清倉 |
| Northern Trust Corp | 0 | $0 | 0.00% | −4,180,871−100.0% | 清倉 |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −3,508,377−100.0% | 清倉 |
| Norges Bank | 0 | $0 | 0.00% | −3,125,259−100.0% | 清倉 |
| Bank of America Corp | 0 | $0 | 0.00% | −2,987,772−100.0% | 清倉 |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −2,833,364−100.0% | 清倉 |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −2,773,811−100.0% | 清倉 |
| UBS Group AG | 0 | $0 | 0.00% | −2,383,825−100.0% | 清倉 |
| Barclays PLC | 0 | $0 | 0.00% | −2,332,719−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −1,922,143−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −1,689,671−100.0% | 清倉 |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −1,657,557−100.0% | 清倉 |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −1,538,421−100.0% | 清倉 |
| Swiss National Bank | 0 | $0 | 0.00% | −1,086,400−100.0% | 清倉 |
| Wells Fargo & Company | 0 | $0 | 0.00% | −1,039,799−100.0% | 清倉 |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −1,034,729−100.0% | 清倉 |
| Morgan Stanley | 0 | $0 | 0.00% | −1,022,825−100.0% | 清倉 |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −914,286−100.0% | 清倉 |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −812,820−100.0% | 清倉 |
| AXA S.A. | 0 | $0 | 0.00% | −774,200−100.0% | 清倉 |
| Millennium Management LLC | 0 | $0 | 0.00% | −741,995−100.0% | 清倉 |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −731,024−100.0% | 清倉 |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −627,926−100.0% | 清倉 |
| Rhumbline Advisers | 0 | $0 | 0.00% | −606,023−100.0% | 清倉 |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −574,893−100.0% | 清倉 |
| Wellspring Financial Advisors, LLC | 0 | $0 | 0.00% | −483,551−100.0% | 清倉 |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −451,542−100.0% | 清倉 |
| Credit Suisse AG | 0 | $0 | 0.00% | −401,484−100.0% | 清倉 |
| XTX Topco Ltd | 0 | $0 | 0.00% | −357,879−100.0% | 清倉 |
| Legal & General Group Plc | 0 | $0 | 0.00% | −355,278−100.0% | 清倉 |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −302,015−100.0% | 清倉 |
| Mayo Clinic | 0 | $0 | 0.00% | −300,000−100.0% | 清倉 |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −279,400−100.0% | 清倉 |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −266,443−100.0% | 清倉 |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −265,729−100.0% | 清倉 |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −243,451−100.0% | 清倉 |
| MetLife Investment Management | 0 | $0 | 0.00% | −242,594−100.0% | 清倉 |
| E Fund Management Co., Ltd. | 0 | $0 | 0.00% | −223,808−100.0% | 清倉 |
| Raymond James & Associates | 0 | $0 | 0.00% | −223,019−100.0% | 清倉 |
| American International Group, Inc. | 0 | $0 | 0.00% | −218,199−100.0% | 清倉 |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −209,418−100.0% | 清倉 |
| Emfo, LLC | 0 | $0 | 0.00% | −209,398−100.0% | 清倉 |
| Deutsche Bank AG | 0 | $0 | 0.00% | −201,134−100.0% | 清倉 |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −200,096−100.0% | 清倉 |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −185,246−100.0% | 清倉 |
| Donald L. Hagan, LLC | 0 | $0 | 0.00% | −169,514−100.0% | 清倉 |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −162,912−100.0% | 清倉 |
| Invesco Ltd. | 0 | $0 | 0.00% | −149,982−100.0% | 清倉 |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −149,477−100.0% | 清倉 |
| Eudaimonia Advisors LLC | 0 | $0 | 0.00% | −138,887−100.0% | 清倉 |
| Asset Management Resources, LLC | 0 | $0 | 0.00% | −138,020−100.0% | 清倉 |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −136,229−100.0% | 清倉 |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −134,983−100.0% | 清倉 |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −134,037−100.0% | 清倉 |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −130,765−100.0% | 清倉 |
| Arizona State Retirement System | 0 | $0 | 0.00% | −126,966−100.0% | 清倉 |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −125,062−100.0% | 清倉 |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −127,342−100.0% | 清倉 |
| Collective Family Office LLC | 0 | $0 | 0.00% | −119,420−100.0% | 清倉 |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −117,646−100.0% | 清倉 |