Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 3 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 233
- 較 2022 年第 2 季 +7 家
- 持有股數
- 1.66 億
- 較 2022 年第 2 季 +1,230 萬 (+8.0%)
- 總市值
- $2.60 億
- 較 2022 年第 2 季 −$4,819 萬 (−15.6%)
- 新進機構
- 27
- 另有 78 家加碼
- 清倉機構
- 20
- 另有 42 家減碼
另有 3 家機構在 2022 年第 2 季持有、還沒有申報 2022 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 3 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| State Street Corp | 40,669,276 | $6,385 萬 | 0.00% | +1,008,177+2.5% | 加碼 |
| BlackRock Inc. | 34,179,567 | $5,366 萬 | 0.00% | +229,010+0.7% | 加碼 |
| Vanguard Group Inc | 22,516,574 | $3,535 萬 | 0.00% | +1,620,150+7.8% | 加碼 |
| Geode Capital Management, LLC | 7,108,284 | $1,116 萬 | 0.00% | +215,337+3.1% | 加碼 |
| D. E. Shaw & Co., Inc. | 5,056,963 | $793.9 萬 | 0.01% | −824,439−14.0% | 減碼 |
| Northern Trust Corp | 3,437,600 | $539.8 萬 | 0.00% | −12,539−0.4% | 減碼 |
| JPMorgan Chase & Co | 3,027,854 | $475.4 萬 | 0.00% | −241,183−7.4% | 減碼 |
| Goldman Sachs Group Inc | 3,010,140 | $472.6 萬 | 0.00% | +1,070,161+55.2% | 加碼 |
| Rafferty Asset Management, LLC | 2,994,674 | $470.2 萬 | 0.05% | +1,243,608+71.0% | 加碼 |
| Susquehanna International Group, LLP | 2,942,163 | $461.9 萬 | 0.01% | +814,923+38.3% | 加碼 |
| Norges Bank | 2,901,483 | $455.5 萬 | 0.00% | 00.0% | 不變 |
| Charles Schwab Investment Management Inc | 2,833,661 | $444.9 萬 | 0.00% | +66,757+2.4% | 加碼 |
| Citigroup Inc | 2,695,925 | $423.2 萬 | 0.01% | +915,370+51.4% | 加碼 |
| Nuveen Asset Management, LLC | 2,103,980 | $330.3 萬 | 0.00% | +556,799+36.0% | 加碼 |
| Barclays PLC | 1,995,651 | $313.2 萬 | 0.00% | +1,829,031+1,097.7% | 加碼 |
| Bank of America Corp | 1,819,959 | $285.8 萬 | 0.00% | +430,967+31.0% | 加碼 |
| Citadel Advisors LLC | 1,549,054 | $243.2 萬 | 0.00% | +884,632+133.1% | 加碼 |
| Mirae Asset Global Investments Co., Ltd. | 1,510,781 | $237.2 萬 | 0.01% | +175,710+13.2% | 加碼 |
| Wells Fargo & Company | 1,320,592 | $207.4 萬 | 0.00% | +214,036+19.3% | 加碼 |
| Bank of New York Mellon Corp | 1,314,634 | $206.4 萬 | 0.00% | +105,495+8.7% | 加碼 |
| Morgan Stanley | 1,098,967 | $172.5 萬 | 0.00% | −1,873,064−63.0% | 減碼 |
| Credit Suisse AG | 1,026,474 | $161.2 萬 | 0.00% | +741,671+260.4% | 加碼 |
| BNP Paribas Arbitrage, SA | 922,467 | $144.8 萬 | 0.00% | +833,596+938.0% | 加碼 |
| Swiss National Bank | 922,300 | $144.8 萬 | 0.00% | +218,300+31.0% | 加碼 |
| Graham Capital Management, L.P. | 844,945 | $132.6 萬 | 0.06% | +844,945 | 新進 |
| Cubist Systematic Strategies, LLC | 839,744 | $131.8 萬 | 0.01% | +10,665+1.3% | 加碼 |
| Yong Rong (HK) Asset Management Ltd | 792,037 | $124.4 萬 | 3.99% | +792,037 | 新進 |
| Rhumbline Advisers | 557,591 | $87.5 萬 | 0.00% | +34,728+6.6% | 加碼 |
| California State Teachers Retirement System | 484,740 | $76.1 萬 | 0.00% | +68,814+16.5% | 加碼 |
| Wellspring Financial Advisors, LLC | 483,551 | $75.9 萬 | 0.28% | +277,790+135.0% | 加碼 |
| Jane Street Group, LLC | 454,742 | $71.4 萬 | 0.00% | −357,731−44.0% | 減碼 |
| Millennium Management LLC | 437,805 | $68.7 萬 | 0.00% | +191,146+77.5% | 加碼 |
| AXA S.A. | 427,300 | $67.1 萬 | 0.00% | 00.0% | 不變 |
| Schonfeld Strategic Advisors LLC | 378,068 | $59.3 萬 | 0.00% | +378,068 | 新進 |
| Legal & General Group Plc | 329,953 | $51.8 萬 | 0.00% | −16,028−4.6% | 減碼 |
| Qube Research & Technologies Ltd | 324,289 | $50.9 萬 | 0.00% | +276,396+577.1% | 加碼 |
| State of Wisconsin Investment Board | 313,297 | $49.2 萬 | 0.00% | +409+0.1% | 加碼 |
| Two Sigma Investments, LP | 302,015 | $47.4 萬 | 0.00% | 00.0% | 不變 |
| Marshall Wace, LLP | 293,934 | $46.1 萬 | 0.00% | +293,934 | 新進 |
| Victory Capital Management Inc | 281,357 | $44.2 萬 | 0.00% | +162,123+136.0% | 加碼 |
| Alliancebernstein L.P. | 279,400 | $43.9 萬 | 0.00% | −40,700−12.7% | 減碼 |
| UBS Asset Management Americas Inc | 266,443 | $41.8 萬 | 0.00% | 00.0% | 不變 |
| New York State Common Retirement Fund | 265,879 | $41.7 萬 | 0.00% | +1,204+0.5% | 加碼 |
| Virtu Financial LLC | 262,020 | $41.1 萬 | 0.04% | +58,357+28.7% | 加碼 |
| Raymond James & Associates | 257,319 | $40.4 萬 | 0.00% | +101,500+65.1% | 加碼 |
| Susquehanna Fundamental Investments, LLC | 246,001 | $38.6 萬 | 0.01% | +246,001 | 新進 |
| UBS Group AG | 234,638 | $36.9 萬 | 0.00% | −900,431−79.3% | 減碼 |
| Emfo, LLC | 230,717 | $36.2 萬 | 0.35% | 00.0% | 不變 |
| New York Life Investment Management LLC | 216,013 | $33.9 萬 | 0.00% | +15,867+7.9% | 加碼 |
| Tower Research Capital LLC (TRC) | 209,892 | $33.0 萬 | 0.01% | +134,712+179.2% | 加碼 |
| E Fund Management Co., Ltd. | 200,990 | $31.6 萬 | 0.03% | +4,717+2.4% | 加碼 |
| MetLife Investment Management | 198,880 | $31.2 萬 | 0.00% | 00.0% | 不變 |
| Price T Rowe Associates Inc | 193,237 | $30.4 萬 | 0.00% | +51,676+36.5% | 加碼 |
| American International Group, Inc. | 180,505 | $28.3 萬 | 0.00% | +2,550+1.4% | 加碼 |
| Deutsche Bank AG | 164,808 | $25.9 萬 | 0.00% | −29,309−15.1% | 減碼 |
| Voya Investment Management LLC | 150,244 | $23.6 萬 | 0.00% | +6,279+4.4% | 加碼 |
| Donald L. Hagan, LLC | 149,477 | $23.5 萬 | 0.17% | +60,739+68.4% | 加碼 |
| Simplex Trading, LLC | 147,289 | $23.1 萬 | 0.01% | −100,268−40.5% | 減碼 |
| Commonwealth Equity Services, LLC | 145,229 | $22.8 萬 | 0.00% | −20,488−12.4% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 144,483 | $22.7 萬 | 0.00% | +250+0.2% | 加碼 |
| Manufacturers Life Insurance Company, The | 141,438 | $22.2 萬 | 0.00% | −3,126−2.2% | 減碼 |
| Eudaimonia Advisors LLC | 138,887 | $21.8 萬 | 0.16% | +7,700+5.9% | 加碼 |
| Asset Management Resources, LLC | 138,020 | $21.7 萬 | 0.21% | 00.0% | 不變 |
| Oaktree Capital Management LP大師橡樹資本 | 134,000 | $21.0 萬 | 0.00% | 00.0% | 不變 |
| ETF Managers Group, LLC | 132,778 | $20.8 萬 | 0.01% | +9,896+8.1% | 加碼 |
| HSBC Holdings PLC | 127,342 | $20.5 萬 | 0.00% | −33,391−20.8% | 減碼 |
| Teacher Retirement System of Texas | 127,215 | $20.0 萬 | 0.00% | +80,306+171.2% | 加碼 |
| Invesco Ltd. | 122,011 | $19.2 萬 | 0.00% | +3,519+3.0% | 加碼 |
| Advisor Group Holdings, Inc. | 120,069 | $19.0 萬 | 0.00% | −3,195−2.6% | 減碼 |
| LPL Financial LLC | 114,103 | $17.9 萬 | 0.00% | −2,447−2.1% | 減碼 |
| swisspartners Ltd. | 110,000 | $17.3 萬 | 0.18% | 00.0% | 不變 |
| Collective Family Office LLC | 105,920 | $16.6 萬 | 0.08% | +7,175+7.3% | 加碼 |
| Arizona State Retirement System | 105,696 | $16.6 萬 | 0.00% | +24,711+30.5% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 100,053 | $15.7 萬 | 0.00% | +10,095+11.2% | 加碼 |
| State Board of Administration of Florida Retirement System | 98,694 | $15.5 萬 | 0.00% | 00.0% | 不變 |
| Ameriprise Financial Inc | 96,507 | $15.2 萬 | 0.00% | −481−0.5% | 減碼 |
| Principal Financial Group Inc | 83,526 | $13.1 萬 | 0.00% | +17,128+25.8% | 加碼 |
| Dimensional Fund Advisors LP | 82,204 | $12.9 萬 | 0.00% | 00.0% | 不變 |
| Goodman Advisory Group, LLC | 80,992 | $12.7 萬 | 0.07% | 00.0% | 不變 |
| Engineers Gate Manager LP | 77,610 | $12.2 萬 | 0.01% | −70,123−47.5% | 減碼 |
| Virtus ETF Advisers LLC | 74,087 | $11.6 萬 | 0.05% | +540+0.7% | 加碼 |
| Handelsbanken Fonder AB | 69,100 | $10.8 萬 | 0.00% | 00.0% | 不變 |
| Oaktree Fund Advisors, LLC | 66,000 | $10.3 萬 | 0.16% | 00.0% | 不變 |
| Lattice Capital Management, LLC | 63,200 | $9.90 萬 | 0.16% | 00.0% | 不變 |
| Moors & Cabot, Inc. | 58,500 | $9.20 萬 | 0.01% | −3,000−4.9% | 減碼 |
| Point72 Hong Kong Ltd | 57,149 | $9.00 萬 | 0.01% | +57,149 | 新進 |
| Janus Henderson Group PLC | 54,763 | $8.60 萬 | 0.00% | +320+0.6% | 加碼 |
| Atria Wealth Solutions, Inc. | 53,600 | $8.42 萬 | 0.00% | −14,825−21.7% | 減碼 |
| SG Americas Securities, LLC | 53,722 | $8.40 萬 | 0.00% | −363,094−87.1% | 減碼 |
| Creative Planning | 52,683 | $8.30 萬 | 0.00% | +5,365+11.3% | 加碼 |
| Csenge Advisory Group | 51,456 | $8.10 萬 | 0.01% | 00.0% | 不變 |
| Squarepoint Ops LLC | 50,844 | $8.00 萬 | 0.00% | +50,844 | 新進 |
| Amalgamated Bank | 50,084 | $7.90 萬 | 0.00% | +145+0.3% | 加碼 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,928 | $7.70 萬 | 0.00% | −154−0.3% | 減碼 |
| World Equity Group, Inc. | 48,000 | $7.54 萬 | 0.02% | 00.0% | 不變 |
| Gsa Capital Partners LLP | 47,595 | $7.50 萬 | 0.01% | +26,074+121.2% | 加碼 |
| Independent Financial Group, LLC | 47,000 | $7.38 萬 | 0.01% | +3,000+6.8% | 加碼 |
| Bank of Montreal | 34,813 | $7.30 萬 | 0.00% | −200,794−85.2% | 減碼 |
| Allspring Global Investments Holdings, LLC | 46,630 | $7.30 萬 | 0.00% | +46,624+777,066.7% | 加碼 |
| HighTower Advisors, LLC | 46,012 | $7.20 萬 | 0.00% | −1,996−4.2% | 減碼 |