Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 233
- +7 vs. Q2 2022
- Shares held
- 165.7M
- +12.3M (+8.0%) vs. Q2 2022
- Total value
- $260.2M
- −$48.2M (−15.6%) vs. Q2 2022
- New holders
- 27
- 78 more added
- Sold out
- 20
- 42 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Street Corp | 40,669,276 | $63.9M | 0.00% | +1,008,177+2.5% | Added |
| BlackRock Inc. | 34,179,567 | $53.7M | 0.00% | +229,010+0.7% | Added |
| Vanguard Group Inc | 22,516,574 | $35.4M | 0.00% | +1,620,150+7.8% | Added |
| Geode Capital Management, LLC | 7,108,284 | $11.2M | 0.00% | +215,337+3.1% | Added |
| D. E. Shaw & Co., Inc. | 5,056,963 | $7.94M | 0.01% | −824,439−14.0% | Reduced |
| Northern Trust Corp | 3,437,600 | $5.40M | 0.00% | −12,539−0.4% | Reduced |
| JPMorgan Chase & Co | 3,027,854 | $4.75M | 0.00% | −241,183−7.4% | Reduced |
| Goldman Sachs Group Inc | 3,010,140 | $4.73M | 0.00% | +1,070,161+55.2% | Added |
| Rafferty Asset Management, LLC | 2,994,674 | $4.70M | 0.05% | +1,243,608+71.0% | Added |
| Susquehanna International Group, LLP | 2,942,163 | $4.62M | 0.01% | +814,923+38.3% | Added |
| Norges Bank | 2,901,483 | $4.56M | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 2,833,661 | $4.45M | 0.00% | +66,757+2.4% | Added |
| Citigroup Inc | 2,695,925 | $4.23M | 0.01% | +915,370+51.4% | Added |
| Nuveen Asset Management, LLC | 2,103,980 | $3.30M | 0.00% | +556,799+36.0% | Added |
| Barclays PLC | 1,995,651 | $3.13M | 0.00% | +1,829,031+1,097.7% | Added |
| Bank of America Corp | 1,819,959 | $2.86M | 0.00% | +430,967+31.0% | Added |
| Citadel Advisors LLC | 1,549,054 | $2.43M | 0.00% | +884,632+133.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,510,781 | $2.37M | 0.01% | +175,710+13.2% | Added |
| Wells Fargo & Company | 1,320,592 | $2.07M | 0.00% | +214,036+19.3% | Added |
| Bank of New York Mellon Corp | 1,314,634 | $2.06M | 0.00% | +105,495+8.7% | Added |
| Morgan Stanley | 1,098,967 | $1.73M | 0.00% | −1,873,064−63.0% | Reduced |
| Credit Suisse AG | 1,026,474 | $1.61M | 0.00% | +741,671+260.4% | Added |
| BNP Paribas Arbitrage, SA | 922,467 | $1.45M | 0.00% | +833,596+938.0% | Added |
| Swiss National Bank | 922,300 | $1.45M | 0.00% | +218,300+31.0% | Added |
| Graham Capital Management, L.P. | 844,945 | $1.33M | 0.06% | +844,945 | New |
| Cubist Systematic Strategies, LLC | 839,744 | $1.32M | 0.01% | +10,665+1.3% | Added |
| Yong Rong (HK) Asset Management Ltd | 792,037 | $1.24M | 3.99% | +792,037 | New |
| Rhumbline Advisers | 557,591 | $875.0K | 0.00% | +34,728+6.6% | Added |
| California State Teachers Retirement System | 484,740 | $761.0K | 0.00% | +68,814+16.5% | Added |
| Wellspring Financial Advisors, LLC | 483,551 | $759.0K | 0.28% | +277,790+135.0% | Added |
| Jane Street Group, LLC | 454,742 | $714.0K | 0.00% | −357,731−44.0% | Reduced |
| Millennium Management LLC | 437,805 | $687.0K | 0.00% | +191,146+77.5% | Added |
| AXA S.A. | 427,300 | $670.9K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 378,068 | $593.0K | 0.00% | +378,068 | New |
| Legal & General Group Plc | 329,953 | $518.0K | 0.00% | −16,028−4.6% | Reduced |
| Qube Research & Technologies Ltd | 324,289 | $509.0K | 0.00% | +276,396+577.1% | Added |
| State of Wisconsin Investment Board | 313,297 | $492.0K | 0.00% | +409+0.1% | Added |
| Two Sigma Investments, LP | 302,015 | $474.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 293,934 | $461.0K | 0.00% | +293,934 | New |
| Victory Capital Management Inc | 281,357 | $442.0K | 0.00% | +162,123+136.0% | Added |
| Alliancebernstein L.P. | 279,400 | $439.0K | 0.00% | −40,700−12.7% | Reduced |
| UBS Asset Management Americas Inc | 266,443 | $418.3K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 265,879 | $417.0K | 0.00% | +1,204+0.5% | Added |
| Virtu Financial LLC | 262,020 | $411.0K | 0.04% | +58,357+28.7% | Added |
| Raymond James & Associates | 257,319 | $404.0K | 0.00% | +101,500+65.1% | Added |
| Susquehanna Fundamental Investments, LLC | 246,001 | $386.0K | 0.01% | +246,001 | New |
| UBS Group AG | 234,638 | $369.0K | 0.00% | −900,431−79.3% | Reduced |
| Emfo, LLC | 230,717 | $362.0K | 0.35% | 00.0% | Unchanged |
| New York Life Investment Management LLC | 216,013 | $339.0K | 0.00% | +15,867+7.9% | Added |
| Tower Research Capital LLC (TRC) | 209,892 | $330.0K | 0.01% | +134,712+179.2% | Added |
| E Fund Management Co., Ltd. | 200,990 | $316.0K | 0.03% | +4,717+2.4% | Added |
| MetLife Investment Management | 198,880 | $312.2K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 193,237 | $304.0K | 0.00% | +51,676+36.5% | Added |
| American International Group, Inc. | 180,505 | $283.0K | 0.00% | +2,550+1.4% | Added |
| Deutsche Bank AG | 164,808 | $259.0K | 0.00% | −29,309−15.1% | Reduced |
| Voya Investment Management LLC | 150,244 | $235.9K | 0.00% | +6,279+4.4% | Added |
| Donald L. Hagan, LLC | 149,477 | $235.0K | 0.17% | +60,739+68.4% | Added |
| Simplex Trading, LLC | 147,289 | $231.0K | 0.01% | −100,268−40.5% | Reduced |
| Commonwealth Equity Services, LLC | 145,229 | $228.0K | 0.00% | −20,488−12.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 144,483 | $227.0K | 0.00% | +250+0.2% | Added |
| Manufacturers Life Insurance Company, The | 141,438 | $222.1K | 0.00% | −3,126−2.2% | Reduced |
| Eudaimonia Advisors LLC | 138,887 | $218.0K | 0.16% | +7,700+5.9% | Added |
| Asset Management Resources, LLC | 138,020 | $217.0K | 0.21% | 00.0% | Unchanged |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $210.0K | 0.00% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 132,778 | $208.0K | 0.01% | +9,896+8.1% | Added |
| HSBC Holdings PLC | 127,342 | $205.0K | 0.00% | −33,391−20.8% | Reduced |
| Teacher Retirement System of Texas | 127,215 | $200.0K | 0.00% | +80,306+171.2% | Added |
| Invesco Ltd. | 122,011 | $192.0K | 0.00% | +3,519+3.0% | Added |
| Advisor Group Holdings, Inc. | 120,069 | $190.0K | 0.00% | −3,195−2.6% | Reduced |
| LPL Financial LLC | 114,103 | $179.0K | 0.00% | −2,447−2.1% | Reduced |
| swisspartners Ltd. | 110,000 | $173.0K | 0.18% | 00.0% | Unchanged |
| Collective Family Office LLC | 105,920 | $166.0K | 0.08% | +7,175+7.3% | Added |
| Arizona State Retirement System | 105,696 | $166.0K | 0.00% | +24,711+30.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 100,053 | $157.0K | 0.00% | +10,095+11.2% | Added |
| State Board of Administration of Florida Retirement System | 98,694 | $155.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 96,507 | $152.0K | 0.00% | −481−0.5% | Reduced |
| Principal Financial Group Inc | 83,526 | $131.0K | 0.00% | +17,128+25.8% | Added |
| Dimensional Fund Advisors LP | 82,204 | $129.0K | 0.00% | 00.0% | Unchanged |
| Goodman Advisory Group, LLC | 80,992 | $127.0K | 0.07% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 77,610 | $122.0K | 0.01% | −70,123−47.5% | Reduced |
| Virtus ETF Advisers LLC | 74,087 | $116.0K | 0.05% | +540+0.7% | Added |
| Handelsbanken Fonder AB | 69,100 | $108.0K | 0.00% | 00.0% | Unchanged |
| Oaktree Fund Advisors, LLC | 66,000 | $103.0K | 0.16% | 00.0% | Unchanged |
| Lattice Capital Management, LLC | 63,200 | $99.0K | 0.16% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 58,500 | $92.0K | 0.01% | −3,000−4.9% | Reduced |
| Point72 Hong Kong Ltd | 57,149 | $90.0K | 0.01% | +57,149 | New |
| Janus Henderson Group PLC | 54,763 | $86.0K | 0.00% | +320+0.6% | Added |
| Atria Wealth Solutions, Inc. | 53,600 | $84.2K | 0.00% | −14,825−21.7% | Reduced |
| SG Americas Securities, LLC | 53,722 | $84.0K | 0.00% | −363,094−87.1% | Reduced |
| Creative Planning | 52,683 | $83.0K | 0.00% | +5,365+11.3% | Added |
| Csenge Advisory Group | 51,456 | $81.0K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 50,844 | $80.0K | 0.00% | +50,844 | New |
| Amalgamated Bank | 50,084 | $79.0K | 0.00% | +145+0.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,928 | $77.0K | 0.00% | −154−0.3% | Reduced |
| World Equity Group, Inc. | 48,000 | $75.4K | 0.02% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 47,595 | $75.0K | 0.01% | +26,074+121.2% | Added |
| Independent Financial Group, LLC | 47,000 | $73.8K | 0.01% | +3,000+6.8% | Added |
| Bank of Montreal | 34,813 | $73.0K | 0.00% | −200,794−85.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 46,630 | $73.0K | 0.00% | +46,624+777,066.7% | Added |
| HighTower Advisors, LLC | 46,012 | $72.0K | 0.00% | −1,996−4.2% | Reduced |