Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- −18 vs. Q1 2021
- Shares held
- 77.5M
- −29.0K (0.0%) vs. Q1 2021
- Total value
- $750.9M
- +$109.6M (+17.1%) vs. Q1 2021
- New holders
- 30
- 71 more added
- Sold out
- 48
- 55 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 19,117,922 | $185.3M | 0.01% | −291,411−1.5% | Reduced |
| Vanguard Group Inc | 14,129,991 | $136.9M | 0.00% | +575,472+4.2% | Added |
| State Street Corp | 10,232,527 | $99.2M | 0.01% | +445,767+4.6% | Added |
| Geode Capital Management, LLC | 4,405,946 | $42.7M | 0.01% | +351,633+8.7% | Added |
| Northern Trust Corp | 2,854,777 | $27.7M | 0.00% | +107,279+3.9% | Added |
| JPMorgan Chase & Co | 2,567,331 | $24.9M | 0.00% | +184,044+7.7% | Added |
| D. E. Shaw & Co., Inc. | 1,810,369 | $17.5M | 0.02% | +1,415,064+358.0% | Added |
| Charles Schwab Investment Management Inc | 1,730,560 | $16.8M | 0.01% | +91,306+5.6% | Added |
| Nuveen Asset Management, LLC | 1,215,747 | $11.8M | 0.00% | +113,284+10.3% | Added |
| Susquehanna International Group, LLP | 1,211,993 | $11.7M | 0.01% | +1,060,154+698.2% | Added |
| Sabby Management, LLC | 1,197,976 | $11.6M | 2.51% | +133,043+12.5% | Added |
| Bank of New York Mellon Corp | 1,013,177 | $9.82M | 0.00% | +104,926+11.6% | Added |
| Morgan Stanley | 913,309 | $8.85M | 0.00% | +107,324+13.3% | Added |
| Schroder Investment Management Group | 857,297 | $8.31M | 0.01% | +426,059+98.8% | Added |
| Wells Fargo & Company | 826,533 | $8.01M | 0.00% | +29,683+3.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 632,659 | $6.13M | 0.02% | +126,084+24.9% | Added |
| Swiss National Bank | 587,000 | $5.69M | 0.00% | +76,400+15.0% | Added |
| Goldman Sachs Group Inc | 577,743 | $5.60M | 0.00% | −79,630−12.1% | Reduced |
| Citigroup Inc | 569,380 | $5.52M | 0.00% | +86,314+17.9% | Added |
| Cormorant Asset Management, LP | 500,000 | $4.84M | 0.19% | −2,250,000−81.8% | Reduced |
| Credit Suisse AG | 383,003 | $3.71M | 0.00% | +190,582+99.0% | Added |
| State of Wisconsin Investment Board | 377,800 | $3.66M | 0.01% | +8,000+2.2% | Added |
| California State Teachers Retirement System | 375,718 | $3.64M | 0.00% | −1,704−0.5% | Reduced |
| Emfo, LLC | 343,008 | $3.32M | 2.91% | +343,008 | New |
| Capital Fund Management S.A. | 329,434 | $3.19M | 0.09% | +329,434 | New |
| Alliancebernstein L.P. | 325,800 | $3.16M | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 310,301 | $3.01M | 0.00% | +81,402+35.6% | Added |
| Mayo Clinic | 300,000 | $2.91M | 3.21% | −339,842−53.1% | Reduced |
| Rafferty Asset Management, LLC | 294,083 | $2.85M | 0.02% | −30,980−9.5% | Reduced |
| Rhumbline Advisers | 291,417 | $2.82M | 0.00% | +8,903+3.2% | Added |
| Mutual of America Capital Management LLC | 278,766 | $2.70M | 0.03% | −11,997−4.1% | Reduced |
| Bank of America Corp | 273,362 | $2.65M | 0.00% | −147,820−35.1% | Reduced |
| Nisa Investment Advisors, LLC | 258,450 | $2.50M | 0.02% | +250,000+2,958.6% | Added |
| New York State Common Retirement Fund | 235,615 | $2.28M | 0.00% | +20,515+9.5% | Added |
| State Board of Administration of Florida Retirement System | 213,622 | $2.07M | 0.00% | +126,229+144.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 190,254 | $1.84M | 0.00% | +10,918+6.1% | Added |
| Deutsche Bank AG | 187,432 | $1.81M | 0.00% | +1,376+0.7% | Added |
| Advisor Group Holdings, Inc. | 184,977 | $1.80M | 0.00% | −47,223−20.3% | Reduced |
| Millennium Management LLC | 171,293 | $1.66M | 0.00% | −218,169−56.0% | Reduced |
| State of New Jersey Common Pension Fund D | 157,169 | $1.52M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 155,609 | $1.51M | 0.00% | −139,713−47.3% | Reduced |
| American International Group, Inc. | 152,766 | $1.48M | 0.01% | +6,887+4.7% | Added |
| Heritage Wealth Management, LLC | 150,000 | $1.45M | 0.55% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 147,750 | $1.43M | 0.00% | +12,296+9.1% | Added |
| Parametric Portfolio Associates LLC | 141,139 | $1.37M | 0.00% | +8,251+6.2% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $1.30M | 0.02% | −186,000−58.1% | Reduced |
| Hancock Whitney Corp | 125,000 | $1.21M | 0.04% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 124,473 | $1.21M | 0.00% | +13,989+12.7% | Added |
| LPL Financial LLC | 114,311 | $1.11M | 0.00% | +14,167+14.1% | Added |
| Raymond James & Associates | 112,457 | $1.09M | 0.00% | +26,186+30.4% | Added |
| swisspartners Ltd. | 110,000 | $1.07M | 0.76% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 109,040 | $1.06M | 0.08% | −81,000−42.6% | Reduced |
| Voya Investment Management LLC | 107,539 | $1.04M | 0.00% | −2,029−1.9% | Reduced |
| Principal Financial Group Inc | 107,137 | $1.04M | 0.00% | −3,212−2.9% | Reduced |
| MetLife Investment Management | 98,336 | $952.9K | 0.01% | +15,247+18.4% | Added |
| Invesco Ltd. | 97,201 | $942.0K | 0.00% | +34,463+54.9% | Added |
| Ameriprise Financial Inc | 93,461 | $881.0K | 0.00% | +11,895+14.6% | Added |
| Commonwealth Equity Services, LLC | 85,882 | $832.0K | 0.00% | +11,445+15.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 85,276 | $826.0K | 0.00% | −2,750−3.1% | Reduced |
| Sante Capital Fund, LP | 80,414 | $779.0K | 0.32% | +80,414 | New |
| ExodusPoint Capital Management, LP | 76,327 | $740.0K | 0.01% | +76,327 | New |
| Metropolitan Life Insurance Co | 73,419 | $711.4K | 0.01% | +5,803+8.6% | Added |
| Citadel Advisors LLC | 73,223 | $710.0K | 0.00% | −503,355−87.3% | Reduced |
| AQR Capital Management LLC | 72,941 | $707.0K | 0.00% | −65,343−47.3% | Reduced |
| Arizona State Retirement System | 72,390 | $701.0K | 0.01% | +7,330+11.3% | Added |
| ClariVest Asset Management LLC | 71,229 | $691.0K | 0.02% | −58,835−45.2% | Reduced |
| ProShare Advisors LLC | 70,730 | $685.0K | 0.00% | +3,844+5.7% | Added |
| First Trust Advisors LP | 68,723 | $666.0K | 0.00% | +68,723 | New |
| Legal & General Group Plc | 66,907 | $649.0K | 0.00% | +6,544+10.8% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $640.0K | 60.89% | +66,000 | New |
| Handelsbanken Fonder AB | 61,300 | $594.0K | 0.00% | +16,800+37.8% | Added |
| Jane Street Group, LLC | 57,752 | $559.0K | 0.00% | −154,849−72.8% | Reduced |
| Victory Capital Management Inc | 50,470 | $489.0K | 0.00% | +2,398+5.0% | Added |
| Amalgamated Bank | 50,226 | $487.0K | 0.00% | +14,592+40.9% | Added |
| SlateStone Wealth, LLC | 49,733 | $482.0K | 0.11% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 49,546 | $480.0K | 0.12% | +49,546 | New |
| Patriot Financial Group Insurance Agency, LLC | 46,202 | $448.0K | 0.08% | +24,050+108.6% | Added |
| Squarepoint Ops LLC | 44,314 | $429.0K | 0.00% | −287,078−86.6% | Reduced |
| Barclays PLC | 42,302 | $410.0K | 0.00% | −167,596−79.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,068 | $408.0K | 0.00% | +817+2.0% | Added |
| Rathbone Brothers plc | 40,784 | $395.0K | 0.00% | −1,700−4.0% | Reduced |
| Donald L. Hagan, LLC | 40,058 | $388.0K | 0.23% | +3,935+10.9% | Added |
| S&T Bank | 38,853 | $376.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 38,342 | $372.0K | 0.00% | +615+1.6% | Added |
| HAP Trading, LLC | 38,052 | $369.0K | 0.02% | −16,406−30.1% | Reduced |
| Private Advisor Group, LLC | 37,825 | $367.0K | 0.00% | +9,668+34.3% | Added |
| Truist Financial Corp | 36,701 | $355.0K | 0.00% | +4,600+14.3% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $324.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 32,500 | $315.0K | 0.10% | +32,500 | New |
| Independent Financial Group, LLC | 31,000 | $300.4K | 0.03% | +17,000+121.4% | Added |
| Stratos Wealth Partners, LTD. | 29,780 | $289.0K | 0.01% | −175−0.6% | Reduced |
| Teacher Retirement System of Texas | 29,311 | $284.0K | 0.00% | +4,378+17.6% | Added |
| Collective Family Office LLC | 28,760 | $279.0K | 0.12% | +6,075+26.8% | Added |
| Massachusetts Financial Services Co | 26,973 | $261.0K | 0.00% | −75,344−73.6% | Reduced |
| HighTower Advisors, LLC | 26,052 | $252.0K | 0.00% | −9,225−26.2% | Reduced |
| US Bancorp | 25,840 | $251.0K | 0.00% | +2,350+10.0% | Added |
| Centaurus Financial, Inc. | 25,435 | $246.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 23,646 | $229.0K | 0.09% | −16,454−41.0% | Reduced |
| Creative Planning | 22,704 | $220.0K | 0.00% | −51,874−69.6% | Reduced |
| Merit Financial Group, LLC | 21,680 | $210.0K | 0.02% | +1,000+4.8% | Added |