Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- −18 vs. Q1 2021
- Shares held
- 77.5M
- −29.0K (0.0%) vs. Q1 2021
- Total value
- $750.9M
- +$109.6M (+17.1%) vs. Q1 2021
- New holders
- 30
- 71 more added
- Sold out
- 48
- 55 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tradewinds Capital Management, LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 25 | $0 | 0.00% | +25 | New |
| Eaton Vance Management | 100 | $1.00K | 0.00% | −1,882−95.0% | Reduced |
| Clearstead Advisors, LLC | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 150 | $1.00K | 0.00% | +150 | New |
| Arcadia Investment Advisors LLC | 150 | $1.45K | 0.00% | +150 | New |
| Trust Co of Vermont | 204 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 347 | $3.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 300 | $3.00K | 0.00% | +300 | New |
| Laurel Wealth Advisors LLC | 300 | $3.00K | 0.00% | +300 | New |
| Kelly Financial Services LLC | 38,760 | $4.00K | 0.15% | +36,608+1,701.1% | Added |
| First Manhattan Co | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 375 | $4.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 401 | $4.00K | 0.00% | +401 | New |
| Community Bank, N.A. | 500 | $5.00K | 0.00% | +300+150.0% | Added |
| Creative Financial Designs Inc | 500 | $5.00K | 0.00% | +500 | New |
| Brewin Dolphin Ltd | 580 | $5.62K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 797 | $8.00K | 0.00% | −9−1.1% | Reduced |
| Global Retirement Partners, LLC | 850 | $8.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 971 | $9.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 891 | $9.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,034 | $10.0K | 0.00% | −50−4.6% | Reduced |
| Howe & Rusling Inc | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,340 | $13.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,426 | $14.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $14.0K | 0.00% | 00.0% | Unchanged |
| Paradigm, Strategies in Wealth Management, LLC | 1,590 | $15.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,500 | $15.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $15.0K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 1,950 | $19.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 2,000 | $19.4K | 0.00% | −3,000−60.0% | Reduced |
| Proequities, Inc. | 2,050 | $20.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $22.0K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 2,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,850 | $27.6K | 0.00% | −2,000−41.2% | Reduced |
| Captrust Financial Advisors | 3,100 | $30.0K | 0.00% | +829+36.5% | Added |
| Ogorek Anthony Joseph | 3,600 | $34.0K | 0.02% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $38.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,887 | $38.0K | 0.01% | +3,887 | New |
| Panagora Asset Management Inc | 4,426 | $43.0K | 0.00% | +1,050+31.1% | Added |
| STRS Ohio | 4,700 | $45.0K | 0.00% | +4,700 | New |
| Huntington National Bank | 5,001 | $48.0K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 5,059 | $49.0K | 0.01% | 00.0% | Unchanged |
| Baillie Gifford & Co | 5,152 | $50.0K | 0.00% | −379−6.9% | Reduced |
| Cutler Group LP | 5,200 | $50.0K | 0.00% | +500+10.6% | Added |
| The PNC Financial Services Group, Inc. | 5,342 | $51.0K | 0.00% | +1,982+59.0% | Added |
| Steward Partners Investment Advisory, LLC | 5,798 | $56.0K | 0.00% | −2,400−29.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 6,000 | $58.1K | 0.00% | −4,300−41.7% | Reduced |
| Jacobi Capital Management LLC | 6,660 | $65.0K | 0.01% | +2,960+80.0% | Added |
| Neo Ivy Capital Management | 6,668 | $65.0K | 0.07% | +6,668 | New |
| Harbour Investments, Inc. | 6,824 | $66.0K | 0.00% | −197−2.8% | Reduced |
| Credit Agricole S A | 7,000 | $68.0K | 0.00% | +2,000+40.0% | Added |
| Tower Research Capital LLC (TRC) | 7,249 | $70.0K | 0.00% | −42,706−85.5% | Reduced |
| Rockefeller Capital Management L.P. | 7,500 | $72.0K | 0.00% | −1,200−13.8% | Reduced |
| J.Safra Asset Management Corp | 5,980 | $76.0K | 0.04% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $97.0K | 0.00% | −10,000−50.0% | Reduced |
| Focused Wealth Management, Inc | 10,000 | $97.0K | 0.02% | −1,230−11.0% | Reduced |
| Golden State Wealth Management, LLC | 10,000 | $97.0K | 0.02% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 10,105 | $97.9K | 0.00% | −22,121−68.6% | Reduced |
| Peapack Gladstone Financial Corp | 10,200 | $99.0K | 0.00% | −700−6.4% | Reduced |
| Acorn Wealth Advisors, LLC | 10,290 | $100.0K | 0.07% | +10,290 | New |
| Bank of Montreal | 10,172 | $101.0K | 0.00% | −62,959−86.1% | Reduced |
| Everhart Financial Group, Inc. | 10,717 | $104.0K | 0.07% | +10,717 | New |
| O'Shaughnessy Asset Management, LLC | 10,901 | $106.0K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 11,000 | $107.0K | 0.01% | 00.0% | Unchanged |
| Verition Fund Management LLC | 11,369 | $110.0K | 0.00% | +11,369 | New |
| Capula Management Ltd | 11,481 | $111.0K | 0.02% | +11,481 | New |
| Wedbush Securities Inc | 12,000 | $116.0K | 0.01% | +12,000 | New |
| AMP Capital Investors Ltd | 11,981 | $116.0K | 0.00% | +11,981 | New |
| Meeder Asset Management Inc | 12,366 | $120.0K | 0.01% | +5,776+87.6% | Added |
| TownSquare Capital, LLC | 12,765 | $121.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 12,535 | $121.0K | 0.00% | +12,535 | New |
| SG Americas Securities, LLC | 12,677 | $123.0K | 0.00% | −30,951−70.9% | Reduced |
| Integrated Advisors Network LLC | 13,000 | $126.0K | 0.01% | −4,000−23.5% | Reduced |
| Valeo Financial Advisors, LLC | 13,000 | $126.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 13,330 | $129.0K | 0.00% | −2,050−13.3% | Reduced |
| Kestra Advisory Services, LLC | 14,127 | $137.0K | 0.00% | +300+2.2% | Added |
| International Assets Investment Management, LLC | 14,600 | $141.0K | 0.03% | −4,898−25.1% | Reduced |
| Xponance, Inc. | 14,925 | $145.0K | 0.00% | +14,925 | New |
| Spire Wealth Management | 15,060 | $146.0K | 0.00% | −4,500−23.0% | Reduced |
| HSBC Holdings PLC | 15,495 | $150.0K | 0.00% | +15,495 | New |
| Great West Life Assurance Co | 15,964 | $154.0K | 0.00% | +26+0.2% | Added |
| Poehling Capital Management, LLC | 16,000 | $155.0K | 0.05% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 16,180 | $157.0K | 0.04% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 16,323 | $158.0K | 0.01% | +2,300+16.4% | Added |
| Keystone Financial Group | 17,050 | $165.0K | 0.03% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 17,200 | $166.0K | 0.01% | +500+3.0% | Added |
| HighVista Strategies LLC | 18,000 | $174.0K | 0.12% | 00.0% | Unchanged |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $175.0K | 0.17% | −1,000−5.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 18,050 | $175.0K | 0.11% | +1,000+5.9% | Added |
| Prudential Financial Inc | 18,300 | $177.0K | 0.00% | +1,790+10.8% | Added |
| Pictet Asset Management Ltd | 19,066 | $185.0K | 0.00% | −2,934−13.3% | Reduced |