Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 9
- −25 vs. Q1 2023
- Shares held
- 74.2K
- −4.32M (−98.3%) vs. Q1 2023
- Total value
- $26.1K
- −$1.56M (−98.4%) vs. Q1 2023
- New holders
- 1
- 2 more added
- Sold out
- 26
- 0 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SlateStone Wealth, LLC | 30,866 | $11.0K | 0.00% | +9,433+44.0% | Added |
| KLCM Advisors, Inc. | 20,000 | $7.16K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 16,001 | $5.73K | 0.00% | +2,000+14.3% | Added |
| Ogorek Anthony Joseph | 3,600 | $1.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 3,135 | $1.00K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 266 | $95 | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 204 | $73 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 25 | $8 | 0.00% | 00.0% | Unchanged |
| VitalStone Financial, LLC | 62 | $0 | 0.00% | +62 | New |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −3,775,000−100.0% | Sold out |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −134,000−100.0% | Sold out |
| Oaktree Fund Advisors, LLC | 0 | $0 | 0.00% | −66,000−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Lattice Capital Management, LLC | 0 | $0 | 0.00% | −51,800−100.0% | Sold out |
| S&T Bank | 0 | $0 | 0.00% | −38,853−100.0% | Sold out |
| GoalVest Advisory LLC | 0 | $0 | 0.00% | −32,915−100.0% | Sold out |
| Houlihan Financial Resource Group, Ltd. | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −27,473−100.0% | Sold out |
| Granite Bay Wealth Management, LLC | 0 | $0 | 0.00% | −22,520−100.0% | Sold out |
| Modus Advisors, LLC | 0 | $0 | 0.00% | −19,706−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −16,330−100.0% | Sold out |
| Werba Rubin Papier Wealth Management | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −8,316−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −6,650−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Baillie Gifford & Co | 0 | $0 | 0.00% | −3,711−100.0% | Sold out |
| Pacifica Partners Inc. | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −2,886−100.0% | Sold out |
| Hanson & Doremus Investment Management | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Accel Wealth Management | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −1,451−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −1,771−100.0% | Sold out |