Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 221
- +13 vs. Q2 2021
- Shares held
- 86.1M
- +8.95M (+11.6%) vs. Q2 2021
- Total value
- $657.9M
- −$89.7M (−12.0%) vs. Q2 2021
- New holders
- 31
- 69 more added
- Sold out
- 18
- 52 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 20,867,671 | $159.2M | 0.00% | +1,749,749+9.2% | Added |
| Vanguard Group Inc | 15,506,493 | $118.3M | 0.00% | +1,376,502+9.7% | Added |
| State Street Corp | 12,287,375 | $93.8M | 0.00% | +2,054,848+20.1% | Added |
| Geode Capital Management, LLC | 5,059,333 | $38.6M | 0.01% | +653,387+14.8% | Added |
| D. E. Shaw & Co., Inc. | 2,952,835 | $22.5M | 0.03% | +1,142,466+63.1% | Added |
| JPMorgan Chase & Co | 2,935,011 | $22.4M | 0.00% | +367,680+14.3% | Added |
| Northern Trust Corp | 2,916,760 | $22.3M | 0.00% | +61,983+2.2% | Added |
| Charles Schwab Investment Management Inc | 2,032,750 | $15.5M | 0.01% | +302,190+17.5% | Added |
| Sabby Management, LLC | 1,698,107 | $13.0M | 2.84% | +500,131+41.7% | Added |
| Nuveen Asset Management, LLC | 1,089,945 | $8.99M | 0.00% | −125,802−10.3% | Reduced |
| Bank of New York Mellon Corp | 1,162,385 | $8.87M | 0.00% | +149,208+14.7% | Added |
| Wells Fargo & Company | 925,445 | $7.06M | 0.00% | +98,912+12.0% | Added |
| Morgan Stanley | 861,269 | $6.57M | 0.00% | −52,040−5.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 786,986 | $6.00M | 0.02% | +154,327+24.4% | Added |
| Schroder Investment Management Group | 714,821 | $5.45M | 0.01% | −142,476−16.6% | Reduced |
| Norges Bank | 712,535 | $5.44M | 0.00% | +712,535 | New |
| Susquehanna International Group, LLP | 649,089 | $4.95M | 0.01% | −562,904−46.4% | Reduced |
| Swiss National Bank | 603,300 | $4.60M | 0.00% | +16,300+2.8% | Added |
| Goldman Sachs Group Inc | 597,766 | $4.56M | 0.00% | +20,023+3.5% | Added |
| UBS Group AG | 479,619 | $3.66M | 0.00% | +324,010+208.2% | Added |
| Alliancebernstein L.P. | 419,200 | $3.20M | 0.00% | +93,400+28.7% | Added |
| Cormorant Asset Management, LP | 400,000 | $3.05M | 0.12% | −100,000−20.0% | Reduced |
| Rafferty Asset Management, LLC | 393,440 | $3.00M | 0.02% | +99,357+33.8% | Added |
| California State Teachers Retirement System | 372,698 | $2.84M | 0.00% | −3,020−0.8% | Reduced |
| Citigroup Inc | 350,959 | $2.68M | 0.00% | −218,421−38.4% | Reduced |
| State of Wisconsin Investment Board | 336,900 | $2.57M | 0.01% | −40,900−10.8% | Reduced |
| State of New Jersey Common Pension Fund D | 319,131 | $2.44M | 0.01% | +161,962+103.0% | Added |
| UBS Asset Management Americas Inc | 301,898 | $2.30M | 0.00% | −8,403−2.7% | Reduced |
| Rhumbline Advisers | 298,752 | $2.28M | 0.00% | +7,335+2.5% | Added |
| First Trust Advisors LP | 282,917 | $2.16M | 0.00% | +214,194+311.7% | Added |
| Credit Suisse AG | 281,314 | $2.15M | 0.00% | −101,689−26.6% | Reduced |
| Bank of America Corp | 277,813 | $2.12M | 0.00% | +4,451+1.6% | Added |
| Mutual of America Capital Management LLC | 274,807 | $2.10M | 0.02% | −3,959−1.4% | Reduced |
| Nisa Investment Advisors, LLC | 258,450 | $1.97M | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 240,671 | $1.84M | 0.00% | +173,764+259.7% | Added |
| Emfo, LLC | 233,008 | $1.78M | 1.57% | −110,000−32.1% | Reduced |
| Citadel Advisors LLC | 228,055 | $1.74M | 0.00% | +154,832+211.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 215,161 | $1.64M | 0.00% | +24,907+13.1% | Added |
| Deutsche Bank AG | 196,221 | $1.50M | 0.00% | +8,789+4.7% | Added |
| New York State Common Retirement Fund | 184,737 | $1.41M | 0.00% | −50,878−21.6% | Reduced |
| Advisor Group Holdings, Inc. | 184,826 | $1.40M | 0.00% | −151−0.1% | Reduced |
| State Board of Administration of Florida Retirement System | 168,393 | $1.28M | 0.00% | −45,229−21.2% | Reduced |
| American International Group, Inc. | 152,061 | $1.16M | 0.01% | −705−0.5% | Reduced |
| Raymond James & Associates | 151,757 | $1.16M | 0.00% | +39,300+34.9% | Added |
| Heritage Wealth Management, LLC | 150,000 | $1.15M | 0.41% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 137,892 | $1.05M | 0.00% | −9,858−6.7% | Reduced |
| Barclays PLC | 135,978 | $1.04M | 0.00% | +93,676+221.4% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $1.02M | 0.01% | 00.0% | Unchanged |
| Walleye Trading LLC | 128,365 | $979.0K | 0.02% | +128,365 | New |
| Invesco Ltd. | 120,343 | $919.0K | 0.00% | +23,142+23.8% | Added |
| LPL Financial LLC | 111,733 | $853.0K | 0.00% | −2,578−2.3% | Reduced |
| Principal Financial Group Inc | 110,712 | $845.0K | 0.00% | +3,575+3.3% | Added |
| swisspartners Ltd. | 110,000 | $839.0K | 0.65% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 109,877 | $838.0K | 0.00% | +97,200+766.7% | Added |
| Avidian Wealth Solutions, LLC | 109,000 | $832.0K | 0.06% | −400.0% | Reduced |
| Voya Investment Management LLC | 107,539 | $821.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 101,916 | $778.0K | 0.00% | −39,223−27.8% | Reduced |
| Price T Rowe Associates Inc | 101,973 | $778.0K | 0.00% | −22,500−18.1% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 100,000 | $763.0K | 0.13% | +100,000 | New |
| Ameriprise Financial Inc | 93,824 | $716.0K | 0.00% | +363+0.4% | Added |
| Commonwealth Equity Services, LLC | 89,262 | $681.0K | 0.00% | +3,380+3.9% | Added |
| MetLife Investment Management | 88,173 | $672.8K | 0.01% | −10,163−10.3% | Reduced |
| Tower Research Capital LLC (TRC) | 84,744 | $647.0K | 0.02% | +77,495+1,069.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 84,344 | $644.0K | 0.00% | −932−1.1% | Reduced |
| Arizona State Retirement System | 74,376 | $567.0K | 0.00% | +1,986+2.7% | Added |
| Metropolitan Life Insurance Co | 72,900 | $556.2K | 0.01% | −519−0.7% | Reduced |
| ClariVest Asset Management LLC | 68,861 | $526.0K | 0.02% | −2,368−3.3% | Reduced |
| Oaktree Fund Advisors, LLC | 66,000 | $503.0K | 48.93% | 00.0% | Unchanged |
| HAP Trading, LLC | 61,523 | $469.0K | 0.03% | +23,471+61.7% | Added |
| Handelsbanken Fonder AB | 61,300 | $468.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 53,289 | $407.0K | 0.00% | −4,463−7.7% | Reduced |
| Royal Bank of Canada | 51,109 | $390.0K | 0.00% | +12,767+33.3% | Added |
| BNP Paribas Arbitrage, SA | 50,276 | $383.6K | 0.00% | +40,171+397.5% | Added |
| SlateStone Wealth, LLC | 49,733 | $379.0K | 0.09% | 00.0% | Unchanged |
| Amalgamated Bank | 48,157 | $367.0K | 0.00% | −2,069−4.1% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 46,652 | $356.0K | 0.06% | +450+1.0% | Added |
| Collective Family Office LLC | 44,203 | $337.0K | 0.14% | +15,443+53.7% | Added |
| Moloney Securities Asset Management, LLC | 43,200 | $330.0K | 0.06% | +43,200 | New |
| Donald L. Hagan, LLC | 42,929 | $328.0K | 0.19% | +2,871+7.2% | Added |
| Teacher Retirement System of Texas | 42,908 | $327.0K | 0.00% | +13,597+46.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,068 | $321.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 39,500 | $301.0K | 0.08% | +7,000+21.5% | Added |
| S&T Bank | 38,853 | $296.0K | 0.05% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 38,000 | $289.9K | 0.03% | +7,000+22.6% | Added |
| Private Advisor Group, LLC | 36,800 | $281.0K | 0.00% | −1,025−2.7% | Reduced |
| ProShare Advisors LLC | 35,603 | $272.0K | 0.00% | −35,127−49.7% | Reduced |
| Gsa Capital Partners LLP | 35,363 | $270.0K | 0.03% | +35,363 | New |
| Victory Capital Management Inc | 34,236 | $261.0K | 0.00% | −16,234−32.2% | Reduced |
| STRS Ohio | 33,600 | $256.0K | 0.00% | +28,900+614.9% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $255.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 33,543 | $255.0K | 0.00% | +7,491+28.8% | Added |
| AXA S.A. | 29,800 | $227.0K | 0.00% | +29,800 | New |
| Centaurus Financial, Inc. | 29,535 | $225.0K | 0.02% | +4,100+16.1% | Added |
| AQR Capital Management LLC | 28,930 | $221.0K | 0.00% | −44,011−60.3% | Reduced |
| United Capital Management of KS, Inc. | 26,990 | $206.0K | 0.08% | +6,025+28.7% | Added |
| GFG Capital, LLC | 26,800 | $204.0K | 0.06% | +26,800 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 26,495 | $202.0K | 0.00% | +26,495 | New |
| First Republic Investment Management, Inc. | 25,837 | $197.0K | 0.00% | +25,837 | New |
| US Bancorp | 25,600 | $195.0K | 0.00% | −240−0.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 24,850 | $190.0K | 0.02% | +4,400+21.5% | Added |