Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 221
- +13 vs. Q2 2021
- Shares held
- 86.1M
- +8.95M (+11.6%) vs. Q2 2021
- Total value
- $657.9M
- −$89.7M (−12.0%) vs. Q2 2021
- New holders
- 31
- 69 more added
- Sold out
- 18
- 52 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Virtus ETF Advisers LLC | 22,465 | $171.0K | 0.08% | −1,181−5.0% | Reduced |
| Crescent Grove Advisors, LLC | 22,000 | $168.0K | 0.02% | +2,000+10.0% | Added |
| Kestra Advisory Services, LLC | 21,990 | $168.0K | 0.00% | +7,863+55.7% | Added |
| E Fund Management Co., Ltd. | 21,764 | $166.0K | 0.01% | +21,764 | New |
| Merit Financial Group, LLC | 21,680 | $165.0K | 0.02% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 20,966 | $160.0K | 0.01% | 00.0% | Unchanged |
| HighPoint Advisor Group LLC | 20,435 | $156.0K | 0.02% | −500−2.4% | Reduced |
| Newbridge Financial Services Group, Inc. | 20,325 | $155.0K | 0.10% | +2,275+12.6% | Added |
| Salem Investment Counselors Inc | 20,000 | $153.0K | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 19,803 | $151.0K | 0.02% | +19,803 | New |
| Modus Advisors, LLC | 19,706 | $150.0K | 0.06% | 00.0% | Unchanged |
| Prudential Financial Inc | 19,550 | $149.0K | 0.00% | +1,250+6.8% | Added |
| Laidlaw Wealth Management LLC | 19,180 | $146.0K | 0.04% | +3,000+18.5% | Added |
| Pictet Asset Management SA | 19,066 | $145.0K | 0.00% | +19,066 | New |
| Perigon Wealth Management, LLC | 18,200 | $139.0K | 0.01% | +18,200 | New |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $138.0K | 0.14% | 00.0% | Unchanged |
| IFG Advisory, LLC | 17,900 | $136.0K | 0.01% | +17,900 | New |
| National Asset Management, Inc. | 17,400 | $133.0K | 0.00% | −3,918−18.4% | Reduced |
| IHT Wealth Management, LLC | 17,493 | $133.0K | 0.01% | −1,550−8.1% | Reduced |
| Banque Cantonale Vaudoise | 17,200 | $131.0K | 0.01% | 00.0% | Unchanged |
| Keystone Financial Group | 17,150 | $131.0K | 0.02% | +100+0.6% | Added |
| Integrated Wealth Concepts LLC | 16,391 | $125.0K | 0.00% | −3,400−17.2% | Reduced |
| Stratos Wealth Partners, LTD. | 16,060 | $123.0K | 0.00% | −13,720−46.1% | Reduced |
| Great West Life Assurance Co | 15,964 | $123.0K | 0.00% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 16,000 | $122.0K | 0.04% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 15,957 | $122.0K | 0.00% | +15,957 | New |
| Belpointe Asset Management LLC | 15,923 | $121.0K | 0.01% | −400−2.5% | Reduced |
| Creative Planning | 15,443 | $118.0K | 0.00% | −7,261−32.0% | Reduced |
| Wedbush Securities Inc | 15,500 | $118.0K | 0.01% | +3,500+29.2% | Added |
| Spire Wealth Management | 15,060 | $115.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 14,661 | $112.0K | 0.00% | +2,126+17.0% | Added |
| International Assets Investment Management, LLC | 14,600 | $111.0K | 0.02% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 14,442 | $110.0K | 0.00% | −29,872−67.4% | Reduced |
| Sigma Planning Corp | 14,440 | $110.0K | 0.00% | +1,110+8.3% | Added |
| Valeo Financial Advisors, LLC | 14,373 | $110.0K | 0.01% | +1,373+10.6% | Added |
| Acorn Wealth Advisors, LLC | 14,238 | $109.0K | 0.08% | +3,948+38.4% | Added |
| HSBC Holdings PLC | 14,287 | $108.0K | 0.00% | −1,208−7.8% | Reduced |
| TL Private Wealth | 16,000 | $108.0K | 0.06% | +16,000 | New |
| InterOcean Capital Group, LLC | 14,000 | $107.0K | 0.01% | +3,000+27.3% | Added |
| Bank of Montreal | 13,424 | $105.0K | 0.00% | +3,252+32.0% | Added |
| Secure Asset Management, LLC | 13,457 | $103.0K | 0.05% | +13,457 | New |
| Xponance, Inc. | 13,068 | $100.0K | 0.00% | −1,857−12.4% | Reduced |
| Truist Financial Corp | 13,001 | $99.0K | 0.00% | −23,700−64.6% | Reduced |
| Integrated Advisors Network LLC | 13,000 | $99.0K | 0.01% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 12,765 | $97.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 12,701 | $97.0K | 0.01% | +335+2.7% | Added |
| Visionary Wealth Advisors | 12,200 | $93.0K | 0.01% | +12,200 | New |
| AMP Capital Investors Ltd | 11,981 | $91.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 11,500 | $88.0K | 0.01% | +1,500+15.0% | Added |
| Parametrica Management Ltd | 11,058 | $84.0K | 0.06% | +11,058 | New |
| Verition Fund Management LLC | 10,922 | $83.0K | 0.00% | −447−3.9% | Reduced |
| People's United Financial, Inc. | 10,870 | $83.0K | 0.00% | +10,870 | New |
| Everhart Financial Group, Inc. | 10,717 | $82.0K | 0.06% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,200 | $78.0K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 10,112 | $77.0K | 0.01% | +10,112 | New |
| Ieq Capital, LLC | 10,182 | $77.0K | 0.00% | +10,182 | New |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $76.0K | 0.02% | 00.0% | Unchanged |
| Sculptor Capital LP | 8,600 | $66.0K | 0.00% | +8,600 | New |
| Rockefeller Capital Management L.P. | 7,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $53.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 6,898 | $53.0K | 0.00% | +74+1.1% | Added |
| Jacobi Capital Management LLC | 6,660 | $51.0K | 0.01% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 6,115 | $47.0K | 0.00% | −4,786−43.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 6,000 | $45.8K | 0.00% | 00.0% | Unchanged |
| J.Safra Asset Management Corp | 5,980 | $45.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,798 | $44.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,342 | $41.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 5,001 | $38.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 4,785 | $37.0K | 0.01% | +898+23.1% | Added |
| Baillie Gifford & Co | 4,314 | $33.0K | 0.00% | −838−16.3% | Reduced |
| Kelly Financial Services LLC | 4,000 | $30.5K | 0.02% | −34,760−89.7% | Reduced |
| Macquarie Group Ltd | 3,972 | $30.0K | 0.00% | 00.0% | Unchanged |
| Ogorek Anthony Joseph | 3,600 | $27.0K | 0.01% | 00.0% | Unchanged |
| Cutler Group LP | 3,500 | $26.0K | 0.00% | −1,700−32.7% | Reduced |
| Captrust Financial Advisors | 3,100 | $24.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 3,200 | $24.0K | 0.00% | +3,200 | New |
| Valley National Advisers Inc | 3,000 | $23.0K | 0.00% | −2,059−40.7% | Reduced |
| Leonteq Securities AG | 3,000 | $22.9K | 0.00% | +1,000+50.0% | Added |
| American Portfolios Advisors | 2,850 | $21.7K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 2,500 | $19.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,050 | $16.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $11.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,426 | $11.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $11.0K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,340 | $10.0K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,034 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,100 | $8.00K | 0.00% | +1,000+1,000.0% | Added |
| NEXT Financial Group, Inc | 1,028 | $8.00K | 0.00% | +928+928.0% | Added |
| Asset Dedication, LLC | 971 | $7.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 893 | $7.00K | 0.00% | +2+0.2% | Added |
| Global Retirement Partners, LLC | 850 | $6.00K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $5.00K | 0.00% | −1,350−69.2% | Reduced |
| Brewin Dolphin Ltd | 580 | $4.42K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 500 | $4.00K | 0.00% | −297−37.3% | Reduced |
| Community Bank, N.A. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $3.00K | 0.00% | 00.0% | Unchanged |