Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 224
- −6 vs. Q3 2022
- Shares held
- 204.0M
- +38.3M (+23.1%) vs. Q3 2022
- Total value
- $180.7M
- −$79.5M (−30.5%) vs. Q3 2022
- New holders
- 35
- 75 more added
- Sold out
- 41
- 49 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Street Corp | 50,637,571 | $44.9M | 0.00% | +9,968,295+24.5% | Added |
| BlackRock Inc. | 39,423,641 | $34.9M | 0.00% | +5,244,074+15.3% | Added |
| Vanguard Group Inc | 29,535,954 | $26.2M | 0.00% | +7,019,380+31.2% | Added |
| Geode Capital Management, LLC | 8,905,936 | $7.89M | 0.00% | +1,797,652+25.3% | Added |
| B. Riley Financial, Inc. | 5,216,250 | $4.62M | 1.04% | +5,216,250 | New |
| B. Riley Securities, Inc. | 5,216,250 | $4.62M | 1.01% | +5,216,250 | New |
| D. E. Shaw & Co., Inc. | 5,106,072 | $4.52M | 0.01% | +49,109+1.0% | Added |
| Rafferty Asset Management, LLC | 4,394,415 | $3.89M | 0.03% | +1,399,741+46.7% | Added |
| Northern Trust Corp | 4,180,871 | $3.70M | 0.00% | +743,271+21.6% | Added |
| Charles Schwab Investment Management Inc | 3,508,377 | $3.11M | 0.00% | +674,716+23.8% | Added |
| Norges Bank | 3,125,259 | $2.77M | 0.00% | +223,776+7.7% | Added |
| JPMorgan Chase & Co | 3,091,177 | $2.74M | 0.00% | +63,323+2.1% | Added |
| Bank of America Corp | 2,987,772 | $2.65M | 0.00% | +1,167,813+64.2% | Added |
| Nuveen Asset Management, LLC | 2,833,364 | $2.51M | 0.00% | +729,384+34.7% | Added |
| Goldman Sachs Group Inc | 2,773,811 | $2.46M | 0.00% | −236,329−7.9% | Reduced |
| UBS Group AG | 2,383,825 | $2.12M | 0.00% | +2,149,187+916.0% | Added |
| Barclays PLC | 2,332,719 | $2.07M | 0.00% | +337,068+16.9% | Added |
| Citigroup Inc | 1,922,143 | $1.70M | 0.00% | −773,782−28.7% | Reduced |
| Susquehanna International Group, LLP | 1,689,671 | $1.50M | 0.00% | −1,252,492−42.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 1,657,557 | $1.47M | 0.00% | +146,776+9.7% | Added |
| Bank of New York Mellon Corp | 1,538,421 | $1.36M | 0.00% | +223,787+17.0% | Added |
| Swiss National Bank | 1,086,400 | $962.5K | 0.00% | +164,100+17.8% | Added |
| Wells Fargo & Company | 1,039,799 | $921.3K | 0.00% | −280,793−21.3% | Reduced |
| Qube Research & Technologies Ltd | 1,034,729 | $916.8K | 0.01% | +710,440+219.1% | Added |
| Morgan Stanley | 1,022,825 | $906.2K | 0.00% | −76,142−6.9% | Reduced |
| Cubist Systematic Strategies, LLC | 914,286 | $810.1K | 0.01% | +74,542+8.9% | Added |
| BNP Paribas Arbitrage, SA | 812,820 | $720.2K | 0.00% | −109,647−11.9% | Reduced |
| AXA S.A. | 774,200 | $685.9K | 0.00% | +346,900+81.2% | Added |
| Millennium Management LLC | 741,995 | $657.0K | 0.00% | +304,190+69.5% | Added |
| Jane Street Group, LLC | 731,024 | $647.7K | 0.00% | +276,282+60.8% | Added |
| Squarepoint Ops LLC | 627,926 | $556.3K | 0.00% | +577,082+1,135.0% | Added |
| Rhumbline Advisers | 606,023 | $537.0K | 0.00% | +48,432+8.7% | Added |
| California State Teachers Retirement System | 574,893 | $509.4K | 0.00% | +90,153+18.6% | Added |
| Wellspring Financial Advisors, LLC | 483,551 | $428.4K | 0.14% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 451,542 | $400.1K | 0.00% | +138,245+44.1% | Added |
| Credit Suisse AG | 401,484 | $355.7K | 0.00% | −624,990−60.9% | Reduced |
| XTX Topco Ltd | 357,879 | $317.1K | 0.07% | +357,879 | New |
| Legal & General Group Plc | 355,278 | $314.8K | 0.00% | +25,325+7.7% | Added |
| Two Sigma Investments, LP | 302,015 | $267.6K | 0.00% | 00.0% | Unchanged |
| Mayo Clinic | 300,000 | $267.0K | 0.14% | +300,000 | New |
| Alliancebernstein L.P. | 279,400 | $247.5K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 266,443 | $236.1K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 265,729 | $235.4K | 0.00% | −150−0.1% | Reduced |
| New York Life Investment Management LLC | 243,451 | $215.7K | 0.00% | +27,438+12.7% | Added |
| MetLife Investment Management | 242,594 | $214.9K | 0.00% | +43,714+22.0% | Added |
| E Fund Management Co., Ltd. | 223,808 | $198.0K | 0.02% | +22,818+11.4% | Added |
| Raymond James & Associates | 223,019 | $197.6K | 0.00% | −34,300−13.3% | Reduced |
| American International Group, Inc. | 218,199 | $193.3K | 0.00% | +37,694+20.9% | Added |
| Price T Rowe Associates Inc | 209,418 | $186.0K | 0.00% | +16,181+8.4% | Added |
| Emfo, LLC | 209,398 | $185.5K | 0.19% | −21,319−9.2% | Reduced |
| Deutsche Bank AG | 201,134 | $178.2K | 0.00% | +36,326+22.0% | Added |
| Citadel Advisors LLC | 200,096 | $177.3K | 0.00% | −1,348,958−87.1% | Reduced |
| Voya Investment Management LLC | 185,246 | $164.1K | 0.00% | +35,002+23.3% | Added |
| Donald L. Hagan, LLC | 169,514 | $150.2K | 0.09% | +20,037+13.4% | Added |
| Alpine Global Management, LLC | 162,912 | $144.0K | 0.05% | +162,912 | New |
| Invesco Ltd. | 149,982 | $132.9K | 0.00% | +27,971+22.9% | Added |
| Manufacturers Life Insurance Company, The | 149,477 | $132.4K | 0.00% | +8,039+5.7% | Added |
| Eudaimonia Advisors LLC | 138,887 | $123.1K | 0.08% | 00.0% | Unchanged |
| Asset Management Resources, LLC | 138,020 | $122.3K | 0.13% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 136,229 | $121.0K | 0.00% | +9,014+7.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 134,983 | $119.6K | 0.00% | −9,500−6.6% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $118.7K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 134,037 | $118.0K | 0.00% | −11,192−7.7% | Reduced |
| Point72 Middle East FZE | 130,765 | $115.9K | 0.01% | +130,765 | New |
| Arizona State Retirement System | 126,966 | $112.5K | 0.00% | +21,270+20.1% | Added |
| Virtus ETF Advisers LLC | 125,062 | $110.8K | 0.06% | +50,975+68.8% | Added |
| HSBC Holdings PLC | 127,342 | $109.0K | 0.00% | 00.0% | Unchanged |
| Collective Family Office LLC | 119,420 | $105.8K | 0.05% | +13,500+12.7% | Added |
| ETF Managers Group, LLC | 117,646 | $104.2K | 0.00% | −15,132−11.4% | Reduced |
| swisspartners Ltd. | 110,000 | $97.5K | 0.12% | 00.0% | Unchanged |
| LPL Financial LLC | 108,865 | $96.5K | 0.00% | −5,238−4.6% | Reduced |
| Principal Financial Group Inc | 106,183 | $94.1K | 0.00% | +22,657+27.1% | Added |
| Advisor Group Holdings, Inc. | 105,484 | $92.9K | 0.00% | −14,585−12.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 101,326 | $90.0K | 0.00% | +1,273+1.3% | Added |
| State Board of Administration of Florida Retirement System | 100,844 | $89.8K | 0.00% | +2,150+2.2% | Added |
| SG Americas Securities, LLC | 94,796 | $84.0K | 0.00% | +41,074+76.5% | Added |
| Engineers Gate Manager LP | 93,433 | $82.8K | 0.00% | +15,823+20.4% | Added |
| Ameriprise Financial Inc | 92,656 | $82.0K | 0.00% | −3,851−4.0% | Reduced |
| Balyasny Asset Management LLC | 90,954 | $80.6K | 0.00% | +54,860+152.0% | Added |
| Goodman Advisory Group, LLC | 80,992 | $72.0K | 0.04% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 79,200 | $70.0K | 0.00% | +10,100+14.6% | Added |
| Royal Bank of Canada | 71,411 | $64.0K | 0.00% | +60,677+565.3% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $58.5K | 0.09% | 00.0% | Unchanged |
| Pictet Asset Management SA | 62,693 | $56.0K | 0.00% | +43,627+228.8% | Added |
| Lattice Capital Management, LLC | 63,200 | $56.0K | 0.08% | 00.0% | Unchanged |
| Bank of Montreal | 33,243 | $54.9K | 0.00% | −1,570−4.5% | Reduced |
| Amalgamated Bank | 61,373 | $54.0K | 0.00% | +11,289+22.5% | Added |
| ProShare Advisors LLC | 59,354 | $52.6K | 0.00% | +17,443+41.6% | Added |
| Ci Investments Inc. | 58,502 | $52.0K | 0.00% | +50,581+638.6% | Added |
| Moors & Cabot, Inc. | 56,500 | $50.1K | 0.00% | −2,000−3.4% | Reduced |
| Atria Wealth Solutions, Inc. | 55,100 | $48.8K | 0.00% | +1,500+2.8% | Added |
| Janus Henderson Group PLC | 54,766 | $48.3K | 0.00% | +30.0% | Added |
| GoalVest Advisory LLC | 51,640 | $45.8K | 0.03% | +18,025+53.6% | Added |
| Csenge Advisory Group | 51,456 | $45.6K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 51,362 | $45.5K | 0.00% | −1,321−2.5% | Reduced |
| Victory Capital Management Inc | 50,555 | $44.8K | 0.00% | −230,802−82.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,865 | $43.3K | 0.00% | −63−0.1% | Reduced |
| World Equity Group, Inc. | 48,000 | $42.5K | 0.01% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 45,632 | $40.4K | 0.00% | −998−2.1% | Reduced |
| Weaver Consulting Group | 45,600 | $40.4K | 0.02% | +35,500+351.5% | Added |