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B. Riley Securities, Inc.

SEC CIK
0001505748
Latest filing
Feb 7, 2023

The latest 13F from B. Riley Securities, Inc. covers Q4 2022 (filed Feb 7, 2023): 66 long positions worth $459.7M. The top 10 holdings make up 86.4% of the portfolio, and the largest is Babcock & Wilcox Enterprises, Inc. (BW) at 34.3%. Livermore has 1 filing on Form 13F from this institution, going back to Q4 2022.

What changed in Q4 2022

The five largest holdings this quarter.

B. Riley Securities, Inc. did not file a 13F for Q3 2022, so this quarter cannot be compared with the previous one.

Top 5 holdings

Share of this quarter's portfolio value

  1. BWBabcock & Wilcox Enterprises, Inc.
    34.3%$157.5MHistory
  2. ALTGAlta Equipment Group Inc.
    17.2%$79.2MHistory
  3. PAAIParadium.AI, Inc.
    10.6%$48.7MHistory
  4. DDIDoubleDown Interactive Co., Ltd.
    7.1%$32.8MHistory
  5. FAZEFaZe Holdings Inc.
    4.4%$20.4MHistory

Metrics

13F metrics for Q4 2022, computed only from the numbers in the filings. Definitions below.

Portfolio value
$459.7M
No prior quarter to compare
Positions
66
No prior quarter to compare
Top 10 concentration
86.4%
Top 10 as share of value
Turnover
–
No prior quarter to compare
Average holding period
1.0 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q4 2022), so positions held before then are understated.

13F filings by quarter

Only Q4 2022 so far.

13F filings of B. Riley Securities, Inc. by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q4 2022Feb 7, 202366$459.7MBWALTGPAAI–SEC

13D and 13G filings

Companies where B. Riley Securities, Inc. reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

1 company, largest stake first.

Companies where B. Riley Securities, Inc. owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
BWBabcock & Wilcox Enterprises, Inc.13D15.80%15.6M sharesNewApr 2, 20251 filingApr 2, 2025SEC

Latest filings

5 filings on file made by B. Riley Securities, Inc. or listing it as a reporting person, newest first.

Schedule 13D and 13G filings by B. Riley Securities, Inc.
CompanyFiled (ET)FilerFormStakeChangeEvent dateFiling
DDIDoubleDown Interactive Co., Ltd.Feb 13, 20265:00 PM ETB. Riley Financial, Inc.and 4 others13G/A7.30%182.0K shares−0.20 ppfrom 7.50%Dec 31, 2025SEC
DDIDoubleDown Interactive Co., Ltd.Nov 14, 20252:01 PM ETB. Riley Financial, Inc.and 3 others13G/A7.50%185.3K shares−0.30 ppfrom 7.80%Sep 30, 2025SEC
DDIDoubleDown Interactive Co., Ltd.Apr 2, 20259:02 PM ETB. Riley Financial, Inc.and 3 others13G/A9.00%222.1K shares0.00 ppfrom 9.00%Apr 2, 2025SEC
BWBabcock & Wilcox Enterprises, Inc.Apr 2, 20259:00 PM ETB. Riley Securities, Inc.13D15.80%15.6M sharesNewMar 31, 2025SEC
DDIDoubleDown Interactive Co., Ltd.Feb 14, 20255:00 PM ETB. Riley Financial, Inc.and 3 others13G/A9.00%222.5K shares–Dec 31, 2024SEC