B. Riley Securities, Inc.
- SEC CIK
- 0001505748
- Latest filing
- Feb 7, 2023
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 7, 2023. Long positions only.
- Positions
- 66
- No filing for Q3 2022
- Portfolio value
- $459.7M
- No filing for Q3 2022
B. Riley Securities, Inc. did not file a 13F for Q3 2022, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BWBabcock & Wilcox Enterprises, Inc. | COM | 27,288,639 | $157.5M | 34.3% | – | – | History |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 6,000,763 | $79.2M | 17.2% | – | – | History |
| PAAIParadium.AI, Inc. | COM | 4,592,793 | $48.7M | 10.6% | – | – | History |
| DDIDoubleDown Interactive Co., Ltd. | ADS | 3,876,217 | $32.8M | 7.1% | – | – | History |
| FAZEFaZe Holdings Inc. | COMMON STOCK | 11,028,151 | $20.4M | 4.4% | – | – | History |
| Lilium N VN52586109 | CLASS A ORD SHS | 16,130,163 | $18.4M | 4.0% | – | – | – |
| CHRACharah Solutions, Inc. | COM | 2,888,889 | $15.6M | 3.4% | – | – | History |
| NNNextnav Inc. | COMMON STOCK | 3,086,792 | $9.04M | 2.0% | – | – | History |
| ASTSAST SpaceMobile, Inc. | COM CL A | 1,725,471 | $8.32M | 1.8% | – | – | History |
| SNCRSynchronoss Technologies Inc | COM | 12,080,499 | $7.47M | 1.6% | – | – | History |
| PPTAPerpetua Resources Corp. | COM | 2,530,641 | $7.39M | 1.6% | – | – | History |
| TACTTransact Technologies Inc | COM | 1,112,633 | $7.03M | 1.5% | – | – | History |
| B Riley Prin 250 Merger Corp05602L203 | UNIT 04/06/2026 | 600,000 | $5.98M | 1.3% | – | – | – |
| VATEINNOVATE Corp. | COM | 2,836,591 | $5.30M | 1.2% | – | – | History |
| MCHXMarchex Inc | CL B | 3,017,496 | $4.83M | 1.1% | – | – | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 5,216,250 | $4.62M | 1.0% | – | – | History |
| AGSPlayAGS, Inc. | COM | 840,530 | $4.29M | 0.9% | – | – | History |
| QMCOQuantum Corp | COM NEW | 3,824,811 | $4.17M | 0.9% | – | – | History |
| GORVLazydays Holdings, Inc. | COM | 281,507 | $3.36M | 0.7% | – | – | History |
| HROWHarrow, Inc. | COM | 155,825 | $2.30M | 0.5% | – | – | History |
| LFMDLifeMD, Inc. | COM | 1,081,712 | $2.10M | 0.5% | – | – | History |
| NIRNear Intelligence, Inc. | CL A | 202,089 | $2.07M | 0.5% | – | – | History |
| DERMJourney Medical Corp | COM | 864,695 | $1.66M | 0.4% | – | – | History |
| SQNSSequans Communications | SPONSORED ADS | 374,296 | $1.24M | 0.3% | – | – | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 459,502 | $1.03M | 0.2% | – | – | – |
| Ares Acquisition CorporationG33032106 | COM CL A | 81,910 | $824.8K | 0.2% | – | – | – |
| SGIISeaport Global Acquisition II Corp. | CLASS A COM | 75,000 | $764.3K | 0.2% | – | – | History |
| Epiphany Technology Acquisit29429X109 | COM CL A | 73,264 | $733.0K | 0.2% | – | – | – |
| The Lion Electric Company536221120 | *W EXP 12/16/202 | 689,755 | $482.8K | 0.1% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 62,521 | $404.5K | 0.1% | – | – | History |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | 500,000 | $354.4K | 0.1% | – | – | – |
| FIEEFiEE, Inc. | COM | 1,565,364 | $294.3K | 0.1% | – | – | History |
| Garrett Motion Inc.366505204 | COMM | 30,000 | $261.0K | 0.1% | – | – | – |
| NSNuStar Energy L.P. | UNIT COM | 14,000 | $224.0K | <0.1% | – | – | History |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | 120,000 | $102.5K | <0.1% | – | – | – |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 325,000 | $78.0K | <0.1% | – | – | History |
| GENIGenius Sports Ltd | SHARES CL A | 19,888 | $71.0K | <0.1% | – | – | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 91,911 | $58.8K | <0.1% | – | – | History |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | 51,000 | $46.5K | <0.1% | – | – | – |
| Liberty Latin America Ltd.53069QAB5 | NOTE 2.000% 7/1 | 38,000 | $33.7K | <0.1% | – | – | – |
| ASTLWAlgoma Steel Group Inc. | *W EXP 10/19/202 | 20,754 | $24.0K | <0.1% | – | – | History |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | 42,000 | $23.8K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | 600,000 | $22.5K | <0.1% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | 33,000 | $21.3K | <0.1% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | 27,000 | $21.2K | <0.1% | – | – | – |
| Nextnav Inc.65345N114 | *W EXP 10/28/202 | 55,974 | $20.9K | <0.1% | – | – | – |
| Faze Holdings IN31423J110 | EQUITY WRT | 156,001 | $20.3K | <0.1% | – | – | – |
| Teekay Corp Ltd87900YAE3 | NOTE 5.000% 1/1 | 15,000 | $15.0K | <0.1% | – | – | – |
| Yotta Acquisition Corporatio98741Y129 | RIGHT 03/15/2027 | 81,368 | $13.2K | <0.1% | – | – | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 146,714 | $11.1K | <0.1% | – | – | – |
| Inseego Corp.45782BAD6 | NOTE 3.250% 5/0 | 18,000 | $10.8K | <0.1% | – | – | – |
| Infint Acquisition CorpG47862126 | *W EXP 99/99/999 | 100,000 | $8.00K | <0.1% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | 30,000 | $7.59K | <0.1% | – | – | – |
| D and Z Media Acquisition Co23305Q114 | *W EXP 01/27/202 | 100,000 | $5.14K | <0.1% | – | – | – |
| ECXWWECARX Holdings Inc. | *W EXP 12/20/202 | 43,550 | $4.27K | <0.1% | – | – | History |
| Yotta Acquisition Corporatio98741Y111 | *W EXP 03/15/202 | 100,000 | $3.00K | <0.1% | – | – | – |
| Deep Medicine Acquisition Co243733110 | RIGHT 09/30/2028 | 47,599 | $2.86K | <0.1% | – | – | – |
| SWVLSwvl Holdings Corp | CLASS A COM | 20,000 | $2.74K | <0.1% | – | – | History |
| Vahanna Tech Edge Acqstn I CG9320Z117 | *W EXP 11/30/202 | 159,670 | $1.68K | <0.1% | – | – | – |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 60,146 | $1.51K | <0.1% | – | – | – |
| Blue Safari Grp Acquisitn CoG1195R130 | RIGHT 09/24/2026 | 10,339 | $1.22K | <0.1% | – | – | – |
| Alsp Orchid Acquisition CorpG0231L123 | *W EXP 11/30/202 | 36,800 | $1.10K | <0.1% | – | – | – |
| Logistics Innovtn Technlgs C54141L118 | *W EXP 06/15/202 | 12,432 | $373 | <0.1% | – | – | – |
| Arrowroot Acquisition Corp04282M110 | *W EXP 03/02/202 | 42,940 | $249 | <0.1% | – | – | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 10,000 | $150 | <0.1% | – | – | – |
| Kismet Acquisition Two CorpG52807115 | *W EXP 06/30/202 | 29,909 | $90 | <0.1% | – | – | – |