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Sorrento Therapeutics, Inc.

SRNEDelisted Apr 12, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0000850261

Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
231
No complete 13F data for Q4 2020
Shares held
77.6M
No complete 13F data for Q4 2020
Total value
$641.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 231 institutions
Q1 2021: 231 institutionsQ2 2021: 212 institutionsQ3 2021: 221 institutionsQ4 2021: 234 institutionsQ1 2022: 235 institutionsQ2 2022: 229 institutionsQ3 2022: 233 institutionsQ4 2022: 224 institutionsQ1 2023: 34 institutionsQ2 2023: 9 institutionsQ3 2023: 9 institutionsQ4 2023: 9 institutionsQ1 2024: 7 institutionsQ2 2024: 5 institutionsQ3 2024: 4 institutionsQ4 2024: 5 institutionsQ1 2025: 4 institutionsQ2 2025: 2 institutionsQ3 2025: 4 institutionsQ4 2025: 5 institutionsQ1 2026: 4 institutionsQ2 2026: 5 institutions
Value heldQ1 2021: $641.4M
Q1 2021: $641.4MQ2 2021: $750.9MQ3 2021: $657.9MQ4 2021: $432.2MQ1 2022: $301.7MQ2 2022: $308.5MQ3 2022: $260.2MQ4 2022: $180.7MQ1 2023: $1.58MQ2 2023: $26.1KQ3 2023: $6.42KQ4 2023: $13.9KQ1 2024: $704Q2 2024: $826Q3 2024: $287Q4 2024: $66Q1 2025: $4Q2 2025: $6Q3 2025: $20Q4 2025: $82Q1 2026: $380Q2 2026: $70
Institutions holding SRNE and their total value by quarter
QuarterHoldersValue
Q2 20265$70
Q1 20264$380
Q4 20255$82
Q3 20254$20
Q2 20252$6
Q1 20254$4
Q4 20245$66
Q3 20244$287
Q2 20245$826
Q1 20247$704
Q4 20239$13.9K
Q3 20239$6.42K
Q2 20239$26.1K
Q1 202334$1.58M
Q4 2022224$180.7M
Q3 2022233$260.2M
Q2 2022229$308.5M
Q1 2022235$301.7M
Q4 2021234$432.2M
Q3 2021221$657.9M
Q2 2021212$750.9M
Q1 2021231$641.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SRNE in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
BlackRock Inc.19,409,333$160.5M0.00%––
Vanguard Group Inc13,554,519$112.1M0.00%––
State Street Corp9,786,760$80.9M0.00%––
Geode Capital Management, LLC4,054,313$33.5M0.01%––
Cormorant Asset Management, LP2,750,000$22.7M0.65%––
Northern Trust Corp2,747,498$22.7M0.00%––
JPMorgan Chase & Co2,383,287$19.7M0.00%––
Charles Schwab Investment Management Inc1,639,254$13.6M0.00%––
Nuveen Asset Management, LLC1,102,463$9.12M0.00%––
Sabby Management, LLC1,064,933$8.81M6.48%––
Bank of New York Mellon Corp908,251$7.51M0.00%––
Morgan Stanley805,985$6.67M0.00%––
Wells Fargo & Company796,850$6.59M0.00%––
Goldman Sachs Group Inc657,373$5.44M0.00%––
Mayo Clinic639,842$5.29M6.09%––
Citadel Advisors LLC576,578$4.77M0.01%––
Swiss National Bank510,600$4.22M0.00%––
Mirae Asset Global Investments Co., Ltd.506,575$4.19M0.01%––
Citigroup Inc483,066$4.00M0.00%––
California Public Employees Retirement System471,269$3.90M0.00%––
Schroder Investment Management Group431,238$3.57M0.00%––
Bank of America Corp421,182$3.48M0.00%––
D. E. Shaw & Co., Inc.395,305$3.27M0.00%––
Millennium Management LLC389,462$3.22M0.00%––
California State Teachers Retirement System377,422$3.12M0.00%––
State of Wisconsin Investment Board369,800$3.06M0.01%––
Squarepoint Ops LLC331,392$2.74M0.03%––
Alliancebernstein L.P.325,800$2.69M0.00%––
Rafferty Asset Management, LLC325,063$2.69M0.02%––
Oaktree Capital Management LPSuperinvestorOaktree Capital320,000$2.65M0.04%––
UBS Group AG295,322$2.44M0.00%––
Mutual of America Capital Management LLC290,763$2.40M0.03%––
Rhumbline Advisers282,514$2.34M0.00%––
Davide Leone & Partners Investment Co Ltd.264,201$2.19M0.29%––
Jump Financial, LLC245,472$2.03M0.19%––
Advisor Group Holdings, Inc.232,200$1.92M0.00%––
UBS Asset Management Americas Inc228,899$1.89M0.00%––
New York State Common Retirement Fund215,100$1.78M0.00%––
Jane Street Group, LLC212,601$1.76M0.00%––
Barclays PLC209,898$1.74M0.00%––
Credit Suisse AG192,421$1.59M0.00%––
Avidian Wealth Solutions, LLC190,040$1.57M0.13%––
Deutsche Bank AG186,056$1.54M0.00%––
Raymond James Financial Services Advisors, Inc.179,336$1.48M0.00%––
Ikarian Capital, LLC165,900$1.37M0.20%––
Man Group plc159,775$1.32M0.01%––
State of New Jersey Common Pension Fund D157,169$1.30M0.00%––
Susquehanna International Group, LLP151,839$1.26M0.00%––
Heritage Wealth Management, LLC150,000$1.24M0.70%––
American International Group, Inc.145,879$1.21M0.00%––
AQR Capital Management LLC138,284$1.14M0.00%––
Manufacturers Life Insurance Company, The135,454$1.12M0.00%––
Parametric Portfolio Associates LLC132,888$1.10M0.00%––
ClariVest Asset Management LLC130,064$1.07M0.04%––
Hancock Whitney Corp125,000$1.03M0.04%––
Virtu Financial LLC113,385$938.0K0.07%––
Tudor Investment Corp Et Al110,706$916.0K0.02%––
Price T Rowe Associates Inc110,484$914.0K0.00%––
Principal Financial Group Inc110,349$913.0K0.00%––
swisspartners Ltd.110,000$911.0K0.74%––
Voya Investment Management LLC109,568$906.0K0.00%––
Massachusetts Financial Services Co102,317$846.0K0.00%––
LPL Financial LLC100,144$828.0K0.00%––
Cambridge Investment Research Advisors, Inc.88,026$728.0K0.00%––
State Board of Administration of Florida Retirement System87,393$723.0K0.00%––
Raymond James & Associates86,271$713.0K0.00%––
Migdal Insurance & Financial Holdings Ltd.85,086$704.0K0.01%––
MetLife Investment Management83,089$687.1K0.01%––
Ameriprise Financial Inc81,566$674.0K0.00%––
Creative Planning74,578$617.0K0.00%––
Commonwealth Equity Services, LLC74,437$615.0K0.00%––
Mackay Shields LLC69,100$572.0K0.00%––
Bank of Montreal73,131$566.0K0.00%––
Metropolitan Life Insurance Co67,616$559.2K0.01%––
ProShare Advisors LLC66,886$553.0K0.00%––
Arizona State Retirement System65,060$538.0K0.00%––
Engineers Gate Manager LP63,100$522.0K0.03%––
Invesco Ltd.62,738$519.0K0.00%––
Legal & General Group Plc60,363$500.0K0.00%––
Russell Investments Group, Ltd.56,482$467.0K0.00%––
Susquehanna Fundamental Investments, LLC55,986$463.0K0.01%––
HRT Financial LP56,059$463.0K0.00%––
Bayesian Capital Management, LP54,700$452.0K0.10%––
HAP Trading, LLC54,458$450.0K0.05%––
Tower Research Capital LLC (TRC)49,955$413.0K0.01%––
SlateStone Wealth, LLC49,733$411.0K0.10%––
Victory Capital Management Inc48,072$398.0K0.00%––
Handelsbanken Fonder AB44,500$368.0K0.00%––
SG Americas Securities, LLC43,628$361.0K0.00%––
Navellier & Associates Inc42,767$354.0K0.06%––
Rathbone Brothers plc42,484$351.0K0.00%––
Zurcher Kantonalbank (Zurich Cantonalbank)41,251$341.0K0.00%––
Virtus ETF Advisers LLC40,100$332.0K0.14%––
S&T Bank38,853$321.0K0.05%––
Royal Bank of Canada37,727$311.0K0.00%––
Pearl River Capital, LLC37,657$311.0K0.10%––
National Asset Management, Inc.36,068$299.0K0.01%––
Donald L. Hagan, LLC36,123$299.0K0.20%––
Amalgamated Bank35,634$295.0K0.01%––
HighTower Advisors, LLC35,277$291.0K0.00%––