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Sorrento Therapeutics, Inc.

SRNEDelisted Apr 12, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0000850261

Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
231
No complete 13F data for Q4 2020
Shares held
77.6M
No complete 13F data for Q4 2020
Total value
$641.4M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 231 institutions
Q1 2021: 231 institutionsQ2 2021: 212 institutionsQ3 2021: 221 institutionsQ4 2021: 234 institutionsQ1 2022: 235 institutionsQ2 2022: 229 institutionsQ3 2022: 233 institutionsQ4 2022: 224 institutionsQ1 2023: 34 institutionsQ2 2023: 9 institutionsQ3 2023: 9 institutionsQ4 2023: 9 institutionsQ1 2024: 7 institutionsQ2 2024: 5 institutionsQ3 2024: 4 institutionsQ4 2024: 5 institutionsQ1 2025: 4 institutionsQ2 2025: 2 institutionsQ3 2025: 4 institutionsQ4 2025: 5 institutionsQ1 2026: 4 institutionsQ2 2026: 5 institutions
Value heldQ1 2021: $641.4M
Q1 2021: $641.4MQ2 2021: $750.9MQ3 2021: $657.9MQ4 2021: $432.2MQ1 2022: $301.7MQ2 2022: $308.5MQ3 2022: $260.2MQ4 2022: $180.7MQ1 2023: $1.58MQ2 2023: $26.1KQ3 2023: $6.42KQ4 2023: $13.9KQ1 2024: $704Q2 2024: $826Q3 2024: $287Q4 2024: $66Q1 2025: $4Q2 2025: $6Q3 2025: $20Q4 2025: $82Q1 2026: $380Q2 2026: $70
Institutions holding SRNE and their total value by quarter
QuarterHoldersValue
Q2 20265$70
Q1 20264$380
Q4 20255$82
Q3 20254$20
Q2 20252$6
Q1 20254$4
Q4 20245$66
Q3 20244$287
Q2 20245$826
Q1 20247$704
Q4 20239$13.9K
Q3 20239$6.42K
Q2 20239$26.1K
Q1 202334$1.58M
Q4 2022224$180.7M
Q3 2022233$260.2M
Q2 2022229$308.5M
Q1 2022235$301.7M
Q4 2021234$432.2M
Q3 2021221$657.9M
Q2 2021212$750.9M
Q1 2021231$641.4M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SRNE in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Simplex Trading, LLC1,200$00.00%––
Tradewinds Capital Management, LLC50$00.00%––
Investors Research Corp50$00.00%––
Ellis Investment Partners, LLC50$00.00%––
State of Wyoming26$00.00%––
Wolff Wiese Magana LLC25$00.00%––
Sound Income Strategies, LLC15$1240.00%––
Clearstead Advisors, LLC130$1.00K0.00%––
CWM, LLC150$1.00K0.00%––
Allworth Financial LP100$1.00K0.00%––
NEXT Financial Group, Inc100$1.00K0.00%––
Parallel Advisors, LLC77$1.00K0.00%––
Princeton Global Asset Management LLC116$1.00K0.00%––
Hantz Financial Services, Inc.285$2.00K0.00%––
Trust Co of Vermont204$2.00K0.00%––
Community Bank, N.A.200$2.00K0.00%––
HHM Wealth Advisors, LLC200$2.00K0.00%––
Meridian Wealth Partners, LLC300$2.00K0.00%––
RMR Wealth Builders300$2.00K0.00%––
Lindbrook Capital, LLC347$3.00K0.00%––
McCarthy Asset Management, Inc.375$3.00K0.00%––
First Manhattan Co500$4.00K0.00%––
Signaturefd, LLC510$4.00K0.00%––
Capital Analysts, LLC500$4.00K0.00%––
Brewin Dolphin Ltd580$4.80K0.00%––
Evoke Wealth, LLC627$5.00K0.00%––
TCI Wealth Advisors, Inc.806$7.00K0.00%––
Global Retirement Partners, LLC850$7.00K0.00%––
TFC Financial Management891$7.00K0.00%––
Howe & Rusling Inc1,000$8.00K0.00%––
Asset Dedication, LLC971$8.00K0.00%––
Gemmer Asset Management LLC1,084$9.00K0.00%––
ETF Managers Group, LLC1,092$9.00K0.00%––
Resources Management Corp1,340$11.0K0.00%––
GPS Wealth Strategies Group, LLC1,426$11.0K0.00%––
SOA Wealth Advisors, LLC.1,451$11.0K0.00%––
AdvisorNet Financial, Inc1,500$12.0K0.00%––
Accel Wealth Management1,500$12.0K0.01%––
Paradigm, Strategies in Wealth Management, LLC1,590$13.0K0.01%––
Maven Securities LTD1,800$15.0K0.00%––
Toth Financial Advisory Corp1,950$16.0K0.00%––
Eaton Vance Management1,982$16.0K0.00%––
Proequities, Inc.2,050$17.0K0.00%––
Manchester Financial Inc2,075$17.0K0.01%––
Glassman Wealth Services2,000$17.0K0.00%––
Eudaimonia Partners, LLC2,000$17.0K0.00%––
Kelly Financial Services LLC2,152$17.8K0.01%––
Captrust Financial Advisors2,271$19.0K0.00%––
Quadrant Capital Group LLC2,262$19.0K0.00%––
Lenox Wealth Advisors, LLC2,500$21.0K0.00%––
The PNC Financial Services Group, Inc.3,360$28.0K0.00%––
Panagora Asset Management Inc3,376$28.0K0.00%––
Ogorek Anthony Joseph3,600$29.0K0.01%––
Jacobi Capital Management LLC3,700$31.0K0.00%––
Macquarie Group Ltd3,972$33.0K0.00%––
Cutler Group LP4,700$38.0K0.00%––
American Portfolios Advisors4,850$40.1K0.00%––
Huntington National Bank5,001$41.0K0.00%––
Credit Agricole S A5,000$41.0K0.00%––
Leonteq Securities AG5,000$41.4K0.00%––
Valley National Advisers Inc5,059$42.0K0.01%––
Sowell Financial Services LLC6,363$45.0K0.00%––
Baillie Gifford & Co5,531$46.0K0.00%––
J.Safra Asset Management Corp5,980$49.0K0.02%––
Meeder Asset Management Inc6,590$55.0K0.00%––
Harbour Investments, Inc.7,021$58.0K0.00%––
Pacer Advisors, Inc.7,606$63.0K0.00%––
Wealthcare Advisory Partners LLC8,000$66.0K0.00%––
Steward Partners Investment Advisory, LLC8,198$67.8K0.00%––
Nisa Investment Advisors, LLC8,450$70.0K0.00%––
Rockefeller Capital Management L.P.8,700$71.0K0.00%––
Baker Avenue Asset Management, LP10,000$82.0K0.01%––
Golden State Wealth Management, LLC10,000$82.0K0.03%––
Federation des caisses Desjardins du Quebec10,300$85.2K0.00%––
Natixis10,700$88.0K0.00%––
Peapack Gladstone Financial Corp10,900$90.0K0.00%––
O'Shaughnessy Asset Management, LLC10,901$90.0K0.00%––
InterOcean Capital Group, LLC11,000$91.0K0.01%––
Virginia Retirement Systems Et Al11,200$93.0K0.00%––
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management11,265$93.0K0.01%––
Focused Wealth Management, Inc11,230$93.0K0.02%––
Summit Trail Advisors, LLC12,000$99.0K0.01%––
Walleye Capital LLC12,431$103.0K0.01%––
TownSquare Capital, LLC12,765$106.0K0.00%––
Wolverine Trading, LLC13,452$108.0K0.00%––
Valeo Financial Advisors, LLC13,000$108.0K0.01%––
TL Private Wealth16,000$111.0K0.07%––
E Fund Management Co., Ltd.13,528$112.0K0.01%––
Kestra Advisory Services, LLC13,827$114.0K0.00%––
Independent Financial Group, LLC14,000$115.8K0.01%––
Belpointe Asset Management LLC14,023$116.0K0.01%––
Kovitz Investment Group Partners, LLC15,100$125.0K0.00%––
Balyasny Asset Management LLC15,266$126.0K0.00%––
Sigma Planning Corp15,380$127.0K0.00%––
Great West Life Assurance Co15,938$131.0K0.00%––
Poehling Capital Management, LLC16,000$132.0K0.05%––
Laidlaw Wealth Management LLC16,180$134.0K0.05%––
Prudential Financial Inc16,510$137.0K0.00%––
Banque Cantonale Vaudoise16,700$138.0K0.01%––
Integrated Advisors Network LLC17,000$141.0K0.01%––