Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 235
- +4 vs. Q4 2021
- Shares held
- 129.7M
- +37.0M (+39.9%) vs. Q4 2021
- Total value
- $301.7M
- −$130.4M (−30.2%) vs. Q4 2021
- New holders
- 41
- 89 more added
- Sold out
- 37
- 37 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Street Corp | 33,960,884 | $79.1M | 0.00% | +19,365,130+132.7% | Added |
| BlackRock Inc. | 22,034,889 | $51.3M | 0.00% | +259,024+1.2% | Added |
| Vanguard Group Inc | 15,901,385 | $37.1M | 0.00% | +208,655+1.3% | Added |
| D. E. Shaw & Co., Inc. | 7,241,891 | $16.9M | 0.02% | +4,794,841+195.9% | Added |
| Geode Capital Management, LLC | 4,986,433 | $11.6M | 0.00% | −314,823−5.9% | Reduced |
| JPMorgan Chase & Co | 3,298,099 | $7.68M | 0.00% | −276,218−7.7% | Reduced |
| Morgan Stanley | 3,281,214 | $7.64M | 0.00% | +2,367,713+259.2% | Added |
| Northern Trust Corp | 2,816,938 | $6.56M | 0.00% | −128,500−4.4% | Reduced |
| UBS Group AG | 2,480,761 | $5.78M | 0.00% | +1,631,874+192.2% | Added |
| Rafferty Asset Management, LLC | 2,470,682 | $5.76M | 0.03% | +1,620,162+190.5% | Added |
| Charles Schwab Investment Management Inc | 2,201,687 | $5.13M | 0.00% | +58,593+2.7% | Added |
| Norges Bank | 2,183,583 | $5.09M | 0.00% | +1,255,291+135.2% | Added |
| Susquehanna International Group, LLP | 2,131,495 | $4.97M | 0.01% | +1,376,838+182.4% | Added |
| Citadel Advisors LLC | 1,693,822 | $3.95M | 0.00% | +691,099+68.9% | Added |
| Marshall Wace, LLP | 1,658,516 | $3.86M | 0.01% | +1,658,516 | New |
| Goldman Sachs Group Inc | 1,577,066 | $3.67M | 0.00% | +944,285+149.2% | Added |
| Wells Fargo & Company | 1,339,186 | $3.12M | 0.00% | +172,823+14.8% | Added |
| Bank of America Corp | 1,293,836 | $3.01M | 0.00% | +1,076,786+496.1% | Added |
| Nuveen Asset Management, LLC | 1,024,672 | $2.57M | 0.00% | +78,729+8.3% | Added |
| Two Sigma Investments, LP | 1,088,700 | $2.54M | 0.01% | +1,088,700 | New |
| Bank of New York Mellon Corp | 985,502 | $2.30M | 0.00% | +27,241+2.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 905,847 | $2.11M | 0.00% | −149,396−14.2% | Reduced |
| Swiss National Bank | 688,100 | $1.60M | 0.00% | +64,900+10.4% | Added |
| Citigroup Inc | 439,090 | $1.02M | 0.00% | −326,999−42.7% | Reduced |
| California State Teachers Retirement System | 378,893 | $883.0K | 0.00% | −23,075−5.7% | Reduced |
| State of Wisconsin Investment Board | 336,900 | $785.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 321,129 | $748.0K | 0.10% | +286,428+825.4% | Added |
| Alliancebernstein L.P. | 320,100 | $746.0K | 0.00% | +900+0.3% | Added |
| Rhumbline Advisers | 309,702 | $722.0K | 0.00% | +5,297+1.7% | Added |
| Qube Research & Technologies Ltd | 299,507 | $698.0K | 0.01% | +274,669+1,105.8% | Added |
| Squarepoint Ops LLC | 286,694 | $668.0K | 0.00% | +286,694 | New |
| Credit Suisse AG | 285,022 | $664.0K | 0.00% | +14,269+5.3% | Added |
| Legal & General Group Plc | 268,804 | $627.0K | 0.00% | +3,143+1.2% | Added |
| Mutual of America Capital Management LLC | 260,925 | $608.0K | 0.01% | −11,341−4.2% | Reduced |
| UBS Asset Management Americas Inc | 256,343 | $597.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 246,001 | $573.0K | 0.01% | +185,701+308.0% | Added |
| Cubist Systematic Strategies, LLC | 236,400 | $551.0K | 0.00% | +220,209+1,360.1% | Added |
| Emfo, LLC | 230,717 | $538.0K | 0.49% | +9,500+4.3% | Added |
| Quantbot Technologies LP | 205,400 | $478.0K | 0.04% | +205,400 | New |
| New York State Common Retirement Fund | 201,001 | $468.0K | 0.00% | +16,735+9.1% | Added |
| Allspring Global Investments Holdings, LLC | 186,337 | $434.0K | 0.00% | −15,955−7.9% | Reduced |
| Deutsche Bank AG | 184,609 | $429.0K | 0.00% | −18,280−9.0% | Reduced |
| Man Group plc | 182,000 | $424.0K | 0.00% | +182,000 | New |
| Victory Capital Management Inc | 260,362 | $393.0K | 0.00% | +223,602+608.3% | Added |
| Walleye Capital LLC | 167,701 | $391.0K | 0.01% | +167,701 | New |
| Raymond James & Associates | 166,825 | $389.0K | 0.00% | −12,932−7.2% | Reduced |
| Jane Street Group, LLC | 165,409 | $386.0K | 0.00% | +48,941+42.0% | Added |
| IndexIQ Advisors LLC | 165,463 | $386.0K | 0.01% | +165,463 | New |
| Raymond James Financial Services Advisors, Inc. | 161,195 | $376.0K | 0.00% | +12,264+8.2% | Added |
| Commonwealth Equity Services, LLC | 156,302 | $364.0K | 0.00% | +72,340+86.2% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 150,000 | $349.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 148,321 | $346.0K | 0.00% | −10,439−6.6% | Reduced |
| Asset Management Resources, LLC | 134,020 | $312.0K | 0.25% | +66,000+97.0% | Added |
| Parametric Portfolio Associates LLC | 131,423 | $306.0K | 0.00% | +31,149+31.1% | Added |
| Price T Rowe Associates Inc | 130,715 | $305.0K | 0.00% | +18,809+16.8% | Added |
| Tower Research Capital LLC (TRC) | 124,166 | $289.0K | 0.00% | +86,494+229.6% | Added |
| Invesco Ltd. | 123,193 | $287.0K | 0.00% | −4,810−3.8% | Reduced |
| E Fund Management Co., Ltd. | 123,048 | $287.0K | 0.01% | +95,216+342.1% | Added |
| Eudaimonia Advisors LLC | 120,400 | $281.0K | 0.16% | 00.0% | Unchanged |
| MetLife Investment Management | 117,951 | $274.8K | 0.00% | +13,416+12.8% | Added |
| Nisa Investment Advisors, LLC | 116,290 | $271.0K | 0.00% | +113,090+3,534.1% | Added |
| Manufacturers Life Insurance Company, The | 115,658 | $269.5K | 0.00% | −27,594−19.3% | Reduced |
| Voya Investment Management LLC | 114,455 | $267.0K | 0.00% | +5,824+5.4% | Added |
| ExodusPoint Capital Management, LP | 112,245 | $262.0K | 0.00% | +112,245 | New |
| swisspartners Ltd. | 110,000 | $256.0K | 0.20% | 00.0% | Unchanged |
| LPL Financial LLC | 108,404 | $253.0K | 0.00% | +23,871+28.2% | Added |
| Engineers Gate Manager LP | 105,879 | $247.0K | 0.01% | +78,316+284.1% | Added |
| State Board of Administration of Florida Retirement System | 98,684 | $230.0K | 0.00% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 95,417 | $226.0K | 0.00% | +2,391+2.6% | Added |
| Patriot Financial Group Insurance Agency, LLC | 95,252 | $222.0K | 0.04% | +12,950+15.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 87,402 | $204.0K | 0.00% | +23,706+37.2% | Added |
| Donald L. Hagan, LLC | 86,934 | $203.0K | 0.11% | +13,350+18.1% | Added |
| Collective Family Office LLC | 87,010 | $203.0K | 0.08% | +19,200+28.3% | Added |
| Principal Financial Group Inc | 85,664 | $200.0K | 0.00% | +1,614+1.9% | Added |
| Goodman Advisory Group, LLC | 85,592 | $199.0K | 0.07% | +4,600+5.7% | Added |
| Arizona State Retirement System | 78,667 | $183.0K | 0.00% | +2,446+3.2% | Added |
| Simplex Trading, LLC | 78,704 | $183.0K | 0.01% | +78,704 | New |
| Point72 Hong Kong Ltd | 77,609 | $181.0K | 0.02% | +77,609 | New |
| Ameriprise Financial Inc | 75,591 | $176.0K | 0.00% | −4,410−5.5% | Reduced |
| Handelsbanken Fonder AB | 69,100 | $161.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 62,500 | $146.0K | 0.01% | +50,750+431.9% | Added |
| Bank of Montreal | 56,891 | $144.0K | 0.00% | +45,045+380.3% | Added |
| Teacher Retirement System of Texas | 59,410 | $138.0K | 0.00% | +4,972+9.1% | Added |
| Natixis | 57,830 | $135.0K | 0.00% | +42,100+267.6% | Added |
| ProShare Advisors LLC | 56,014 | $131.0K | 0.00% | −9,251−14.2% | Reduced |
| GFG Capital, LLC | 54,000 | $126.0K | 0.04% | +27,200+101.5% | Added |
| Janus Henderson Group PLC | 54,223 | $126.0K | 0.00% | +54,223 | New |
| Lattice Capital Management, LLC | 63,200 | $119.4K | 0.17% | 00.0% | Unchanged |
| Barclays PLC | 50,859 | $118.0K | 0.00% | −327,570−86.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,574 | $118.0K | 0.00% | −150−0.3% | Reduced |
| Oaktree Fund Advisors, LLC | 50,000 | $116.0K | 0.19% | 00.0% | Unchanged |
| World Equity Group, Inc. | 48,000 | $111.8K | 0.02% | +48,000 | New |
| Paloma Partners Management Co | 47,591 | $111.0K | 0.01% | +47,591 | New |
| Amalgamated Bank | 47,420 | $110.0K | 0.00% | −3,738−7.3% | Reduced |
| Amalgamated Financial Corp. | 47,420 | $110.0K | 0.00% | +47,420 | New |
| Independent Financial Group, LLC | 44,000 | $102.5K | 0.01% | +500+1.1% | Added |
| US Bancorp | 41,810 | $97.0K | 0.00% | +9,941+31.2% | Added |
| SlateStone Wealth, LLC | 40,300 | $94.0K | 0.02% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 40,255 | $94.0K | 0.01% | +2,700+7.2% | Added |
| S&T Bank | 38,853 | $91.0K | 0.01% | 00.0% | Unchanged |