Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 235
- +4 vs. Q4 2021
- Shares held
- 129.7M
- +37.0M (+39.9%) vs. Q4 2021
- Total value
- $301.7M
- −$130.4M (−30.2%) vs. Q4 2021
- New holders
- 41
- 89 more added
- Sold out
- 37
- 37 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clearstead Advisors, LLC | 130 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 150 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 196 | $0 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $0 | 0.00% | +1 | New |
| Heritage Wealth Management, LLC | 1 | $0 | 0.00% | +1 | New |
| Arcadia Investment Advisors LLC | 150 | $350 | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 375 | $1.00K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 377 | $1.00K | 0.00% | +300+389.6% | Added |
| GHP Investment Advisors, Inc. | 358 | $1.00K | 0.00% | +358 | New |
| Global Retirement Partners, LLC | 500 | $1.00K | 0.00% | +500 | New |
| Cutler Group LP | 900 | $2.00K | 0.00% | −2,200−71.0% | Reduced |
| Asset Dedication, LLC | 971 | $2.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,034 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 893 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Bedel Financial Consulting, Inc. | 1,480 | $3.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $3.00K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,381 | $3.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,724 | $4.00K | 0.00% | +1,724 | New |
| Capital Advisory Group Advisory Services, LLC | 1,720 | $4.00K | 0.00% | +1,720 | New |
| Aquatic Capital Management LLC | 1,800 | $4.00K | 0.01% | +1,800 | New |
| Stephens Consulting, LLC | 1,740 | $4.05K | 0.00% | −1,000−36.5% | Reduced |
| Leonteq Securities AG | 2,000 | $4.66K | 0.00% | +1,000+100.0% | Added |
| Lenox Wealth Advisors, LLC | 2,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 2,000 | $5.00K | 0.00% | +1,000+100.0% | Added |
| TCI Wealth Advisors, Inc. | 2,196 | $5.00K | 0.00% | +1,039+89.8% | Added |
| Whittier Trust Co | 2,530 | $6.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,464 | $6.00K | 0.00% | +202+8.9% | Added |
| Ci Investments Inc. | 2,742 | $6.00K | 0.00% | +2,742 | New |
| TD Waterhouse Canada Inc. | 2,600 | $6.03K | 0.00% | +1,700+188.9% | Added |
| The PNC Financial Services Group, Inc. | 3,060 | $7.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,929 | $7.00K | 0.00% | +736+33.6% | Added |
| Ogorek Anthony Joseph | 3,600 | $8.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $8.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $9.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 4,000 | $9.00K | 0.00% | +2,500+166.7% | Added |
| Steward Partners Investment Advisory, LLC | 4,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 4,314 | $10.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,350 | $10.1K | 0.00% | +1,500+52.6% | Added |
| Versant Capital Management, Inc | 5,000 | $12.0K | 0.00% | −5,000−50.0% | Reduced |
| Rockefeller Capital Management L.P. | 5,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 5,591 | $13.0K | 0.00% | +5,591 | New |
| Federation des caisses Desjardins du Quebec | 6,000 | $14.0K | 0.00% | −1,000−14.3% | Reduced |
| Huntington National Bank | 6,001 | $14.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $15.0K | 0.01% | −750−10.1% | Reduced |
| Credit Agricole S A | 7,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 7,365 | $17.2K | 0.01% | +3,365+84.1% | Added |
| CSS LLC | 7,900 | $18.0K | 0.00% | +7,900 | New |
| Prospera Financial Services Inc | 8,200 | $19.0K | 0.00% | +8,200 | New |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $23.0K | 0.00% | +10,000 | New |
| Running Point Capital Advisors, LLC | 10,000 | $23.0K | 0.01% | +10,000 | New |
| Peapack Gladstone Financial Corp | 10,291 | $24.0K | 0.00% | +91+0.9% | Added |
| GWM Advisors LLC | 10,400 | $24.0K | 0.00% | +10,400 | New |
| People's United Financial, Inc. | 10,870 | $25.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $25.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 10,825 | $25.0K | 0.00% | +6,040+126.2% | Added |
| Thrive Wealth Management, LLC | 11,146 | $26.0K | 0.01% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,994 | $26.0K | 0.00% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 12,162 | $28.0K | 0.00% | −53,502−81.5% | Reduced |
| Spectrum Wealth Advisory Group, LLC | 12,093 | $28.0K | 0.03% | −1,500−11.0% | Reduced |
| Goelzer Investment Management, Inc. | 12,000 | $28.0K | 0.00% | +12,000 | New |
| Stratos Wealth Partners, LTD. | 13,075 | $30.0K | 0.00% | +13,075 | New |
| Money Concepts Capital Corp | 13,225 | $31.0K | 0.00% | +13,225 | New |
| Telemus Capital, LLC | 13,373 | $31.0K | 0.00% | +13,373 | New |
| AE Wealth Management LLC | 13,775 | $32.0K | 0.00% | +1,219+9.7% | Added |
| Xponance, Inc. | 14,200 | $33.0K | 0.00% | +117+0.8% | Added |
| Focused Wealth Management, Inc | 14,000 | $33.0K | 0.01% | +8,000+133.3% | Added |
| Private Advisor Group, LLC | 14,692 | $34.0K | 0.00% | −9,363−38.9% | Reduced |
| Banque Cantonale Vaudoise | 15,000 | $35.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 15,000 | $35.0K | 0.00% | −60−0.4% | Reduced |
| Poehling Capital Management, LLC | 16,000 | $37.0K | 0.01% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,336 | $38.0K | 0.00% | +336+2.1% | Added |
| IHT Wealth Management, LLC | 17,368 | $40.0K | 0.00% | −125−0.7% | Reduced |
| InterOcean Capital Group, LLC | 17,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 17,130 | $40.0K | 0.00% | +2,024+13.4% | Added |
| Merit Financial Group, LLC | 17,680 | $41.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 17,500 | $41.0K | 0.01% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 20,500 | $41.0K | 0.00% | +20,500 | New |
| Integrated Wealth Concepts LLC | 18,081 | $42.0K | 0.00% | +1,280+7.6% | Added |
| Great West Life Assurance Co | 17,311 | $42.0K | 0.00% | +696+4.2% | Added |
| Wedbush Securities Inc | 18,300 | $43.0K | 0.00% | +300+1.7% | Added |
| Cetera Advisor Networks LLC | 18,655 | $43.0K | 0.00% | +1,000+5.7% | Added |