Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +15 vs. Q3 2021
- Shares held
- 92.7M
- +6.69M (+7.8%) vs. Q3 2021
- Total value
- $432.2M
- −$224.4M (−34.2%) vs. Q3 2021
- New holders
- 53
- 71 more added
- Sold out
- 38
- 59 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 21,775,865 | $101.3M | 0.00% | +908,194+4.4% | Added |
| Vanguard Group Inc | 15,692,730 | $73.0M | 0.00% | +186,237+1.2% | Added |
| State Street Corp | 14,595,754 | $67.9M | 0.00% | +2,308,379+18.8% | Added |
| Geode Capital Management, LLC | 5,301,256 | $24.6M | 0.00% | +241,923+4.8% | Added |
| JPMorgan Chase & Co | 3,574,317 | $16.6M | 0.00% | +639,306+21.8% | Added |
| Northern Trust Corp | 2,945,438 | $13.7M | 0.00% | +28,678+1.0% | Added |
| D. E. Shaw & Co., Inc. | 2,447,050 | $11.4M | 0.01% | −505,785−17.1% | Reduced |
| Sabby Management, LLC | 2,189,700 | $10.2M | 2.54% | +491,593+28.9% | Added |
| Charles Schwab Investment Management Inc | 2,143,094 | $9.97M | 0.00% | +110,344+5.4% | Added |
| Nuveen Asset Management, LLC | 945,943 | $5.66M | 0.00% | −144,002−13.2% | Reduced |
| Wells Fargo & Company | 1,166,363 | $5.42M | 0.00% | +240,918+26.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,055,243 | $4.91M | 0.01% | +268,257+34.1% | Added |
| Citadel Advisors LLC | 1,002,723 | $4.66M | 0.00% | +774,668+339.7% | Added |
| Bank of New York Mellon Corp | 958,261 | $4.46M | 0.00% | −204,124−17.6% | Reduced |
| Norges Bank | 928,292 | $4.32M | 0.00% | +215,757+30.3% | Added |
| Morgan Stanley | 913,501 | $4.25M | 0.00% | +52,232+6.1% | Added |
| Rafferty Asset Management, LLC | 850,520 | $3.96M | 0.02% | +457,080+116.2% | Added |
| UBS Group AG | 848,887 | $3.95M | 0.00% | +369,268+77.0% | Added |
| Citigroup Inc | 766,089 | $3.56M | 0.00% | +415,130+118.3% | Added |
| Susquehanna International Group, LLP | 754,657 | $3.51M | 0.01% | +105,568+16.3% | Added |
| Goldman Sachs Group Inc | 632,781 | $2.94M | 0.00% | +35,015+5.9% | Added |
| Swiss National Bank | 623,200 | $2.90M | 0.00% | +19,900+3.3% | Added |
| California State Teachers Retirement System | 401,968 | $1.87M | 0.00% | +29,270+7.9% | Added |
| Barclays PLC | 378,429 | $1.76M | 0.00% | +242,451+178.3% | Added |
| Schroder Investment Management Group | 373,382 | $1.74M | 0.00% | −341,439−47.8% | Reduced |
| State of Wisconsin Investment Board | 336,900 | $1.57M | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 319,200 | $1.48M | 0.00% | −100,000−23.9% | Reduced |
| Rhumbline Advisers | 304,405 | $1.42M | 0.00% | +5,653+1.9% | Added |
| Mutual of America Capital Management LLC | 272,266 | $1.27M | 0.01% | −2,541−0.9% | Reduced |
| Credit Suisse AG | 270,753 | $1.26M | 0.00% | −10,561−3.8% | Reduced |
| Legal & General Group Plc | 265,661 | $1.24M | 0.00% | +24,990+10.4% | Added |
| UBS Asset Management Americas Inc | 256,343 | $1.19M | 0.00% | −45,555−15.1% | Reduced |
| Emfo, LLC | 221,217 | $1.03M | 0.91% | −11,791−5.1% | Reduced |
| Bank of America Corp | 217,050 | $1.01M | 0.00% | −60,763−21.9% | Reduced |
| Royal Bank of Canada | 203,315 | $946.0K | 0.00% | +152,206+297.8% | Added |
| Deutsche Bank AG | 202,889 | $944.0K | 0.00% | +6,668+3.4% | Added |
| Allspring Global Investments Holdings, LLC | 202,292 | $940.0K | 0.00% | +202,292 | New |
| New York State Common Retirement Fund | 184,266 | $857.0K | 0.00% | −471−0.3% | Reduced |
| Raymond James & Associates | 179,757 | $836.0K | 0.00% | +28,000+18.5% | Added |
| Voloridge Investment Management, LLC | 169,029 | $786.0K | 0.00% | +169,029 | New |
| American International Group, Inc. | 158,760 | $738.0K | 0.00% | +6,699+4.4% | Added |
| Advisor Group Holdings, Inc. | 153,686 | $718.0K | 0.00% | −31,140−16.8% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 150,000 | $697.0K | 0.01% | +16,000+11.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 148,931 | $693.0K | 0.00% | −66,230−30.8% | Reduced |
| Manufacturers Life Insurance Company, The | 143,252 | $666.0K | 0.00% | +5,360+3.9% | Added |
| Millennium Management LLC | 133,148 | $619.0K | 0.00% | +133,148 | New |
| Invesco Ltd. | 128,003 | $596.0K | 0.00% | +7,660+6.4% | Added |
| Eudaimonia Advisors LLC | 120,400 | $560.0K | 0.33% | +120,400 | New |
| Jane Street Group, LLC | 116,468 | $542.0K | 0.00% | +63,179+118.6% | Added |
| Price T Rowe Associates Inc | 111,906 | $520.0K | 0.00% | +9,933+9.7% | Added |
| swisspartners Ltd. | 110,000 | $518.0K | 0.37% | 00.0% | Unchanged |
| Voya Investment Management LLC | 108,631 | $505.0K | 0.00% | +1,092+1.0% | Added |
| Avidian Wealth Solutions, LLC | 106,000 | $493.0K | 0.03% | −3,000−2.8% | Reduced |
| Suvretta Capital Management, LLC | 105,744 | $492.0K | 0.01% | +105,744 | New |
| MetLife Investment Management | 104,535 | $486.1K | 0.00% | +16,362+18.6% | Added |
| Parametric Portfolio Associates LLC | 100,274 | $466.0K | 0.00% | −1,642−1.6% | Reduced |
| State Board of Administration of Florida Retirement System | 98,684 | $459.0K | 0.00% | −69,709−41.4% | Reduced |
| Walleye Trading LLC | 98,019 | $456.0K | 0.01% | −30,346−23.6% | Reduced |
| ETF Managers Group, LLC | 93,026 | $456.0K | 0.01% | +93,026 | New |
| Ensign Peak Advisors, Inc | 88,990 | $414.0K | 0.00% | +88,990 | New |
| Hudson Bay Capital Management LP | 87,759 | $408.0K | 0.00% | +87,759 | New |
| LPL Financial LLC | 84,533 | $393.0K | 0.00% | −27,200−24.3% | Reduced |
| Principal Financial Group Inc | 84,050 | $391.0K | 0.00% | −26,662−24.1% | Reduced |
| Commonwealth Equity Services, LLC | 83,962 | $390.0K | 0.00% | −5,300−5.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 82,302 | $383.0K | 0.06% | +35,650+76.4% | Added |
| Goodman Advisory Group, LLC | 80,992 | $377.0K | 0.13% | +80,992 | New |
| Ameriprise Financial Inc | 80,001 | $372.0K | 0.00% | −13,823−14.7% | Reduced |
| Metropolitan Life Insurance Co | 77,437 | $360.1K | 0.00% | +4,537+6.2% | Added |
| Arizona State Retirement System | 76,221 | $354.0K | 0.00% | +1,845+2.5% | Added |
| Donald L. Hagan, LLC | 73,584 | $342.0K | 0.18% | +30,655+71.4% | Added |
| Handelsbanken Fonder AB | 69,100 | $321.0K | 0.00% | +7,800+12.7% | Added |
| Asset Management Resources, LLC | 68,020 | $316.0K | 0.28% | +68,020 | New |
| Collective Family Office LLC | 67,810 | $315.0K | 0.12% | +23,607+53.4% | Added |
| ClariVest Asset Management LLC | 65,664 | $306.0K | 0.01% | −3,197−4.6% | Reduced |
| ProShare Advisors LLC | 65,265 | $303.0K | 0.00% | +29,662+83.3% | Added |
| BNP Paribas Arbitrage, SA | 64,093 | $298.0K | 0.00% | +13,817+27.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 63,696 | $296.0K | 0.00% | −20,648−24.5% | Reduced |
| Lattice Capital Management, LLC | 63,200 | $294.0K | 0.30% | +63,200 | New |
| Susquehanna Fundamental Investments, LLC | 60,300 | $280.0K | 0.01% | +60,300 | New |
| Capital Fund Management S.A. | 57,912 | $269.3K | 0.01% | +57,912 | New |
| Teacher Retirement System of Texas | 54,438 | $253.0K | 0.00% | +11,530+26.9% | Added |
| Amalgamated Bank | 51,158 | $238.0K | 0.00% | +3,001+6.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,724 | $236.0K | 0.00% | +8,656+20.6% | Added |
| Oaktree Fund Advisors, LLC | 50,000 | $232.0K | 0.47% | −16,000−24.2% | Reduced |
| SG Americas Securities, LLC | 46,245 | $215.0K | 0.00% | −63,632−57.9% | Reduced |
| Independent Financial Group, LLC | 43,500 | $202.3K | 0.02% | +5,500+14.5% | Added |
| Crescent Grove Advisors, LLC | 43,000 | $200.0K | 0.02% | +21,000+95.5% | Added |
| SlateStone Wealth, LLC | 40,300 | $187.0K | 0.04% | −9,433−19.0% | Reduced |
| S&T Bank | 38,853 | $181.0K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 37,672 | $175.0K | 0.00% | −47,072−55.5% | Reduced |
| Centaurus Financial, Inc. | 37,555 | $175.0K | 0.01% | +8,020+27.2% | Added |
| Victory Capital Management Inc | 36,760 | $171.0K | 0.00% | +2,524+7.4% | Added |
| Gsa Capital Partners LLP | 34,701 | $161.0K | 0.02% | −662−1.9% | Reduced |
| Public Employees Retirement Association of Colorado | 33,397 | $155.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 31,869 | $149.0K | 0.00% | +6,269+24.5% | Added |
| HSBC Holdings PLC | 30,639 | $145.0K | 0.00% | +16,352+114.5% | Added |
| AXA S.A. | 29,800 | $139.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 29,518 | $136.0K | 0.00% | −4,025−12.0% | Reduced |
| United Capital Management of KS, Inc. | 28,990 | $135.0K | 0.05% | +2,000+7.4% | Added |
| E Fund Management Co., Ltd. | 27,832 | $129.0K | 0.00% | +6,068+27.9% | Added |