Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +15 vs. Q3 2021
- Shares held
- 92.7M
- +6.69M (+7.8%) vs. Q3 2021
- Total value
- $432.2M
- −$224.4M (−34.2%) vs. Q3 2021
- New holders
- 53
- 71 more added
- Sold out
- 38
- 59 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Engineers Gate Manager LP | 27,563 | $128.0K | 0.01% | +27,563 | New |
| GFG Capital, LLC | 26,800 | $125.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 26,928 | $125.0K | 0.05% | +4,463+19.9% | Added |
| Alpine Global Management, LLC | 25,893 | $120.0K | 0.02% | +25,893 | New |
| NorthRock Partners, LLC | 25,000 | $116.0K | 0.01% | +25,000 | New |
| Qube Research & Technologies Ltd | 24,838 | $115.0K | 0.00% | +24,838 | New |
| Private Advisor Group, LLC | 24,055 | $112.0K | 0.00% | −12,745−34.6% | Reduced |
| Front Street Capital Management, Inc. | 24,000 | $112.0K | 0.02% | +24,000 | New |
| Cerity Partners LLC | 23,587 | $110.0K | 0.00% | +23,587 | New |
| Ameritas Investment Partners, Inc. | 23,089 | $107.0K | 0.00% | +2,123+10.1% | Added |
| Investors Asset Management of Georgia Inc | 23,000 | $107.0K | 0.05% | +23,000 | New |
| Kovitz Investment Group Partners, LLC | 15,100 | $103.0K | 0.00% | +15,100 | New |
| Algert Global LLC | 20,183 | $94.0K | 0.01% | +380+1.9% | Added |
| STRS Ohio | 20,100 | $93.0K | 0.00% | −13,500−40.2% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $93.0K | 0.00% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 19,885 | $92.0K | 0.02% | −23,315−54.0% | Reduced |
| Modus Advisors, LLC | 19,706 | $92.0K | 0.04% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,329 | $90.0K | 0.00% | −2,661−12.1% | Reduced |
| Prudential Financial Inc | 19,115 | $89.0K | 0.00% | −435−2.2% | Reduced |
| Laidlaw Wealth Management LLC | 19,180 | $89.0K | 0.01% | 00.0% | Unchanged |
| Pictet Asset Management SA | 19,066 | $89.0K | 0.00% | 00.0% | Unchanged |
| Keystone Financial Group | 18,150 | $84.0K | 0.01% | +1,000+5.8% | Added |
| Wedbush Securities Inc | 18,000 | $84.0K | 0.00% | +2,500+16.1% | Added |
| XTX Topco Ltd | 18,117 | $84.0K | 0.05% | +18,117 | New |
| Merit Financial Group, LLC | 17,680 | $82.0K | 0.01% | −4,000−18.5% | Reduced |
| Cetera Advisor Networks LLC | 17,655 | $82.0K | 0.00% | +17,655 | New |
| Bridgewater Advisors Inc. | 17,500 | $81.0K | 0.02% | −22,000−55.7% | Reduced |
| IHT Wealth Management, LLC | 17,493 | $81.0K | 0.01% | 00.0% | Unchanged |
| AQR Capital Management LLC | 16,892 | $79.0K | 0.00% | −12,038−41.6% | Reduced |
| InterOcean Capital Group, LLC | 17,000 | $79.0K | 0.00% | +3,000+21.4% | Added |
| Integrated Wealth Concepts LLC | 16,801 | $78.0K | 0.00% | +410+2.5% | Added |
| Great West Life Assurance Co | 16,615 | $77.0K | 0.00% | +651+4.1% | Added |
| Granite Bay Wealth Management, LLC | 16,270 | $76.0K | 0.08% | +16,270 | New |
| Cubist Systematic Strategies, LLC | 16,191 | $75.0K | 0.00% | +16,191 | New |
| Poehling Capital Management, LLC | 16,000 | $74.0K | 0.02% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,000 | $74.0K | 0.00% | +3,000+23.1% | Added |
| IFG Advisory, LLC | 15,900 | $73.0K | 0.01% | −2,000−11.2% | Reduced |
| Natixis | 15,730 | $73.0K | 0.00% | +15,730 | New |
| Acorn Wealth Advisors, LLC | 15,314 | $71.0K | 0.05% | +1,076+7.6% | Added |
| Banque Cantonale Vaudoise | 15,000 | $70.0K | 0.00% | −2,200−12.8% | Reduced |
| Mackenzie Financial Corp | 15,106 | $70.0K | 0.00% | −851−5.3% | Reduced |
| Spire Wealth Management | 15,060 | $70.0K | 0.00% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 14,701 | $68.0K | 0.04% | +14,701 | New |
| Valeo Financial Advisors, LLC | 14,473 | $67.0K | 0.00% | +100+0.7% | Added |
| Xponance, Inc. | 14,083 | $65.0K | 0.00% | +1,015+7.8% | Added |
| Balyasny Asset Management LLC | 13,805 | $64.0K | 0.00% | +13,805 | New |
| Spectrum Wealth Advisory Group, LLC | 13,593 | $63.0K | 0.06% | −4,500−24.9% | Reduced |
| AE Wealth Management LLC | 12,556 | $58.0K | 0.00% | −2,105−14.4% | Reduced |
| Bank of Montreal | 11,846 | $57.0K | 0.00% | −1,578−11.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 12,310 | $57.0K | 0.00% | +12,310 | New |
| Moors & Cabot, Inc. | 11,750 | $55.0K | 0.00% | +11,750 | New |
| Thrive Wealth Management, LLC | 11,146 | $52.0K | 0.02% | +11,146 | New |
| Visionary Wealth Advisors | 10,994 | $51.0K | 0.00% | −1,206−9.9% | Reduced |
| People's United Financial, Inc. | 10,870 | $51.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $50.0K | 0.03% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,200 | $47.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $47.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 10,107 | $47.0K | 0.00% | +10,107 | New |
| Versant Capital Management, Inc | 10,000 | $47.0K | 0.02% | +10,000 | New |
| Sculptor Capital LP | 8,600 | $40.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 8,481 | $39.0K | 0.01% | +8,134+2,344.1% | Added |
| Newbridge Financial Services Group, Inc. | 7,400 | $34.0K | 0.02% | −12,925−63.6% | Reduced |
| Credit Agricole S A | 7,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 7,000 | $32.5K | 0.00% | +1,000+16.7% | Added |
| Focused Wealth Management, Inc | 6,000 | $28.0K | 0.00% | −5,500−47.8% | Reduced |
| Huntington National Bank | 6,001 | $28.0K | 0.00% | +1,000+20.0% | Added |
| Rockefeller Capital Management L.P. | 5,500 | $25.0K | 0.00% | −2,000−26.7% | Reduced |
| Larson Financial Group LLC | 4,785 | $22.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $21.0K | 0.00% | −1,298−22.4% | Reduced |
| Baillie Gifford & Co | 4,314 | $20.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 4,000 | $18.6K | 0.01% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $18.0K | 0.00% | 00.0% | Unchanged |
| Ogorek Anthony Joseph | 3,600 | $16.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $15.0K | 0.00% | +3,250 | New |
| The PNC Financial Services Group, Inc. | 3,060 | $14.0K | 0.00% | −2,282−42.7% | Reduced |
| Cutler Group LP | 3,100 | $14.0K | 0.00% | −400−11.4% | Reduced |
| Russell Investments Group, Ltd. | 3,200 | $14.0K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,850 | $13.3K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,801 | $13.0K | 0.00% | +2,801 | New |
| Stephens Consulting, LLC | 2,740 | $12.7K | 0.01% | +2,740 | New |
| Lenox Wealth Advisors, LLC | 2,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 2,530 | $12.0K | 0.00% | +2,530 | New |
| Nisa Investment Advisors, LLC | 3,200 | $11.0K | 0.00% | −255,250−98.8% | Reduced |
| Quadrant Capital Group LLC | 2,262 | $11.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,193 | $10.0K | 0.00% | −907−29.3% | Reduced |
| Proequities, Inc. | 2,050 | $10.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $7.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,500 | $7.00K | 0.00% | +1,500 | New |
| Bedel Financial Consulting, Inc. | 1,480 | $7.00K | 0.00% | +1,480 | New |
| Harbour Investments, Inc. | 1,200 | $6.00K | 0.00% | −5,698−82.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,381 | $6.00K | 0.00% | −45−3.2% | Reduced |
| Resources Management Corp | 1,340 | $6.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $6.00K | 0.00% | +1,250 | New |
| AdvisorNet Financial, Inc | 1,000 | $5.00K | 0.00% | −500−33.3% | Reduced |
| Howe & Rusling Inc | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $5.00K | 0.00% | −100−9.1% | Reduced |
| Gemmer Asset Management LLC | 1,034 | $5.00K | 0.00% | 00.0% | Unchanged |