Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +15 vs. Q3 2021
- Shares held
- 92.7M
- +6.69M (+7.8%) vs. Q3 2021
- Total value
- $432.2M
- −$224.4M (−34.2%) vs. Q3 2021
- New holders
- 53
- 71 more added
- Sold out
- 38
- 59 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 77 | $0 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 99 | $0 | 0.00% | +99 | New |
| Albion Financial Group | 1 | $0 | 0.00% | +1 | New |
| Parallax Volatility Advisers, L.P. | 42 | $0 | 0.00% | +42 | New |
| Cornerstone Advisory, LLC | 10 | $0 | 0.00% | +10 | New |
| Shore Point Advisors, LLC | 60 | $0 | 0.00% | +60 | New |
| Arcadia Investment Advisors LLC | 150 | $698 | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 300 | $1.00K | 0.00% | −300−50.0% | Reduced |
| SRS Capital Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 154 | $1.00K | 0.00% | +26+20.3% | Added |
| Trust Co of Vermont | 204 | $1.00K | 0.00% | +204 | New |
| Steward Financial Group LLC | 350 | $1.00K | 0.00% | +350 | New |
| Beaird Harris Wealth Management, LLC | 196 | $1.00K | 0.00% | +196 | New |
| First Manhattan Co | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 375 | $2.00K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 550 | $2.00K | 0.00% | +550 | New |
| Community Bank, N.A. | 600 | $3.00K | 0.00% | +100+20.0% | Added |
| TFC Financial Management | 893 | $4.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 900 | $4.26K | 0.00% | +900 | New |
| Leonteq Securities AG | 1,000 | $4.65K | 0.00% | −2,000−66.7% | Reduced |
| AdvisorNet Financial, Inc | 1,000 | $5.00K | 0.00% | −500−33.3% | Reduced |
| Howe & Rusling Inc | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,000 | $5.00K | 0.00% | −100−9.1% | Reduced |
| Gemmer Asset Management LLC | 1,034 | $5.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 1,028 | $5.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 971 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,157 | $5.00K | 0.00% | +657+131.4% | Added |
| Ahrens Investment Partners LLC | 1,000 | $5.00K | 0.00% | +1,000 | New |
| Masso Torrence Wealth Management Inc. | 1,000 | $5.00K | 0.00% | +1,000 | New |
| Harbour Investments, Inc. | 1,200 | $6.00K | 0.00% | −5,698−82.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,381 | $6.00K | 0.00% | −45−3.2% | Reduced |
| Resources Management Corp | 1,340 | $6.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $6.00K | 0.00% | +1,250 | New |
| Accel Wealth Management | 1,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $7.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,500 | $7.00K | 0.00% | +1,500 | New |
| Bedel Financial Consulting, Inc. | 1,480 | $7.00K | 0.00% | +1,480 | New |
| Captrust Financial Advisors | 2,193 | $10.0K | 0.00% | −907−29.3% | Reduced |
| Proequities, Inc. | 2,050 | $10.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 3,200 | $11.0K | 0.00% | −255,250−98.8% | Reduced |
| Quadrant Capital Group LLC | 2,262 | $11.0K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 2,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 2,530 | $12.0K | 0.00% | +2,530 | New |
| Stephens Consulting, LLC | 2,740 | $12.7K | 0.01% | +2,740 | New |
| CoreCap Advisors, LLC | 2,801 | $13.0K | 0.00% | +2,801 | New |
| American Portfolios Advisors | 2,850 | $13.3K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,060 | $14.0K | 0.00% | −2,282−42.7% | Reduced |
| Cutler Group LP | 3,100 | $14.0K | 0.00% | −400−11.4% | Reduced |
| Russell Investments Group, Ltd. | 3,200 | $14.0K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $15.0K | 0.00% | +3,250 | New |
| Ogorek Anthony Joseph | 3,600 | $16.0K | 0.01% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $18.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 4,000 | $18.6K | 0.01% | 00.0% | Unchanged |
| Baillie Gifford & Co | 4,314 | $20.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $21.0K | 0.00% | −1,298−22.4% | Reduced |
| Larson Financial Group LLC | 4,785 | $22.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,500 | $25.0K | 0.00% | −2,000−26.7% | Reduced |
| Focused Wealth Management, Inc | 6,000 | $28.0K | 0.00% | −5,500−47.8% | Reduced |
| Huntington National Bank | 6,001 | $28.0K | 0.00% | +1,000+20.0% | Added |
| Federation des caisses Desjardins du Quebec | 7,000 | $32.5K | 0.00% | +1,000+16.7% | Added |
| Credit Agricole S A | 7,000 | $33.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 7,400 | $34.0K | 0.02% | −12,925−63.6% | Reduced |
| Lindbrook Capital, LLC | 8,481 | $39.0K | 0.01% | +8,134+2,344.1% | Added |
| Sculptor Capital LP | 8,600 | $40.0K | 0.00% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 10,200 | $47.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $47.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 10,107 | $47.0K | 0.00% | +10,107 | New |
| Versant Capital Management, Inc | 10,000 | $47.0K | 0.02% | +10,000 | New |
| Everhart Financial Group, Inc. | 10,717 | $50.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,994 | $51.0K | 0.00% | −1,206−9.9% | Reduced |
| People's United Financial, Inc. | 10,870 | $51.0K | 0.00% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 11,146 | $52.0K | 0.02% | +11,146 | New |
| Moors & Cabot, Inc. | 11,750 | $55.0K | 0.00% | +11,750 | New |
| Bank of Montreal | 11,846 | $57.0K | 0.00% | −1,578−11.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 12,310 | $57.0K | 0.00% | +12,310 | New |
| AE Wealth Management LLC | 12,556 | $58.0K | 0.00% | −2,105−14.4% | Reduced |
| Spectrum Wealth Advisory Group, LLC | 13,593 | $63.0K | 0.06% | −4,500−24.9% | Reduced |
| Balyasny Asset Management LLC | 13,805 | $64.0K | 0.00% | +13,805 | New |
| Xponance, Inc. | 14,083 | $65.0K | 0.00% | +1,015+7.8% | Added |
| Valeo Financial Advisors, LLC | 14,473 | $67.0K | 0.00% | +100+0.7% | Added |
| Fox Run Management, L.L.C. | 14,701 | $68.0K | 0.04% | +14,701 | New |
| Banque Cantonale Vaudoise | 15,000 | $70.0K | 0.00% | −2,200−12.8% | Reduced |
| Mackenzie Financial Corp | 15,106 | $70.0K | 0.00% | −851−5.3% | Reduced |
| Spire Wealth Management | 15,060 | $70.0K | 0.00% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 15,314 | $71.0K | 0.05% | +1,076+7.6% | Added |
| IFG Advisory, LLC | 15,900 | $73.0K | 0.01% | −2,000−11.2% | Reduced |
| Natixis | 15,730 | $73.0K | 0.00% | +15,730 | New |
| Poehling Capital Management, LLC | 16,000 | $74.0K | 0.02% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,000 | $74.0K | 0.00% | +3,000+23.1% | Added |
| Cubist Systematic Strategies, LLC | 16,191 | $75.0K | 0.00% | +16,191 | New |
| Granite Bay Wealth Management, LLC | 16,270 | $76.0K | 0.08% | +16,270 | New |