Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +1 vs. Q1 2022
- Shares held
- 153.5M
- +24.4M (+18.9%) vs. Q1 2022
- Total value
- $308.5M
- +$8.18M (+2.7%) vs. Q1 2022
- New holders
- 27
- 78 more added
- Sold out
- 26
- 47 more reduced
7 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Street Corp | 39,661,099 | $79.7M | 0.00% | +5,700,215+16.8% | Added |
| BlackRock Inc. | 33,950,557 | $68.2M | 0.00% | +11,915,668+54.1% | Added |
| Vanguard Group Inc | 20,896,424 | $42.0M | 0.00% | +4,995,039+31.4% | Added |
| Geode Capital Management, LLC | 6,892,947 | $13.9M | 0.00% | +1,906,514+38.2% | Added |
| D. E. Shaw & Co., Inc. | 5,881,402 | $11.8M | 0.02% | −1,360,489−18.8% | Reduced |
| Northern Trust Corp | 3,450,139 | $6.93M | 0.00% | +633,201+22.5% | Added |
| JPMorgan Chase & Co | 3,269,037 | $6.57M | 0.00% | −29,062−0.9% | Reduced |
| Morgan Stanley | 2,972,031 | $5.97M | 0.00% | −309,183−9.4% | Reduced |
| Norges Bank | 2,901,483 | $5.83M | 0.00% | +717,900+32.9% | Added |
| Charles Schwab Investment Management Inc | 2,766,904 | $5.56M | 0.00% | +565,217+25.7% | Added |
| Susquehanna International Group, LLP | 2,127,240 | $4.28M | 0.01% | −4,255−0.2% | Reduced |
| Goldman Sachs Group Inc | 1,939,979 | $3.90M | 0.00% | +362,913+23.0% | Added |
| Citigroup Inc | 1,780,555 | $3.58M | 0.00% | +1,341,465+305.5% | Added |
| Rafferty Asset Management, LLC | 1,751,066 | $3.52M | 0.03% | −719,616−29.1% | Reduced |
| Nuveen Asset Management, LLC | 1,547,181 | $3.11M | 0.00% | +522,509+51.0% | Added |
| Bank of America Corp | 1,388,992 | $2.79M | 0.00% | +95,156+7.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,335,071 | $2.68M | 0.01% | +429,224+47.4% | Added |
| Bank of New York Mellon Corp | 1,209,139 | $2.43M | 0.00% | +223,637+22.7% | Added |
| UBS Group AG | 1,135,069 | $2.28M | 0.00% | −1,345,692−54.2% | Reduced |
| Wells Fargo & Company | 1,106,556 | $2.23M | 0.00% | −232,630−17.4% | Reduced |
| Cubist Systematic Strategies, LLC | 829,079 | $1.67M | 0.01% | +592,679+250.7% | Added |
| Jane Street Group, LLC | 812,473 | $1.63M | 0.00% | +647,064+391.2% | Added |
| Swiss National Bank | 704,000 | $1.42M | 0.00% | +15,900+2.3% | Added |
| Citadel Advisors LLC | 664,422 | $1.33M | 0.00% | −1,029,400−60.8% | Reduced |
| Rhumbline Advisers | 522,863 | $1.05M | 0.00% | +213,161+68.8% | Added |
| AXA S.A. | 427,300 | $858.9K | 0.00% | +427,300 | New |
| SG Americas Securities, LLC | 416,816 | $838.0K | 0.01% | +416,816 | New |
| California State Teachers Retirement System | 415,926 | $836.0K | 0.00% | +37,033+9.8% | Added |
| Legal & General Group Plc | 345,981 | $696.0K | 0.00% | +77,177+28.7% | Added |
| Alliancebernstein L.P. | 320,100 | $643.0K | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 312,888 | $629.0K | 0.00% | −24,012−7.1% | Reduced |
| Two Sigma Investments, LP | 302,015 | $607.0K | 0.00% | −786,685−72.3% | Reduced |
| Credit Suisse AG | 284,803 | $573.0K | 0.00% | −219−0.1% | Reduced |
| UBS Asset Management Americas Inc | 266,443 | $535.5K | 0.00% | +10,100+3.9% | Added |
| New York State Common Retirement Fund | 264,675 | $532.0K | 0.00% | +63,674+31.7% | Added |
| Simplex Trading, LLC | 247,557 | $497.0K | 0.02% | +168,853+214.5% | Added |
| Millennium Management LLC | 246,659 | $496.0K | 0.00% | +246,659 | New |
| Bank of Montreal | 235,607 | $492.0K | 0.00% | +178,716+314.1% | Added |
| Emfo, LLC | 230,717 | $464.0K | 0.47% | 00.0% | Unchanged |
| Wellspring Financial Advisors, LLC | 205,761 | $414.0K | 0.14% | +205,761 | New |
| Virtu Financial LLC | 203,663 | $409.0K | 0.03% | +203,663 | New |
| New York Life Investment Management LLC | 200,146 | $402.0K | 0.00% | +200,146 | New |
| MetLife Investment Management | 198,880 | $399.7K | 0.00% | +80,929+68.6% | Added |
| E Fund Management Co., Ltd. | 196,273 | $395.0K | 0.04% | +73,225+59.5% | Added |
| Deutsche Bank AG | 194,117 | $390.0K | 0.00% | +9,508+5.2% | Added |
| Quantbot Technologies LP | 183,907 | $369.0K | 0.03% | −21,493−10.5% | Reduced |
| American International Group, Inc. | 177,955 | $358.0K | 0.00% | +29,634+20.0% | Added |
| Barclays PLC | 166,620 | $335.0K | 0.00% | +115,761+227.6% | Added |
| Commonwealth Equity Services, LLC | 165,717 | $333.0K | 0.00% | +9,415+6.0% | Added |
| HSBC Holdings PLC | 160,733 | $326.0K | 0.00% | +129,234+410.3% | Added |
| Raymond James & Associates | 155,819 | $313.0K | 0.00% | −11,006−6.6% | Reduced |
| Engineers Gate Manager LP | 147,733 | $297.0K | 0.01% | +41,854+39.5% | Added |
| Manufacturers Life Insurance Company, The | 144,564 | $290.6K | 0.00% | +28,906+25.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 144,233 | $290.0K | 0.00% | −16,962−10.5% | Reduced |
| Voya Investment Management LLC | 143,965 | $289.0K | 0.00% | +29,510+25.8% | Added |
| Price T Rowe Associates Inc | 141,561 | $285.0K | 0.00% | +10,846+8.3% | Added |
| Asset Management Resources, LLC | 138,020 | $277.0K | 0.24% | +4,000+3.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $269.0K | 0.00% | −16,000−10.7% | Reduced |
| Eudaimonia Advisors LLC | 131,187 | $264.0K | 0.18% | +10,787+9.0% | Added |
| Advisor Group Holdings, Inc. | 123,264 | $250.0K | 0.00% | −7,138−5.5% | Reduced |
| ETF Managers Group, LLC | 122,882 | $245.0K | 0.01% | +27,465+28.8% | Added |
| Victory Capital Management Inc | 119,234 | $240.0K | 0.00% | −141,128−54.2% | Reduced |
| Invesco Ltd. | 118,492 | $238.0K | 0.00% | −4,701−3.8% | Reduced |
| LPL Financial LLC | 116,550 | $234.0K | 0.00% | +8,146+7.5% | Added |
| swisspartners Ltd. | 110,000 | $228.0K | 0.22% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 98,694 | $198.0K | 0.00% | +100.0% | Added |
| Collective Family Office LLC | 98,745 | $198.0K | 0.09% | +11,735+13.5% | Added |
| Ameriprise Financial Inc | 96,988 | $195.0K | 0.00% | +21,397+28.3% | Added |
| XTX Topco Ltd | 97,095 | $195.0K | 0.08% | +77,843+404.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 89,958 | $181.0K | 0.00% | +2,556+2.9% | Added |
| BNP Paribas Arbitrage, SA | 88,871 | $178.6K | 0.00% | +63,976+257.0% | Added |
| Donald L. Hagan, LLC | 88,738 | $178.0K | 0.11% | +1,804+2.1% | Added |
| Lattice Capital Management, LLC | 63,200 | $174.0K | 0.32% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 82,204 | $165.0K | 0.00% | +82,204 | New |
| Goodman Advisory Group, LLC | 80,992 | $163.0K | 0.07% | −4,600−5.4% | Reduced |
| Arizona State Retirement System | 80,985 | $163.0K | 0.00% | +2,318+2.9% | Added |
| Tower Research Capital LLC (TRC) | 75,180 | $151.0K | 0.00% | −48,986−39.5% | Reduced |
| Virtus ETF Advisers LLC | 73,547 | $148.0K | 0.05% | +48,120+189.2% | Added |
| Handelsbanken Fonder AB | 69,100 | $139.0K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 68,425 | $138.0K | 0.00% | +41,750+156.5% | Added |
| Principal Financial Group Inc | 66,398 | $133.0K | 0.00% | −19,266−22.5% | Reduced |
| Oaktree Fund Advisors, LLC | 66,000 | $132.0K | 0.23% | +16,000+32.0% | Added |
| Moors & Cabot, Inc. | 61,500 | $124.0K | 0.01% | −1,000−1.6% | Reduced |
| Balyasny Asset Management LLC | 61,446 | $124.0K | 0.00% | +61,446 | New |
| Janus Henderson Group PLC | 54,443 | $110.0K | 0.00% | +220+0.4% | Added |
| Csenge Advisory Group | 51,456 | $103.0K | 0.01% | +51,456 | New |
| Amalgamated Bank | 49,939 | $100.0K | 0.00% | +2,519+5.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 49,082 | $99.0K | 0.00% | −1,492−3.0% | Reduced |
| World Equity Group, Inc. | 48,000 | $96.5K | 0.02% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 47,893 | $96.0K | 0.00% | −251,614−84.0% | Reduced |
| HighTower Advisors, LLC | 48,008 | $96.0K | 0.00% | +12,000+33.3% | Added |
| Creative Planning | 47,318 | $95.0K | 0.00% | +8,880+23.1% | Added |
| Teacher Retirement System of Texas | 46,909 | $94.0K | 0.00% | −12,501−21.0% | Reduced |
| Independent Financial Group, LLC | 44,000 | $88.4K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 42,712 | $86.0K | 0.00% | −13,302−23.7% | Reduced |
| Two Sigma Securities, LLC | 40,816 | $82.0K | 0.01% | +40,816 | New |
| Salvus Wealth Management, LLC | 40,911 | $82.0K | 0.07% | +40,911 | New |
| Centaurus Financial, Inc. | 40,255 | $81.0K | 0.01% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $81.0K | 0.02% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 39,498 | $79.0K | 0.00% | +39,498 | New |