Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +1 vs. Q1 2022
- Shares held
- 153.5M
- +24.4M (+18.9%) vs. Q1 2022
- Total value
- $308.5M
- +$8.18M (+2.7%) vs. Q1 2022
- New holders
- 27
- 78 more added
- Sold out
- 26
- 47 more reduced
7 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 6 | $0 | 0.00% | −186,331−100.0% | Reduced |
| ClariVest Asset Management LLC | 162 | $0 | 0.00% | −12,000−98.7% | Reduced |
| Clearstead Advisors, LLC | 130 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $0 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 196 | $0 | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 204 | $0 | 0.00% | +204 | New |
| Heritage Wealth Management, LLC | 1 | $2 | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Advisors LLC | 150 | $302 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 358 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 971 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 893 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 768 | $2.00K | 0.00% | +391+103.7% | Added |
| Fairfield, Bush & Co. | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Lindbrook Capital, LLC | 1,056 | $2.00K | 0.00% | +1,056 | New |
| Ten Capital Wealth Advisors, LLC | 1,000 | $2.00K | 0.00% | +1,000 | New |
| Money Concepts Capital Corp | 1,600 | $3.00K | 0.00% | −11,625−87.9% | Reduced |
| Resources Management Corp | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,581 | $3.00K | 0.00% | +200+14.5% | Added |
| Cutler Group LP | 1,900 | $3.00K | 0.00% | +1,000+111.1% | Added |
| Stephens Consulting, LLC | 1,740 | $3.50K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,193 | $4.00K | 0.00% | −736−25.1% | Reduced |
| Howe & Rusling Inc | 2,200 | $4.00K | 0.00% | +200+10.0% | Added |
| Accel Wealth Management | 1,500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $4.00K | 0.00% | +2,200 | New |
| Sterling Investment Advisors, Ltd. | 2,000 | $4.00K | 0.00% | +2,000 | New |
| Whittier Trust Co | 2,530 | $5.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $5.00K | 0.00% | −202−8.2% | Reduced |
| TCI Wealth Advisors, Inc. | 2,597 | $5.00K | 0.00% | +401+18.3% | Added |
| TD Waterhouse Canada Inc. | 2,600 | $5.56K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,801 | $6.00K | 0.00% | +2,801 | New |
| Rockefeller Capital Management L.P. | 3,500 | $7.00K | 0.00% | −2,000−36.4% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $7.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 3,500 | $7.00K | 0.00% | +2,500+250.0% | Added |
| M&T Bank Corp | 14,570 | $7.00K | 0.00% | +14,570 | New |
| Pacifica Partners Inc. | 3,500 | $7.00K | 0.00% | +3,500 | New |
| AlphaMark Advisors, LLC | 4,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $8.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 4,000 | $8.04K | 0.00% | +2,000+100.0% | Added |
| American Portfolios Advisors | 4,350 | $8.74K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 4,460 | $8.96K | 0.00% | −1,540−25.7% | Reduced |
| Baillie Gifford & Co | 4,314 | $9.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 6,001 | $12.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $13.0K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 7,365 | $14.8K | 0.01% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 8,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 8,511 | $17.0K | 0.00% | +5,769+210.4% | Added |
| Royal Bank of Canada | 9,977 | $20.0K | 0.00% | −28,254−73.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 10,500 | $21.0K | 0.00% | −10,000−48.8% | Reduced |
| Peapack Gladstone Financial Corp | 10,291 | $21.0K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,994 | $22.0K | 0.00% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 11,146 | $22.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 10,825 | $22.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,509 | $23.0K | 0.00% | −3,183−21.7% | Reduced |
| Spectrum Wealth Advisory Group, LLC | 11,593 | $23.0K | 0.03% | −500−4.1% | Reduced |
| Goelzer Investment Management, Inc. | 12,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 11,717 | $24.0K | 0.01% | +1,000+9.3% | Added |
| Stratos Wealth Partners, LTD. | 13,090 | $26.0K | 0.00% | +15+0.1% | Added |
| AE Wealth Management LLC | 13,675 | $27.0K | 0.00% | −100−0.7% | Reduced |
| Telemus Capital, LLC | 13,373 | $27.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 13,986 | $28.0K | 0.00% | −102,304−88.0% | Reduced |
| Merit Financial Group, LLC | 13,780 | $28.0K | 0.00% | −3,900−22.1% | Reduced |
| Focused Wealth Management, Inc | 14,000 | $28.0K | 0.01% | 00.0% | Unchanged |
| Natixis | 15,000 | $30.0K | 0.00% | −42,830−74.1% | Reduced |
| Banque Cantonale Vaudoise | 15,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 14,913 | $30.0K | 0.00% | +14,913 | New |
| Poehling Capital Management, LLC | 16,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $34.0K | 0.00% | +600+3.7% | Added |
| Patriot Financial Group Insurance Agency, LLC | 17,552 | $35.0K | 0.01% | −77,700−81.6% | Reduced |
| Bridgewater Advisors Inc. | 17,500 | $35.0K | 0.01% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 17,368 | $35.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 17,986 | $36.0K | 0.00% | +675+3.9% | Added |
| The PNC Financial Services Group, Inc. | 18,060 | $36.0K | 0.00% | +15,000+490.2% | Added |
| Wedbush Securities Inc | 18,300 | $37.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,897 | $38.0K | 0.00% | −6,507−25.6% | Reduced |
| Pictet Asset Management SA | 19,066 | $38.0K | 0.00% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 19,055 | $38.0K | 0.00% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 19,473 | $39.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Crescent Grove Advisors, LLC | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 19,820 | $40.0K | 0.03% | −300−1.5% | Reduced |