Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 229
- +1 vs. Q1 2022
- Shares held
- 153.5M
- +24.4M (+18.9%) vs. Q1 2022
- Total value
- $308.5M
- +$8.18M (+2.7%) vs. Q1 2022
- New holders
- 27
- 78 more added
- Sold out
- 26
- 47 more reduced
7 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| S&T Bank | 38,853 | $78.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 37,034 | $74.0K | 0.00% | −4,776−11.4% | Reduced |
| Public Employees Retirement Association of Colorado | 33,397 | $67.0K | 0.00% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 33,500 | $67.0K | 0.03% | +6,000+21.8% | Added |
| Acorn Wealth Advisors, LLC | 32,210 | $65.0K | 0.05% | +8,192+34.1% | Added |
| Ameritas Investment Partners, Inc. | 28,515 | $57.0K | 0.00% | +5,426+23.5% | Added |
| Mackenzie Financial Corp | 26,030 | $52.0K | 0.00% | +8,900+52.0% | Added |
| HighPoint Advisor Group LLC | 20,035 | $51.0K | 0.01% | +20,035 | New |
| RMR Wealth Builders | 24,500 | $49.0K | 0.01% | +24,500 | New |
| Front Street Capital Management, Inc. | 24,000 | $48.0K | 0.01% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 23,082 | $46.4K | 0.00% | +3,901+20.3% | Added |
| United Capital Management of KS, Inc. | 23,015 | $46.0K | 0.02% | −6,375−21.7% | Reduced |
| Keystone Financial Group | 22,650 | $46.0K | 0.01% | +2,500+12.4% | Added |
| Prudential Financial Inc | 22,785 | $45.0K | 0.00% | +3,670+19.2% | Added |
| Cetera Advisor Networks LLC | 22,455 | $45.0K | 0.00% | +3,800+20.4% | Added |
| Truist Financial Corp | 22,650 | $45.0K | 0.00% | +22,650 | New |
| Stifel Financial Corp | 21,672 | $44.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 21,987 | $44.0K | 0.00% | +16,396+293.3% | Added |
| Verition Fund Management LLC | 21,971 | $44.0K | 0.00% | +21,971 | New |
| Gsa Capital Partners LLP | 21,521 | $43.0K | 0.01% | −299,608−93.3% | Reduced |
| Integrated Wealth Concepts LLC | 21,081 | $42.0K | 0.00% | +3,000+16.6% | Added |
| Xponance, Inc. | 20,288 | $41.0K | 0.00% | +6,088+42.9% | Added |
| Salem Investment Counselors Inc | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Crescent Grove Advisors, LLC | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 19,820 | $40.0K | 0.03% | −300−1.5% | Reduced |
| STRS Ohio | 20,100 | $40.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Modus Advisors, LLC | 19,706 | $40.0K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 20,000 | $40.0K | 0.00% | +5,000+33.3% | Added |
| Valeo Financial Advisors, LLC | 19,473 | $39.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,897 | $38.0K | 0.00% | −6,507−25.6% | Reduced |
| Pictet Asset Management SA | 19,066 | $38.0K | 0.00% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 19,055 | $38.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 18,300 | $37.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 17,986 | $36.0K | 0.00% | +675+3.9% | Added |
| The PNC Financial Services Group, Inc. | 18,060 | $36.0K | 0.00% | +15,000+490.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 17,552 | $35.0K | 0.01% | −77,700−81.6% | Reduced |
| Bridgewater Advisors Inc. | 17,500 | $35.0K | 0.01% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 17,368 | $35.0K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $34.0K | 0.00% | +600+3.7% | Added |
| Poehling Capital Management, LLC | 16,000 | $32.0K | 0.01% | 00.0% | Unchanged |
| Natixis | 15,000 | $30.0K | 0.00% | −42,830−74.1% | Reduced |
| Banque Cantonale Vaudoise | 15,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 14,913 | $30.0K | 0.00% | +14,913 | New |
| Nisa Investment Advisors, LLC | 13,986 | $28.0K | 0.00% | −102,304−88.0% | Reduced |
| Merit Financial Group, LLC | 13,780 | $28.0K | 0.00% | −3,900−22.1% | Reduced |
| Focused Wealth Management, Inc | 14,000 | $28.0K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 13,675 | $27.0K | 0.00% | −100−0.7% | Reduced |
| Telemus Capital, LLC | 13,373 | $27.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,090 | $26.0K | 0.00% | +15+0.1% | Added |
| Goelzer Investment Management, Inc. | 12,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 11,717 | $24.0K | 0.01% | +1,000+9.3% | Added |
| Private Advisor Group, LLC | 11,509 | $23.0K | 0.00% | −3,183−21.7% | Reduced |
| Spectrum Wealth Advisory Group, LLC | 11,593 | $23.0K | 0.03% | −500−4.1% | Reduced |
| Visionary Wealth Advisors | 10,994 | $22.0K | 0.00% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 11,146 | $22.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 10,825 | $22.0K | 0.00% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 10,500 | $21.0K | 0.00% | −10,000−48.8% | Reduced |
| Peapack Gladstone Financial Corp | 10,291 | $21.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,977 | $20.0K | 0.00% | −28,254−73.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $20.0K | 0.01% | 00.0% | Unchanged |
| Ci Investments Inc. | 8,511 | $17.0K | 0.00% | +5,769+210.4% | Added |
| Prospera Financial Services Inc | 8,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 7,365 | $14.8K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $13.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 6,001 | $12.0K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 4,314 | $9.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 4,460 | $8.96K | 0.00% | −1,540−25.7% | Reduced |
| American Portfolios Advisors | 4,350 | $8.74K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 4,000 | $8.04K | 0.00% | +2,000+100.0% | Added |
| AlphaMark Advisors, LLC | 4,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $8.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,500 | $7.00K | 0.00% | −2,000−36.4% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $7.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 3,500 | $7.00K | 0.00% | +2,500+250.0% | Added |
| M&T Bank Corp | 14,570 | $7.00K | 0.00% | +14,570 | New |
| Pacifica Partners Inc. | 3,500 | $7.00K | 0.00% | +3,500 | New |
| CoreCap Advisors, LLC | 2,801 | $6.00K | 0.00% | +2,801 | New |
| TD Waterhouse Canada Inc. | 2,600 | $5.56K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 2,530 | $5.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $5.00K | 0.00% | −202−8.2% | Reduced |
| TCI Wealth Advisors, Inc. | 2,597 | $5.00K | 0.00% | +401+18.3% | Added |
| Captrust Financial Advisors | 2,193 | $4.00K | 0.00% | −736−25.1% | Reduced |
| Howe & Rusling Inc | 2,200 | $4.00K | 0.00% | +200+10.0% | Added |
| Accel Wealth Management | 1,500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $4.00K | 0.00% | +2,200 | New |
| Sterling Investment Advisors, Ltd. | 2,000 | $4.00K | 0.00% | +2,000 | New |
| Stephens Consulting, LLC | 1,740 | $3.50K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,600 | $3.00K | 0.00% | −11,625−87.9% | Reduced |
| Resources Management Corp | 1,340 | $3.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $3.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,581 | $3.00K | 0.00% | +200+14.5% | Added |
| Cutler Group LP | 1,900 | $3.00K | 0.00% | +1,000+111.1% | Added |