Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 235
- +4 vs. Q4 2021
- Shares held
- 129.7M
- +37.0M (+39.9%) vs. Q4 2021
- Total value
- $301.7M
- −$130.4M (−30.2%) vs. Q4 2021
- New holders
- 41
- 89 more added
- Sold out
- 37
- 37 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creative Planning | 38,438 | $90.0K | 0.00% | +38,438 | New |
| Royal Bank of Canada | 38,231 | $88.0K | 0.00% | −165,084−81.2% | Reduced |
| Parametrica Management Ltd | 37,387 | $87.0K | 0.06% | +37,387 | New |
| HighTower Advisors, LLC | 36,008 | $84.0K | 0.00% | +6,490+22.0% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $78.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 31,499 | $75.0K | 0.00% | +860+2.8% | Added |
| United Capital Management of KS, Inc. | 29,390 | $68.0K | 0.03% | +400+1.4% | Added |
| Investors Asset Management of Georgia Inc | 27,500 | $64.0K | 0.03% | +4,500+19.6% | Added |
| Atria Wealth Solutions, Inc. | 26,675 | $62.0K | 0.00% | +26,675 | New |
| Virtus ETF Advisers LLC | 25,427 | $59.0K | 0.03% | −1,501−5.6% | Reduced |
| Kestra Advisory Services, LLC | 25,404 | $59.0K | 0.00% | +6,075+31.4% | Added |
| BNP Paribas Arbitrage, SA | 24,895 | $58.0K | 0.00% | −39,198−61.2% | Reduced |
| Advisory Services Network, LLC | 24,810 | $58.0K | 0.00% | +24,810 | New |
| Front Street Capital Management, Inc. | 24,000 | $56.0K | 0.01% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 24,018 | $56.0K | 0.04% | +8,704+56.8% | Added |
| Ameritas Investment Partners, Inc. | 23,089 | $54.0K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 21,936 | $51.0K | 0.00% | −76,083−77.6% | Reduced |
| Stifel Financial Corp | 21,672 | $50.0K | 0.00% | +21,672 | New |
| Crescent Grove Advisors, LLC | 20,000 | $47.0K | 0.00% | −23,000−53.5% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Keystone Financial Group | 20,150 | $47.0K | 0.01% | +2,000+11.0% | Added |
| Granite Bay Wealth Management, LLC | 20,120 | $47.0K | 0.04% | +3,850+23.7% | Added |
| STRS Ohio | 20,100 | $46.0K | 0.00% | 00.0% | Unchanged |
| Modus Advisors, LLC | 19,706 | $46.0K | 0.02% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,000 | $46.0K | 0.00% | +4,100+25.8% | Added |
| Prudential Financial Inc | 19,115 | $45.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 19,252 | $45.0K | 0.02% | +1,135+6.3% | Added |
| Valeo Financial Advisors, LLC | 19,473 | $45.0K | 0.00% | +5,000+34.5% | Added |
| Metropolitan Life Insurance Co | 19,181 | $44.7K | 0.00% | −58,256−75.2% | Reduced |
| NorthRock Partners, LLC | 19,055 | $44.0K | 0.00% | −5,945−23.8% | Reduced |
| Pictet Asset Management SA | 19,066 | $44.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 18,300 | $43.0K | 0.00% | +300+1.7% | Added |
| Cetera Advisor Networks LLC | 18,655 | $43.0K | 0.00% | +1,000+5.7% | Added |
| Integrated Wealth Concepts LLC | 18,081 | $42.0K | 0.00% | +1,280+7.6% | Added |
| Great West Life Assurance Co | 17,311 | $42.0K | 0.00% | +696+4.2% | Added |
| Merit Financial Group, LLC | 17,680 | $41.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 17,500 | $41.0K | 0.01% | 00.0% | Unchanged |
| Frontier Wealth Management LLC | 20,500 | $41.0K | 0.00% | +20,500 | New |
| IHT Wealth Management, LLC | 17,368 | $40.0K | 0.00% | −125−0.7% | Reduced |
| InterOcean Capital Group, LLC | 17,000 | $40.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 17,130 | $40.0K | 0.00% | +2,024+13.4% | Added |
| Integrated Advisors Network LLC | 16,336 | $38.0K | 0.00% | +336+2.1% | Added |
| Poehling Capital Management, LLC | 16,000 | $37.0K | 0.01% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 15,000 | $35.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 15,000 | $35.0K | 0.00% | −60−0.4% | Reduced |
| Private Advisor Group, LLC | 14,692 | $34.0K | 0.00% | −9,363−38.9% | Reduced |
| Xponance, Inc. | 14,200 | $33.0K | 0.00% | +117+0.8% | Added |
| Focused Wealth Management, Inc | 14,000 | $33.0K | 0.01% | +8,000+133.3% | Added |
| AE Wealth Management LLC | 13,775 | $32.0K | 0.00% | +1,219+9.7% | Added |
| Money Concepts Capital Corp | 13,225 | $31.0K | 0.00% | +13,225 | New |
| Telemus Capital, LLC | 13,373 | $31.0K | 0.00% | +13,373 | New |
| Stratos Wealth Partners, LTD. | 13,075 | $30.0K | 0.00% | +13,075 | New |
| ClariVest Asset Management LLC | 12,162 | $28.0K | 0.00% | −53,502−81.5% | Reduced |
| Spectrum Wealth Advisory Group, LLC | 12,093 | $28.0K | 0.03% | −1,500−11.0% | Reduced |
| Goelzer Investment Management, Inc. | 12,000 | $28.0K | 0.00% | +12,000 | New |
| Thrive Wealth Management, LLC | 11,146 | $26.0K | 0.01% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,994 | $26.0K | 0.00% | 00.0% | Unchanged |
| People's United Financial, Inc. | 10,870 | $25.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $25.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 10,825 | $25.0K | 0.00% | +6,040+126.2% | Added |
| Peapack Gladstone Financial Corp | 10,291 | $24.0K | 0.00% | +91+0.9% | Added |
| GWM Advisors LLC | 10,400 | $24.0K | 0.00% | +10,400 | New |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $23.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $23.0K | 0.00% | +10,000 | New |
| Running Point Capital Advisors, LLC | 10,000 | $23.0K | 0.01% | +10,000 | New |
| Prospera Financial Services Inc | 8,200 | $19.0K | 0.00% | +8,200 | New |
| CSS LLC | 7,900 | $18.0K | 0.00% | +7,900 | New |
| Kelly Financial Services LLC | 7,365 | $17.2K | 0.01% | +3,365+84.1% | Added |
| Credit Agricole S A | 7,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $15.0K | 0.01% | −750−10.1% | Reduced |
| Huntington National Bank | 6,001 | $14.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 6,000 | $14.0K | 0.00% | −1,000−14.3% | Reduced |
| FMR LLC | 5,591 | $13.0K | 0.00% | +5,591 | New |
| Versant Capital Management, Inc | 5,000 | $12.0K | 0.00% | −5,000−50.0% | Reduced |
| Rockefeller Capital Management L.P. | 5,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,350 | $10.1K | 0.00% | +1,500+52.6% | Added |
| Steward Partners Investment Advisory, LLC | 4,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 4,314 | $10.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $9.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 4,000 | $9.00K | 0.00% | +2,500+166.7% | Added |
| Ogorek Anthony Joseph | 3,600 | $8.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $8.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,060 | $7.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,929 | $7.00K | 0.00% | +736+33.6% | Added |
| TD Waterhouse Canada Inc. | 2,600 | $6.03K | 0.00% | +1,700+188.9% | Added |
| Whittier Trust Co | 2,530 | $6.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,464 | $6.00K | 0.00% | +202+8.9% | Added |
| Ci Investments Inc. | 2,742 | $6.00K | 0.00% | +2,742 | New |
| Lenox Wealth Advisors, LLC | 2,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 2,000 | $5.00K | 0.00% | +1,000+100.0% | Added |
| TCI Wealth Advisors, Inc. | 2,196 | $5.00K | 0.00% | +1,039+89.8% | Added |
| Leonteq Securities AG | 2,000 | $4.66K | 0.00% | +1,000+100.0% | Added |
| Stephens Consulting, LLC | 1,740 | $4.05K | 0.00% | −1,000−36.5% | Reduced |
| Signaturefd, LLC | 1,724 | $4.00K | 0.00% | +1,724 | New |
| Capital Advisory Group Advisory Services, LLC | 1,720 | $4.00K | 0.00% | +1,720 | New |
| Aquatic Capital Management LLC | 1,800 | $4.00K | 0.01% | +1,800 | New |
| Bedel Financial Consulting, Inc. | 1,480 | $3.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $3.00K | 0.00% | 00.0% | Unchanged |